Form 8.3 - AngloGold Ashanti plc

Barclays PLC

24 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				23 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			4,098,968	0.98%	3,928,830	0.93%
(2)	Cash-settled derivatives:
	and/or controlled:			3,820,953	0.90%	2,450,042	0.58%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			8,049,921	1.91%	6,498,213	1.55%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		263,000		548.3800  ZAR
USD 1 ordinary		Purchase		93,736		30.4341  USD
USD 1 ordinary		Purchase		59,228		30.4080  USD
USD 1 ordinary		Purchase		28,479		30.2174  USD
USD 1 ordinary		Purchase		14,197		30.3449  USD
USD 1 ordinary		Purchase		10,000		543.8148  ZAR
USD 1 ordinary		Purchase		9,310		30.1284  USD
USD 1 ordinary		Purchase		7,646		30.1300  USD
USD 1 ordinary		Purchase		7,644		30.1073  USD
USD 1 ordinary		Purchase		7,186		30.1812  USD
USD 1 ordinary		Purchase		7,025		30.0684  USD
USD 1 ordinary		Purchase		6,734		30.3271  USD
USD 1 ordinary		Purchase		6,632		30.0960  USD
USD 1 ordinary		Purchase		5,488		30.0711  USD
USD 1 ordinary		Purchase		4,307		30.2392  USD
USD 1 ordinary		Purchase		3,818		30.9266  USD
USD 1 ordinary		Purchase		2,700		30.1500  USD
USD 1 ordinary		Purchase		2,339		30.0682  USD
USD 1 ordinary		Purchase		2,015		30.1756  USD
USD 1 ordinary		Purchase		1,912		30.0847  USD
USD 1 ordinary		Purchase		1,650		30.6630  USD
USD 1 ordinary		Purchase		1,574		30.3177  USD
USD 1 ordinary		Purchase		1,194		30.1275  USD
USD 1 ordinary		Purchase		1,155		30.1869  USD
USD 1 ordinary		Purchase		1,130		30.3893  USD
USD 1 ordinary		Purchase		983		30.1757  USD
USD 1 ordinary		Purchase		813		30.0676  USD
USD 1 ordinary		Purchase		700		30.0385  USD
USD 1 ordinary		Purchase		649		30.1419  USD
USD 1 ordinary		Purchase		599		30.1432  USD
USD 1 ordinary		Purchase		370		30.2562  USD
USD 1 ordinary		Purchase		366		30.2847  USD
USD 1 ordinary		Purchase		300		30.0833  USD
USD 1 ordinary		Purchase		287		30.4584  USD
USD 1 ordinary		Purchase		277		30.1946  USD
USD 1 ordinary		Purchase		267		30.3192  USD
USD 1 ordinary		Purchase		200		30.0400  USD
USD 1 ordinary		Purchase		104		30.1266  USD
USD 1 ordinary		Purchase		103		30.2956  USD
USD 1 ordinary		Purchase		100		29.9000  USD
USD 1 ordinary		Purchase		100		30.2200  USD
USD 1 ordinary		Purchase		100		30.3800  USD
USD 1 ordinary		Purchase		46		30.1330  USD
USD 1 ordinary		Purchase		32		30.1106  USD
USD 1 ordinary		Purchase		8		30.0750  USD
USD 1 ordinary		Sale		263,000		548.3800  ZAR
USD 1 ordinary		Sale		126,620		30.4074  USD
USD 1 ordinary		Sale		33,369		30.4965  USD
USD 1 ordinary		Sale		33,253		30.0843  USD
USD 1 ordinary		Sale		22,664		30.1350  USD
USD 1 ordinary		Sale		11,859		30.1841  USD
USD 1 ordinary		Sale		10,000		543.8147  ZAR
USD 1 ordinary		Sale		8,332		30.3236  USD
USD 1 ordinary		Sale		7,737		30.1304  USD
USD 1 ordinary		Sale		6,734		30.3271  USD
USD 1 ordinary		Sale		4,813		30.2048  USD
USD 1 ordinary		Sale		4,456		30.4077  USD
USD 1 ordinary		Sale		3,931		30.5253  USD
USD 1 ordinary		Sale		2,961		30.4098  USD
USD 1 ordinary		Sale		2,791		30.1586  USD
USD 1 ordinary		Sale		2,602		30.4039  USD
USD 1 ordinary		Sale		2,042		30.2957  USD
USD 1 ordinary		Sale		1,949		30.4030  USD
USD 1 ordinary		Sale		1,833		30.1113  USD
USD 1 ordinary		Sale		1,236		30.2197  USD
USD 1 ordinary		Sale		948		30.4089  USD
USD 1 ordinary		Sale		700		30.3895  USD
USD 1 ordinary		Sale		568		30.5863  USD
USD 1 ordinary		Sale		393		30.1531  USD
USD 1 ordinary		Sale		383		30.4379  USD
