Form 8.3 - AngloGold Ashanti plc

Barclays PLC

04 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				03 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			2,794,910	0.67%	2,632,191	0.63%
(2)	Cash-settled derivatives:
	and/or controlled:			2,393,579	0.57%	2,245,038	0.53%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			5,318,489	1.27%	5,037,229	1.20%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		190,248		26.4134  USD
USD 1 ordinary		Purchase		76,809		26.3028  USD
USD 1 ordinary		Purchase		48,389		463.3302  ZAR
USD 1 ordinary		Purchase		15,188		26.3027  USD
USD 1 ordinary		Purchase		14,282		26.4939  USD
USD 1 ordinary		Purchase		13,888		26.2768  USD
USD 1 ordinary		Purchase		11,835		26.3268  USD
USD 1 ordinary		Purchase		7,991		26.3490  USD
USD 1 ordinary		Purchase		6,973		26.3904  USD
USD 1 ordinary		Purchase		6,248		26.2854  USD
USD 1 ordinary		Purchase		6,200		26.2695  USD
USD 1 ordinary		Purchase		5,995		26.4926  USD
USD 1 ordinary		Purchase		4,445		26.2800  USD
USD 1 ordinary		Purchase		4,100		26.3324  USD
USD 1 ordinary		Purchase		3,700		26.2200  USD
USD 1 ordinary		Purchase		1,392		26.3102  USD
USD 1 ordinary		Purchase		1,300		26.2850  USD
USD 1 ordinary		Purchase		1,276		26.3074  USD
USD 1 ordinary		Purchase		1,092		26.2799  USD
USD 1 ordinary		Purchase		1,000		26.2700  USD
USD 1 ordinary		Purchase		700		26.2807  USD
USD 1 ordinary		Purchase		616		26.2637  USD
USD 1 ordinary		Purchase		400		26.4053  USD
USD 1 ordinary		Purchase		324		26.4282  USD
USD 1 ordinary		Purchase		300		26.2750  USD
USD 1 ordinary		Purchase		300		26.2250  USD
USD 1 ordinary		Purchase		227		26.2842  USD
USD 1 ordinary		Purchase		200		26.2300  USD
USD 1 ordinary		Purchase		200		26.2050  USD
USD 1 ordinary		Purchase		165		26.2481  USD
USD 1 ordinary		Purchase		115		26.2500  USD
USD 1 ordinary		Purchase		73		26.2100  USD
USD 1 ordinary		Purchase		31		26.2400  USD
USD 1 ordinary		Sale		314,846		26.3834  USD
USD 1 ordinary		Sale		48,389		463.3302  ZAR
USD 1 ordinary		Sale		8,261		26.3210  USD
USD 1 ordinary		Sale		6,601		26.2788  USD
USD 1 ordinary		Sale		5,684		26.2936  USD
USD 1 ordinary		Sale		5,000		26.2773  USD
USD 1 ordinary		Sale		4,100		26.3324  USD
USD 1 ordinary		Sale		4,053		26.2800  USD
USD 1 ordinary		Sale		3,600		26.2200  USD
USD 1 ordinary		Sale		3,506		26.2824  USD
USD 1 ordinary		Sale		3,010		26.2683  USD
USD 1 ordinary		Sale		2,794		26.2776  USD
USD 1 ordinary		Sale		2,681		26.2949  USD
USD 1 ordinary		Sale		2,097		26.4920  USD
USD 1 ordinary		Sale		1,200		26.2369  USD
USD 1 ordinary		Sale		630		26.4161  USD
USD 1 ordinary		Sale		520		26.2988  USD
USD 1 ordinary		Sale		432		26.3657  USD
USD 1 ordinary		Sale		420		26.2875  USD
USD 1 ordinary		Sale		265		26.3403  USD
USD 1 ordinary		Sale		246		26.5000  USD
USD 1 ordinary		Sale		240		26.8166  USD
USD 1 ordinary		Sale		208		26.4767  USD
USD 1 ordinary		Sale		200		26.4750  USD
USD 1 ordinary		Sale		165		26.2915  USD
USD 1 ordinary		Sale		165		26.2481  USD
USD 1 ordinary		Sale		116		26.3413  USD
USD 1 ordinary		Sale		115		26.2500  USD
USD 1 ordinary		Sale		102		26.2202  USD
USD 1 ordinary		Sale		59		26.4500  USD
USD 1 ordinary		Sale		31		26.2400  USD
USD 1 ordinary		Sale		26		26.3396  USD
USD 1 ordinary		Sale		15		26.5200  USD
USD 1 ordinary		Sale		15		26.2700  USD
USD 1 ordinary		Sale		10		26.6300  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		1,691	503.4607  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,412	477.9044  ZAR
