Form 8.3 - AngloGold Ashanti plc
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
04 Oct 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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3,083,773 |
0.73% |
2,919,701 |
0.70% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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3,015,216 |
0.72% |
2,106,875 |
0.50% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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6,228,989 |
1.48% |
5,186,576 |
1.23% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 1 ordinary |
Purchase |
164,037 |
26.2763 USD |
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USD 1 ordinary |
Purchase |
60,060 |
26.2310 USD |
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USD 1 ordinary |
Purchase |
31,373 |
26.2875 USD |
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USD 1 ordinary |
Purchase |
12,153 |
26.2344 USD |
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USD 1 ordinary |
Purchase |
11,458 |
26.1795 USD |
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USD 1 ordinary |
Purchase |
10,300 |
26.3725 USD |
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USD 1 ordinary |
Purchase |
10,239 |
26.2355 USD |
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USD 1 ordinary |
Purchase |
8,895 |
26.1828 USD |
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USD 1 ordinary |
Purchase |
6,847 |
26.2216 USD |
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USD 1 ordinary |
Purchase |
5,706 |
26.2741 USD |
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USD 1 ordinary |
Purchase |
5,462 |
26.2236 USD |
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USD 1 ordinary |
Purchase |
4,407 |
26.1506 USD |
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USD 1 ordinary |
Purchase |
4,170 |
26.3724 USD |
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USD 1 ordinary |
Purchase |
3,986 |
26.3542 USD |
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USD 1 ordinary |
Purchase |
3,174 |
26.2983 USD |
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USD 1 ordinary |
Purchase |
2,599 |
26.3243 USD |
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USD 1 ordinary |
Purchase |
2,000 |
26.3720 USD |
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USD 1 ordinary |
Purchase |
1,755 |
26.1813 USD |
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USD 1 ordinary |
Purchase |
1,500 |
26.3800 USD |
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USD 1 ordinary |
Purchase |
1,410 |
26.2717 USD |
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USD 1 ordinary |
Purchase |
1,307 |
26.1973 USD |
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USD 1 ordinary |
Purchase |
923 |
26.2632 USD |
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USD 1 ordinary |
Purchase |
900 |
26.3883 USD |
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USD 1 ordinary |
Purchase |
747 |
26.3525 USD |
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USD 1 ordinary |
Purchase |
640 |
26.1585 USD |
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USD 1 ordinary |
Purchase |
549 |
26.2230 USD |
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USD 1 ordinary |
Purchase |
524 |
26.2300 USD |
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USD 1 ordinary |
Purchase |
458 |
26.3632 USD |
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USD 1 ordinary |
Purchase |
225 |
26.3400 USD |
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|
USD 1 ordinary |
Purchase |
213 |
26.2651 USD |
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USD 1 ordinary |
Purchase |
200 |
26.3750 USD |
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USD 1 ordinary |
Purchase |
160 |
26.1759 USD |
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USD 1 ordinary |
Purchase |
142 |
26.2600 USD |
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USD 1 ordinary |
Purchase |
132 |
26.2645 USD |
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USD 1 ordinary |
Purchase |
110 |
26.2077 USD |
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USD 1 ordinary |
Purchase |
101 |
26.1800 USD |
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USD 1 ordinary |
Purchase |
100 |
26.3900 USD |
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USD 1 ordinary |
Purchase |
100 |
26.3200 USD |
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USD 1 ordinary |
Purchase |
98 |
26.4800 USD |
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USD 1 ordinary |
Purchase |
69 |
26.2000 USD |
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USD 1 ordinary |
Purchase |
11 |
26.3454 USD |
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USD 1 ordinary |
Purchase |
1 |
26.1500 USD |
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USD 1 ordinary |
Sale |
254,533 |
26.2606 USD |
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USD 1 ordinary |
Sale |
20,600 |
26.3725 USD |
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USD 1 ordinary |
Sale |
15,224 |
26.2478 USD |
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USD 1 ordinary |
Sale |
10,370 |
26.3856 USD |
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USD 1 ordinary |
Sale |
8,327 |
26.2078 USD |
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USD 1 ordinary |
Sale |
8,073 |
26.1814 USD |
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USD 1 ordinary |
Sale |
7,878 |
26.1906 USD |
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USD 1 ordinary |
Sale |
7,243 |
26.2009 USD |
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USD 1 ordinary |
Sale |
6,799 |
26.2215 USD |
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USD 1 ordinary |
Sale |
5,826 |
26.2164 USD |
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USD 1 ordinary |
Sale |
3,600 |
26.2604 USD |
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USD 1 ordinary |
Sale |
1,993 |
26.3542 USD |
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USD 1 ordinary |
Sale |
1,793 |
26.3452 USD |
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USD 1 ordinary |
