Form 8.3 - ANGLOGOLD ASHANTI PLC

Barclays PLC

16 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLOGOLD ASHANTI PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			15 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			YES:  CENTAMIN PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				4,662,311	1.11%	4,516,693	1.08%
(2) Cash-settled derivatives:				4,296,669	1.10%	3,410,606	1.10%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				130,000	0.03%	160,000	0.04%
TOTAL:				9,088,980	2.24%	8,087,299	2.21%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
USD 1 ordinary	Purchase	294,219	27.3398  USD
USD 1 ordinary	Purchase	36,513	27.3547  USD
USD 1 ordinary	Purchase	34,659	27.4015  USD
USD 1 ordinary	Purchase	29,432	27.3294  USD
USD 1 ordinary	Purchase	11,107	27.3552  USD
USD 1 ordinary	Purchase	10,899	27.5611  USD
USD 1 ordinary	Purchase	9,434	27.3711  USD
USD 1 ordinary	Purchase	9,119	27.3580  USD
USD 1 ordinary	Purchase	7,715	27.3507  USD
USD 1 ordinary	Purchase	7,714	27.3413  USD
USD 1 ordinary	Purchase	2,222	27.6000  USD
USD 1 ordinary	Purchase	1,784	27.3855  USD
USD 1 ordinary	Purchase	1,700	483.0600  ZAR
USD 1 ordinary	Purchase	1,091	27.5630  USD
USD 1 ordinary	Purchase	746	27.5600  USD
USD 1 ordinary	Purchase	458	27.6021  USD
USD 1 ordinary	Purchase	314	27.5500  USD
USD 1 ordinary	Purchase	258	27.5122  USD
USD 1 ordinary	Purchase	185	27.6110  USD
USD 1 ordinary	Purchase	111	27.6116  USD
USD 1 ordinary	Purchase	100	27.5350  USD
USD 1 ordinary	Purchase	89	27.5704  USD
USD 1 ordinary	Purchase	81	27.5700  USD
USD 1 ordinary	Purchase	43	27.6167  USD
USD 1 ordinary	Purchase	1	27.4700  USD
USD 1 ordinary	Sale	388,596	27.3464  USD
USD 1 ordinary	Sale	11,630	27.1829  USD
USD 1 ordinary	Sale	10,122	27.5223  USD
USD 1 ordinary	Sale	8,582	27.3588  USD
USD 1 ordinary	Sale	8,515	27.5508  USD
USD 1 ordinary	Sale	7,769	27.3995  USD
USD 1 ordinary	Sale	5,134	27.4369  USD
USD 1 ordinary	Sale	2,716	27.1442  USD
USD 1 ordinary	Sale	2,000	27.6000  USD
USD 1 ordinary	Sale	1,946	27.3509  USD
USD 1 ordinary	Sale	1,911	27.5474  USD
USD 1 ordinary	Sale	1,650	27.3993  USD
USD 1 ordinary	Sale	1,299	27.3422  USD
USD 1 ordinary	Sale	950	27.6005  USD
USD 1 ordinary	Sale	926	27.6071  USD
USD 1 ordinary	Sale	852	27.4946  USD
USD 1 ordinary	Sale	687	27.3120  USD
USD 1 ordinary	Sale	500	27.3200  USD
USD 1 ordinary	Sale	460	27.1684  USD
USD 1 ordinary	Sale	458	27.6021  USD
USD 1 ordinary	Sale	345	27.5500  USD
USD 1 ordinary	Sale	303	27.5464  USD
USD 1 ordinary	Sale	300	27.6100  USD
USD 1 ordinary	Sale	258	27.5122  USD
USD 1 ordinary	Sale	200	27.5800  USD
USD 1 ordinary	Sale	121	27.3665  USD
USD 1 ordinary	Sale	100	27.5750  USD
USD 1 ordinary	Sale	59	27.5530  USD
USD 1 ordinary	Sale	49	27.5550  USD
USD 1 ordinary	Sale	6	27.3300  USD
USD 1 ordinary	Sale	5	27.5900  USD
USD 1 ordinary	Sale	2	27.4840  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 1 ordinary	SWAP	Decreasing Short	61	472.4803  ZAR