USD 1 ordinary		SWAP		Increasing Short		702	492.6315  ZAR
USD 1 ordinary		SWAP		Decreasing Short		756	460.6029  ZAR
USD 1 ordinary		SWAP		Decreasing Short		45	460.6954  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,000	461.9888  ZAR
USD 1 ordinary		SWAP		Decreasing Short		954	462.1453  ZAR
USD 1 ordinary		SWAP		Decreasing Short		665	462.1963  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,398	462.6650  ZAR
USD 1 ordinary		SWAP		Decreasing Short		8,417	462.7919  ZAR
USD 1 ordinary		SWAP		Decreasing Short		8,121	463.0555  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,945	463.3274  ZAR
USD 1 ordinary		SWAP		Decreasing Short		936	463.4262  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,439	463.4530  ZAR
USD 1 ordinary		SWAP		Decreasing Short		61,329	463.5702  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,460	463.6583  ZAR
USD 1 ordinary		SWAP		Decreasing Short		9,293	463.9728  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,744	464.1900  ZAR
USD 1 ordinary		SWAP		Decreasing Short		13,686	464.2689  ZAR
USD 1 ordinary		SWAP		Decreasing Short		5,670	464.8296  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1	468.8796  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,000	461.9102  ZAR
USD 1 ordinary		SWAP		Increasing Short		665	462.1177  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,398	462.5863  ZAR
USD 1 ordinary		SWAP		Increasing Short		8,417	462.7132  ZAR
USD 1 ordinary		SWAP		Increasing Short		8,121	462.9768  ZAR
USD 1 ordinary		SWAP		Increasing Short		9,639	463.1465  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,408	463.2393  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,439	463.3742  ZAR
USD 1 ordinary		SWAP		Increasing Short		223,156	463.3845  ZAR
USD 1 ordinary		SWAP		Increasing Short		61,329	463.4914  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,257	463.7054  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,001	463.8640  ZAR
USD 1 ordinary		SWAP		Increasing Short		9,293	463.8939  ZAR
USD 1 ordinary		SWAP		Increasing Short		8,431	463.9306  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,744	464.1110  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,336	464.1900  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,689	464.3457  ZAR
USD 1 ordinary		SWAP		Increasing Short		10,350	464.3756  ZAR
USD 1 ordinary		SWAP		Increasing Short		1	468.8000  ZAR
USD 1 ordinary		CFD		Increasing Long		9,639	463.0979  ZAR
USD 1 ordinary		CFD		Increasing Long		2,408	463.2139  ZAR
USD 1 ordinary		CFD		Increasing Long		223,156	463.3242  ZAR
USD 1 ordinary		CFD		Increasing Long		5,257	463.6451  ZAR
USD 1 ordinary		CFD		Increasing Long		4,001	463.8152  ZAR
USD 1 ordinary		CFD		Increasing Long		8,431	463.8819  ZAR
USD 1 ordinary		CFD		Increasing Long		2,689	464.2969  ZAR
USD 1 ordinary		CFD		Decreasing Long		756	460.6283  ZAR
USD 1 ordinary		CFD		Decreasing Long		45	460.7553  ZAR
USD 1 ordinary		CFD		Decreasing Long		954	462.2054  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,945	463.4339  ZAR
USD 1 ordinary		CFD		Decreasing Long		936	463.4748  ZAR
USD 1 ordinary		CFD		Decreasing Long		5,460	463.7070  ZAR
USD 1 ordinary		CFD		Decreasing Long		5,670	464.8784  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,000	26.2788  USD
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				04 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END