USD 1 ordinary		Sale		350		30.1414  USD
USD 1 ordinary		Sale		277		30.1946  USD
USD 1 ordinary		Sale		206		30.1242  USD
USD 1 ordinary		Sale		200		30.3750  USD
USD 1 ordinary		Sale		183		30.2847  USD
USD 1 ordinary		Sale		112		30.2156  USD
USD 1 ordinary		Sale		100		30.3800  USD
USD 1 ordinary		Sale		52		30.1266  USD
USD 1 ordinary		Sale		44		30.1480  USD
USD 1 ordinary		Sale		32		30.4068  USD
USD 1 ordinary		Sale		8		30.0090  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		6,672	495.7991  ZAR
USD 1 ordinary		SWAP		Decreasing Short		941	540.9269  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,343	541.3098  ZAR
USD 1 ordinary		SWAP		Decreasing Short		40,060	541.4273  ZAR
USD 1 ordinary		SWAP		Decreasing Short		7,710	541.9421  ZAR
USD 1 ordinary		SWAP		Decreasing Short		7,450	542.2019  ZAR
USD 1 ordinary		SWAP		Decreasing Short		35,063	542.4573  ZAR
USD 1 ordinary		SWAP		Decreasing Short		24,585	542.9297  ZAR
USD 1 ordinary		SWAP		Decreasing Short		7,000	543.0167  ZAR
USD 1 ordinary		SWAP		Decreasing Short		16,336	543.2449  ZAR
USD 1 ordinary		SWAP		Decreasing Short		22,845	543.2646  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,881	546.5136  ZAR
USD 1 ordinary		SWAP		Decreasing Short		7,326	546.9180  ZAR
USD 1 ordinary		SWAP		Decreasing Short		26,439	547.2570  ZAR
USD 1 ordinary		SWAP		Decreasing Short		17,732	547.4974  ZAR
USD 1 ordinary		SWAP		Decreasing Short		11,724	547.7354  ZAR
USD 1 ordinary		SWAP		Decreasing Short		263,000	548.4348  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,149	541.1869  ZAR
USD 1 ordinary		SWAP		Increasing Short		10,978	541.2878  ZAR
USD 1 ordinary		SWAP		Increasing Short		12,117	541.3230  ZAR
USD 1 ordinary		SWAP		Increasing Short		5,000	541.7668  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,710	541.8500  ZAR
USD 1 ordinary		SWAP		Increasing Short		64,748	541.9957  ZAR
USD 1 ordinary		SWAP		Increasing Short		35,063	542.3651  ZAR
USD 1 ordinary		SWAP		Increasing Short		96,145	542.6418  ZAR
USD 1 ordinary		SWAP		Increasing Short		900	542.6736  ZAR
USD 1 ordinary		SWAP		Increasing Short		24,585	542.8374  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,462	543.1519  ZAR
USD 1 ordinary		SWAP		Increasing Short		22,845	543.1723  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,881	546.4207  ZAR
USD 1 ordinary		SWAP		Increasing Short		26,439	547.1640  ZAR
USD 1 ordinary		SWAP		Increasing Short		11,724	547.6423  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,100	548.3913  ZAR
USD 1 ordinary		SWAP		Increasing Long		2,790	34.0000  USD
USD 1 ordinary		CFD		Increasing Long		7,149	541.0624  ZAR
USD 1 ordinary		CFD		Increasing Long		10,978	541.2310  ZAR
USD 1 ordinary		CFD		Increasing Long		12,117	541.2932  ZAR
USD 1 ordinary		CFD		Increasing Long		64,748	541.9388  ZAR
USD 1 ordinary		CFD		Increasing Long		96,145	542.5712  ZAR
USD 1 ordinary		CFD		Increasing Long		3,462	543.0813  ZAR
USD 1 ordinary		CFD		Decreasing Long		941	540.9972  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,343	541.3666  ZAR
USD 1 ordinary		CFD		Decreasing Long		40,060	541.4976  ZAR
USD 1 ordinary		CFD		Decreasing Long		7,450	542.2588  ZAR
USD 1 ordinary		CFD		Decreasing Long		16,336	543.3020  ZAR
USD 1 ordinary		CFD		Decreasing Long		7,326	547.0438  ZAR
USD 1 ordinary		CFD		Decreasing Long		17,732	547.5549  ZAR
USD 1 ordinary		CFD		Decreasing Long		263,000	548.4370  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				24 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END