Form 8.3 - AngloGold Ashanti plc

Barclays PLC

21 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				18 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			4,802,822	1.14%	4,623,236	1.09%
(2)	Cash-settled derivatives:
	and/or controlled:			4,316,156	1.02%	3,473,711	0.82%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			9,248,978	2.20%	8,256,947	1.95%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		1,225,000		524.3000  ZAR
USD 1 ordinary		Purchase		209,221		29.8450  USD
USD 1 ordinary		Purchase		109,980		30.0996  USD
USD 1 ordinary		Purchase		67,433		29.9898  USD
USD 1 ordinary		Purchase		30,000		525.2259  ZAR
USD 1 ordinary		Purchase		20,310		29.8389  USD
USD 1 ordinary		Purchase		14,615		30.2042  USD
USD 1 ordinary		Purchase		9,712		30.1302  USD
USD 1 ordinary		Purchase		9,325		30.0827  USD
USD 1 ordinary		Purchase		8,335		29.8897  USD
USD 1 ordinary		Purchase		4,713		29.8855  USD
USD 1 ordinary		Purchase		3,800		30.3800  USD
USD 1 ordinary		Purchase		3,797		29.8961  USD
USD 1 ordinary		Purchase		3,275		30.5031  USD
USD 1 ordinary		Purchase		2,998		30.3857  USD
USD 1 ordinary		Purchase		2,282		29.8005  USD
USD 1 ordinary		Purchase		2,172		30.3129  USD
USD 1 ordinary		Purchase		1,523		30.1930  USD
USD 1 ordinary		Purchase		1,500		30.3973  USD
USD 1 ordinary		Purchase		1,206		29.8514  USD
USD 1 ordinary		Purchase		1,195		30.2627  USD
USD 1 ordinary		Purchase		933		29.9702  USD
USD 1 ordinary		Purchase		900		30.3594  USD
USD 1 ordinary		Purchase		718		29.8100  USD
USD 1 ordinary		Purchase		525		30.3584  USD
USD 1 ordinary		Purchase		453		30.3300  USD
USD 1 ordinary		Purchase		451		29.9516  USD
USD 1 ordinary		Purchase		100		30.4800  USD
USD 1 ordinary		Purchase		85		29.5700  USD
USD 1 ordinary		Purchase		24		30.5625  USD
USD 1 ordinary		Purchase		18		29.7450  USD
USD 1 ordinary		Sale		1,225,000		524.3000  ZAR
USD 1 ordinary		Sale		351,223		29.9115  USD
USD 1 ordinary		Sale		36,209		29.8198  USD
USD 1 ordinary		Sale		30,000		525.2258  ZAR
USD 1 ordinary		Sale		18,000		30.3300  USD
USD 1 ordinary		Sale		16,121		30.3091  USD
USD 1 ordinary		Sale		9,010		30.0044  USD
USD 1 ordinary		Sale		6,503		30.0391  USD
USD 1 ordinary		Sale		5,555		30.3502  USD
USD 1 ordinary		Sale		5,513		29.9156  USD
USD 1 ordinary		Sale		4,575		29.8025  USD
USD 1 ordinary		Sale		4,509		30.3306  USD
USD 1 ordinary		Sale		4,454		30.2917  USD
USD 1 ordinary		Sale		4,145		30.5587  USD
USD 1 ordinary		Sale		3,900		30.3800  USD
USD 1 ordinary		Sale		1,866		29.9702  USD
USD 1 ordinary		Sale		1,686		30.4063  USD
USD 1 ordinary		Sale		1,398		30.3517  USD
USD 1 ordinary		Sale		1,228		30.5040  USD
USD 1 ordinary		Sale		1,195		30.2627  USD
USD 1 ordinary		Sale		1,133		29.9578  USD
USD 1 ordinary		Sale		900		30.3594  USD
USD 1 ordinary		Sale		590		30.5454  USD
USD 1 ordinary		Sale		565		29.7746  USD
USD 1 ordinary		Sale		428		30.5600  USD
USD 1 ordinary		Sale		400		30.3625  USD
USD 1 ordinary		Sale		397		30.2934  USD
USD 1 ordinary		Sale		350		30.5057  USD
USD 1 ordinary		Sale		303		30.2391  USD
USD 1 ordinary		Sale		300		30.3650  USD
USD 1 ordinary		Sale		250		29.6300  USD
USD 1 ordinary		Sale		245		30.3428  USD
USD 1 ordinary		Sale		200		30.5750  USD
USD 1 ordinary		Sale		171		30.0723  USD
USD 1 ordinary		Sale		167		30.5067  USD
USD 1 ordinary		Sale		166		29.6731  USD
USD 1 ordinary		Sale		152		30.3488  USD
USD 1 ordinary		Sale		143		30.5529  USD
USD 1 ordinary		Sale		113		29.8900  USD
USD 1 ordinary		Sale		100		30.3350  USD
USD 1 ordinary		Sale		100		30.4800  USD
USD 1 ordinary		Sale		100		30.3550  USD
USD 1 ordinary		Sale		100		30.5350  USD