USD 1 ordinary	SWAP	Decreasing Short	66	472.5575  ZAR
USD 1 ordinary	SWAP	Decreasing Short	5,037	477.7936  ZAR
USD 1 ordinary	SWAP	Decreasing Short	17,255	478.8817  ZAR
USD 1 ordinary	SWAP	Decreasing Short	277	479.7994  ZAR
USD 1 ordinary	SWAP	Decreasing Short	14,737	480.2690  ZAR
USD 1 ordinary	SWAP	Decreasing Short	15,300	480.3109  ZAR
USD 1 ordinary	SWAP	Decreasing Short	622	480.3138  ZAR
USD 1 ordinary	SWAP	Decreasing Short	3	480.3983  ZAR
USD 1 ordinary	SWAP	Decreasing Short	5,414	480.4942  ZAR
USD 1 ordinary	SWAP	Decreasing Short	13,678	480.5195  ZAR
USD 1 ordinary	SWAP	Decreasing Short	50,475	481.2092  ZAR
USD 1 ordinary	SWAP	Decreasing Short	15,216	481.2138  ZAR
USD 1 ordinary	SWAP	Decreasing Short	33,298	481.3087  ZAR
USD 1 ordinary	SWAP	Decreasing Short	1,400	481.6609  ZAR
USD 1 ordinary	SWAP	Decreasing Short	66	482.0600  ZAR
USD 1 ordinary	SWAP	Decreasing Short	1,680	482.5054  ZAR
USD 1 ordinary	SWAP	Decreasing Short	13,136	483.0546  ZAR
USD 1 ordinary	SWAP	Decreasing Short	10,355	483.0600  ZAR
USD 1 ordinary	SWAP	Increasing Short	61	472.4000  ZAR
USD 1 ordinary	SWAP	Increasing Short	66	472.4772  ZAR
USD 1 ordinary	SWAP	Increasing Short	7,177	476.3142  ZAR
USD 1 ordinary	SWAP	Increasing Short	14,737	480.1874  ZAR
USD 1 ordinary	SWAP	Increasing Short	29,600	480.3257  ZAR
USD 1 ordinary	SWAP	Increasing Short	5,414	480.4125  ZAR
USD 1 ordinary	SWAP	Increasing Short	2,390	480.8733  ZAR
USD 1 ordinary	SWAP	Increasing Short	50,475	481.1274  ZAR
USD 1 ordinary	SWAP	Increasing Short	33,298	481.2269  ZAR
USD 1 ordinary	SWAP	Increasing Short	1,400	481.5790  ZAR
USD 1 ordinary	SWAP	Increasing Short	10,898	481.8102  ZAR
USD 1 ordinary	SWAP	Increasing Short	66	481.9780  ZAR
USD 1 ordinary	SWAP	Increasing Short	2,943	482.0104  ZAR
USD 1 ordinary	SWAP	Increasing Short	368,741	482.1932  ZAR
USD 1 ordinary	SWAP	Increasing Short	10,644	482.2667  ZAR
USD 1 ordinary	SWAP	Increasing Short	13,136	482.9725  ZAR
USD 1 ordinary	SWAP	Increasing Short	10,355	482.9778  ZAR
USD 1 ordinary	CFD	Increasing Long	7,177	476.2880  ZAR
USD 1 ordinary	CFD	Increasing Long	2,390	480.8228  ZAR
USD 1 ordinary	CFD	Increasing Long	10,898	481.7476  ZAR
USD 1 ordinary	CFD	Increasing Long	2,943	481.9598  ZAR
USD 1 ordinary	CFD	Increasing Long	368,741	482.1306  ZAR
USD 1 ordinary	CFD	Increasing Long	10,644	482.2161  ZAR
USD 1 ordinary	CFD	Decreasing Long	5,037	477.8438  ZAR
USD 1 ordinary	CFD	Decreasing Long	17,255	478.9440  ZAR
USD 1 ordinary	CFD	Decreasing Long	277	479.8618  ZAR
USD 1 ordinary	CFD	Decreasing Long	3	480.4500  ZAR
USD 1 ordinary	CFD	Decreasing Long	15,216	481.2643  ZAR
USD 1 ordinary	CFD	Decreasing Long	1,680	482.5319  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				16 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose  relevant securities this from relates:				ANGLOGOLD ASHANTI PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END