Form 8.3 - AngloGold Ashanti plc

Barclays PLC

02 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				01 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			2,206,979	0.53%	2,061,836	0.49%
(2)	Cash-settled derivatives:
	and/or controlled:			1,928,872	0.46%	1,761,649	0.42%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			4,265,851	1.02%	3,983,485	0.95%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		390,000		477.5300  ZAR
USD 1 ordinary		Purchase		288,650		27.2986  USD
USD 1 ordinary		Purchase		200,000		27.2072  USD
USD 1 ordinary		Purchase		71,955		27.2227  USD
USD 1 ordinary		Purchase		48,610		27.2021  USD
USD 1 ordinary		Purchase		34,152		27.1884  USD
USD 1 ordinary		Purchase		25,936		27.1679  USD
USD 1 ordinary		Purchase		17,687		27.2053  USD
USD 1 ordinary		Purchase		16,961		27.1446  USD
USD 1 ordinary		Purchase		15,973		27.1704  USD
USD 1 ordinary		Purchase		15,092		27.1744  USD
USD 1 ordinary		Purchase		13,756		27.2173  USD
USD 1 ordinary		Purchase		12,564		27.2041  USD
USD 1 ordinary		Purchase		6,862		27.1920  USD
USD 1 ordinary		Purchase		3,349		27.1607  USD
USD 1 ordinary		Purchase		3,228		27.2158  USD
USD 1 ordinary		Purchase		3,071		27.1638  USD
USD 1 ordinary		Purchase		3,000		27.5000  USD
USD 1 ordinary		Purchase		2,008		27.1748  USD
USD 1 ordinary		Purchase		1,665		27.2269  USD
USD 1 ordinary		Purchase		1,392		27.3765  USD
USD 1 ordinary		Purchase		1,134		472.8000  ZAR
USD 1 ordinary		Purchase		1,088		27.3562  USD
USD 1 ordinary		Purchase		549		27.2080  USD
USD 1 ordinary		Purchase		487		27.1813  USD
USD 1 ordinary		Purchase		400		27.1720  USD
USD 1 ordinary		Purchase		370		27.2375  USD
USD 1 ordinary		Purchase		360		27.1481  USD
USD 1 ordinary		Purchase		218		27.2861  USD
USD 1 ordinary		Purchase		204		27.2047  USD
USD 1 ordinary		Purchase		113		27.2900  USD
USD 1 ordinary		Purchase		106		27.1219  USD
USD 1 ordinary		Purchase		100		27.3200  USD
USD 1 ordinary		Purchase		82		27.2700  USD
USD 1 ordinary		Purchase		69		27.1244  USD
USD 1 ordinary		Purchase		5		27.1500  USD
USD 1 ordinary		Sale		421,191		27.2710  USD
USD 1 ordinary		Sale		390,000		477.5300  ZAR
USD 1 ordinary		Sale		65,552		27.1928  USD
USD 1 ordinary		Sale		52,355		27.2051  USD
USD 1 ordinary		Sale		48,006		27.2021  USD
USD 1 ordinary		Sale		44,033		27.2272  USD
USD 1 ordinary		Sale		23,232		27.1905  USD
USD 1 ordinary		Sale		23,113		27.2012  USD
USD 1 ordinary		Sale		17,608		27.1808  USD
USD 1 ordinary		Sale		15,973		27.1704  USD
USD 1 ordinary		Sale		15,092		27.1744  USD
USD 1 ordinary		Sale		8,318		27.2278  USD
USD 1 ordinary		Sale		7,695		27.1515  USD
USD 1 ordinary		Sale		7,584		27.2070  USD
USD 1 ordinary		Sale		7,400		27.1679  USD
USD 1 ordinary		Sale		5,000		27.1995  USD
USD 1 ordinary		Sale		3,772		27.2625  USD
USD 1 ordinary		Sale		3,710		27.1500  USD
USD 1 ordinary		Sale		3,203		27.2203  USD
USD 1 ordinary		Sale		3,000		27.5000  USD
USD 1 ordinary		Sale		2,559		27.1634  USD
USD 1 ordinary		Sale		1,578		27.2369  USD
USD 1 ordinary		Sale		1,492		27.1700  USD
USD 1 ordinary		Sale		1,134		472.8000  ZAR
USD 1 ordinary		Sale		1,101		27.1434  USD
USD 1 ordinary		Sale		1,098		27.2080  USD
USD 1 ordinary		Sale		721		27.2527  USD
USD 1 ordinary		Sale		711		27.1331  USD
USD 1 ordinary		Sale		616		27.2196  USD
USD 1 ordinary		Sale		604		27.2038  USD
USD 1 ordinary		Sale		500		27.3120  USD
USD 1 ordinary		Sale		400		27.1720  USD
USD 1 ordinary		Sale		360		27.1481  USD
USD 1 ordinary		Sale		300		27.1710  USD
USD 1 ordinary		Sale		265		27.1672  USD
USD 1 ordinary		Sale		258		27.1453  USD