USD 1 ordinary		Sale		36		30.5700  USD
USD 1 ordinary		Sale		36		30.5400  USD
USD 1 ordinary		Sale		18		29.7450  USD
USD 1 ordinary		Sale		12		30.4150  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		1,717	483.1566  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,336	495.7991  ZAR
USD 1 ordinary		SWAP		Decreasing Short		465	521.8944  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,648	522.7330  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6,995	522.9180  ZAR
USD 1 ordinary		SWAP		Decreasing Short		37,141	523.7512  ZAR
USD 1 ordinary		SWAP		Decreasing Short		13,455	524.0425  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,951	524.2821  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,919	524.3322  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,225,000	524.3524  ZAR
USD 1 ordinary		SWAP		Decreasing Short		243	524.4420  ZAR
USD 1 ordinary		SWAP		Decreasing Short		29,837	524.6626  ZAR
USD 1 ordinary		SWAP		Decreasing Short		37,525	524.6701  ZAR
USD 1 ordinary		SWAP		Decreasing Short		16,100	525.2413  ZAR
USD 1 ordinary		SWAP		Decreasing Short		21,706	525.4173  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,100	525.7297  ZAR
USD 1 ordinary		SWAP		Decreasing Short		10,152	526.1658  ZAR
USD 1 ordinary		SWAP		Decreasing Short		30,172	527.9300  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,419	527.9862  ZAR
USD 1 ordinary		SWAP		Decreasing Short		7	529.6800  ZAR
USD 1 ordinary		SWAP		Increasing Short		9,107	522.5811  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,205	523.2086  ZAR
USD 1 ordinary		SWAP		Increasing Short		243	524.3528  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,356	524.5732  ZAR
USD 1 ordinary		SWAP		Increasing Short		29,837	524.5734  ZAR
USD 1 ordinary		SWAP		Increasing Short		37,525	524.5809  ZAR
USD 1 ordinary		SWAP		Increasing Short		703	524.7036  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,239	524.9210  ZAR
USD 1 ordinary		SWAP		Increasing Short		16,100	525.1520  ZAR
USD 1 ordinary		SWAP		Increasing Short		21,706	525.3280  ZAR
USD 1 ordinary		SWAP		Increasing Short		289,957	525.5376  ZAR
USD 1 ordinary		SWAP		Increasing Short		500	525.6091  ZAR
USD 1 ordinary		SWAP		Increasing Short		600	525.6664  ZAR
USD 1 ordinary		SWAP		Increasing Short		10,152	526.0763  ZAR
USD 1 ordinary		SWAP		Increasing Short		28,834	526.3535  ZAR
USD 1 ordinary		SWAP		Increasing Short		30,172	527.8402  ZAR
USD 1 ordinary		SWAP		Increasing Short		7	529.5900  ZAR
USD 1 ordinary		CFD		Increasing Long		9,107	522.5262  ZAR
USD 1 ordinary		CFD		Increasing Long		5,205	523.1798  ZAR
USD 1 ordinary		CFD		Increasing Long		6,356	524.5050  ZAR
USD 1 ordinary		CFD		Increasing Long		703	524.5829  ZAR
USD 1 ordinary		CFD		Increasing Long		4,239	524.8659  ZAR
USD 1 ordinary		CFD		Increasing Long		289,957	525.4693  ZAR
USD 1 ordinary		CFD		Increasing Long		28,834	526.2982  ZAR
USD 1 ordinary		CFD		Decreasing Long		465	521.9622  ZAR
USD 1 ordinary		CFD		Decreasing Long		2,648	522.7879  ZAR
USD 1 ordinary		CFD		Decreasing Long		6,995	522.9729  ZAR
USD 1 ordinary		CFD		Decreasing Long		37,141	523.8193  ZAR
USD 1 ordinary		CFD		Decreasing Long		13,455	524.0976  ZAR
USD 1 ordinary		CFD		Decreasing Long		746,000	524.3542  ZAR
USD 1 ordinary		CFD		Decreasing Long		479,000	524.3543  ZAR
USD 1 ordinary		CFD		Decreasing Long		4,919	524.3872  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,951	524.4027  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,419	528.0152  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				21 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END