Sale |
702 |
26.2089 USD |
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USD 1 ordinary |
Sale |
666 |
26.2363 USD |
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USD 1 ordinary |
Sale |
640 |
26.1585 USD |
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|
USD 1 ordinary |
Sale |
500 |
26.1980 USD |
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|
USD 1 ordinary |
Sale |
336 |
26.2145 USD |
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|
USD 1 ordinary |
Sale |
315 |
26.2453 USD |
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USD 1 ordinary |
Sale |
238 |
26.2487 USD |
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|
USD 1 ordinary |
Sale |
200 |
26.4350 USD |
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|
USD 1 ordinary |
Sale |
199 |
26.1545 USD |
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|
USD 1 ordinary |
Sale |
197 |
26.2442 USD |
||||
|
USD 1 ordinary |
Sale |
170 |
26.3070 USD |
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|
USD 1 ordinary |
Sale |
150 |
26.2883 USD |
||||
|
USD 1 ordinary |
Sale |
147 |
26.3891 USD |
||||
|
USD 1 ordinary |
Sale |
145 |
26.1596 USD |
||||
|
USD 1 ordinary |
Sale |
138 |
26.3744 USD |
||||
|
USD 1 ordinary |
Sale |
132 |
26.1750 USD |
||||
|
USD 1 ordinary |
Sale |
132 |
26.2645 USD |
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|
USD 1 ordinary |
Sale |
132 |
26.1600 USD |
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|
USD 1 ordinary |
Sale |
123 |
26.1430 USD |
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|
USD 1 ordinary |
Sale |
100 |
26.3713 USD |
||||
|
USD 1 ordinary |
Sale |
68 |
26.1550 USD |
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|
USD 1 ordinary |
Sale |
63 |
26.2100 USD |
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|
USD 1 ordinary |
Sale |
46 |
26.1400 USD |
||||
|
USD 1 ordinary |
Sale |
42 |
26.1500 USD |
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USD 1 ordinary |
Sale |
30 |
26.5000 USD |
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USD 1 ordinary |
Sale |
13 |
26.1812 USD |
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USD 1 ordinary |
Sale |
5 |
26.1700 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
|
reference |
unit |
|||
|
security |
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|
securities |
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USD 1 ordinary |
SWAP |
Decreasing Short |
379,900 |
4.6094 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
27 |
459.8181 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
2,677 |
460.0182 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
6,235 |
460.5193 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
8,491 |
460.9987 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
42,626 |
461.8287 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
15,055 |
461.8436 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
8,713 |
461.8805 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
20,026 |
462.0194 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
18,216 |
462.0200 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
43 |
462.3532 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,058 |
462.9069 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
10,279 |
463.2067 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
6,085 |
463.5445 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,000 |
464.2564 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
906 |
464.4149 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
677 |
457.7737 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,355 |
459.7480 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,677 |
459.9400 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
23,026 |
460.6528 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
5,397 |
460.7665 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
8,491 |
460.9203 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
178,473 |
461.0348 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
42,626 |
461.7502 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
15,055 |
461.7651 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
19,205 |
461.7973 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
20,026 |
461.9408 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
18,216 |
461.9414 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,058 |
462.8282 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
10,279 |
463.1280 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
6,085 |
463.4657 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
22,299 |
463.5137 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
5,000 |
464.1774 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
677 |
457.7485 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
3,355 |
459.6997 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
23,026 |
460.6044 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
5,397 |
460.7066 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
178,473 |
460.9749 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
19,205 |
461.7488 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
22,299 |
463.4650 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
27 |
459.8777 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
6,235 |
460.5677 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
8,713 |
461.9405 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
43 |
462.4018 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
906 |
464.4404 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
07 Oct 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
|||||||
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
|||||||
|
1. |
KEY INFORMATION |
||||||
|
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
|
are being disclosed: |
|||||||
|
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
||||||
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
|
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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