USD 1 ordinary		Sale		220		26.6672  USD
USD 1 ordinary		Sale		218		27.2861  USD
USD 1 ordinary		Sale		166		27.1474  USD
USD 1 ordinary		Sale		116		27.1583  USD
USD 1 ordinary		Sale		113		27.2900  USD
USD 1 ordinary		Sale		108		27.1888  USD
USD 1 ordinary		Sale		81		27.1566  USD
USD 1 ordinary		Sale		54		27.1350  USD
USD 1 ordinary		Sale		50		27.1680  USD
USD 1 ordinary		Sale		46		27.1593  USD
USD 1 ordinary		Sale		36		27.1600  USD
USD 1 ordinary		Sale		23		27.1400  USD
USD 1 ordinary		Sale		20		27.1800  USD
USD 1 ordinary		Sale		19		27.0100  USD
USD 1 ordinary		Sale		3		27.2233  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Opening Short		99,242	490.7900  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,444	462.0344  ZAR
USD 1 ordinary		SWAP		Decreasing Short		120	462.2622  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,362	462.9018  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2	464.0000  ZAR
USD 1 ordinary		SWAP		Decreasing Short		15,428	466.6421  ZAR
USD 1 ordinary		SWAP		Decreasing Short		7,095	470.3415  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,740	470.9406  ZAR
USD 1 ordinary		SWAP		Decreasing Short		17,135	471.4024  ZAR
USD 1 ordinary		SWAP		Decreasing Short		49,932	471.4464  ZAR
USD 1 ordinary		SWAP		Decreasing Short		18,298	471.4566  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,203	471.9084  ZAR
USD 1 ordinary		SWAP		Decreasing Short		15,546	472.6944  ZAR
USD 1 ordinary		SWAP		Decreasing Short		26,265	472.8385  ZAR
USD 1 ordinary		SWAP		Decreasing Short		14,803	472.8803  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,522	473.9804  ZAR
USD 1 ordinary		SWAP		Decreasing Short		390,000	477.5777  ZAR
USD 1 ordinary		SWAP		Increasing Short		2	463.9211  ZAR
USD 1 ordinary		SWAP		Increasing Short		15,428	466.5627  ZAR
USD 1 ordinary		SWAP		Increasing Short		15,333	469.9692  ZAR
USD 1 ordinary		SWAP		Increasing Short		17,135	471.3223  ZAR
USD 1 ordinary		SWAP		Increasing Short		49,932	471.3663  ZAR
USD 1 ordinary		SWAP		Increasing Short		18,298	471.3764  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,203	471.8281  ZAR
USD 1 ordinary		SWAP		Increasing Short		15,546	472.6141  ZAR
USD 1 ordinary		SWAP		Increasing Short		14,803	472.8000  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,362	473.0497  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,564	473.4072  ZAR
USD 1 ordinary		SWAP		Increasing Short		15,152	473.7405  ZAR
USD 1 ordinary		SWAP		Increasing Short		348,750	474.2719  ZAR
USD 1 ordinary		SWAP		Increasing Short		13,764	474.3292  ZAR
USD 1 ordinary		CFD		Increasing Long		15,333	469.9198  ZAR
USD 1 ordinary		CFD		Increasing Long		1,362	472.9409  ZAR
USD 1 ordinary		CFD		Increasing Long		6,564	473.3575  ZAR
USD 1 ordinary		CFD		Increasing Long		15,152	473.6907  ZAR
USD 1 ordinary		CFD		Increasing Long		348,750	474.2102  ZAR
USD 1 ordinary		CFD		Increasing Long		13,764	474.2675  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,444	462.0829  ZAR
USD 1 ordinary		CFD		Decreasing Long		120	462.3223  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,362	463.0082  ZAR
USD 1 ordinary		CFD		Decreasing Long		7,095	470.3909  ZAR
USD 1 ordinary		CFD		Decreasing Long		6,740	471.0018  ZAR
USD 1 ordinary		CFD		Decreasing Long		26,265	472.8645  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,522	474.0302  ZAR
USD 1 ordinary		CFD		Decreasing Long		390,000	477.5300  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				02 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END