Form 8.3 - AngloGold Ashanti plc

Barclays PLC
30 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

29 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

4,721,982

1.13%

4,554,669

1.08%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

4,590,761

1.09%

3,211,599

0.76%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

9,442,743

2.25%

7,926,268

1.88%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

665,007

28.9223  USD

USD 1 ordinary

Purchase

114,211

28.8995  USD

USD 1 ordinary

Purchase

80,513

513.8568  ZAR

USD 1 ordinary

Purchase

62,280

28.9712  USD

USD 1 ordinary

Purchase

52,121

29.0490  USD

USD 1 ordinary

Purchase

27,938

28.8942  USD

USD 1 ordinary

Purchase

22,149

28.9413  USD

USD 1 ordinary

Purchase

21,458

29.0356  USD

USD 1 ordinary

Purchase

17,112

29.0543  USD

USD 1 ordinary

Purchase

15,098

28.8533  USD

USD 1 ordinary

Purchase

13,768

28.9039  USD

USD 1 ordinary

Purchase

11,945

28.9394  USD

USD 1 ordinary

Purchase

7,941

29.0083  USD

USD 1 ordinary

Purchase

5,164

29.1284  USD

USD 1 ordinary

Purchase

3,500

29.1300  USD

USD 1 ordinary

Purchase

3,342

28.9713  USD

USD 1 ordinary

Purchase

3,026

29.0542  USD

USD 1 ordinary

Purchase

2,044

28.9818  USD

USD 1 ordinary

Purchase

1,890

28.9779  USD

USD 1 ordinary

Purchase

1,645

28.8732  USD

USD 1 ordinary

Purchase

1,501

28.9943  USD

USD 1 ordinary

Purchase

1,493

514.8400  ZAR

USD 1 ordinary

Purchase

1,300

29.1400  USD

USD 1 ordinary

Purchase

1,208

29.0531  USD

USD 1 ordinary

Purchase

1,200

28.9391  USD

USD 1 ordinary

Purchase

1,027

28.9119  USD

USD 1 ordinary

Purchase

558

29.1248  USD

USD 1 ordinary

Purchase

536

28.9556  USD

USD 1 ordinary

Purchase

500

29.0020  USD

USD 1 ordinary

Purchase

469

29.0064  USD

USD 1 ordinary

Purchase

400

28.9400  USD

USD 1 ordinary

Purchase

379

29.0583  USD

USD 1 ordinary

Purchase

300

29.0700  USD

USD 1 ordinary

Purchase

295

28.8072  USD

USD 1 ordinary

Purchase

276

29.0458  USD

USD 1 ordinary

Purchase

270

29.1150  USD

USD 1 ordinary

Purchase

200

29.1725  USD

USD 1 ordinary

Purchase

133

28.9000  USD

USD 1 ordinary

Purchase

100

514.0931  ZAR

USD 1 ordinary

Purchase

100

29.2200  USD

USD 1 ordinary

Purchase

60

29.1500  USD

USD 1 ordinary

Sale

927,972

28.9238  USD

USD 1 ordinary

Sale

80,513

513.8569  ZAR

USD 1 ordinary

Sale

32,226

29.0508  USD

USD 1 ordinary

Sale

18,069

29.1085  USD

USD 1 ordinary

Sale

15,766

29.0642  USD

USD 1 ordinary

Sale

10,894

29.0373  USD

USD 1 ordinary

Sale

9,398

28.8312  USD

USD 1 ordinary

Sale

7,345

28.9968  USD

USD 1 ordinary

Sale

7,002

29.0894  USD

USD 1 ordinary

Sale

5,718

28.9347  USD

USD 1 ordinary

Sale

5,380

28.7260  USD

USD 1 ordinary

Sale

4,511

29.0110  USD

USD 1 ordinary

Sale

3,500

29.1300  USD

USD 1 ordinary

Sale

3,342

28.9713  USD

USD 1 ordinary

Sale

3,236

28.9615  USD

USD 1 ordinary

Sale

1,493

514.8400  ZAR

USD 1 ordinary

Sale

1,300

29.1400  USD

USD 1 ordinary

Sale

1,208

29.0531  USD

USD 1 ordinary

Sale

844

28.9423  USD

USD 1 ordinary

Sale

700

28.9314  USD

USD 1 ordinary

Sale

676

29.1050  USD

USD 1 ordinary

Sale

638

28.8732  USD

USD 1 ordinary

Sale

611

28.9465  USD

USD 1 ordinary

Sale

588

29.0168  USD

USD 1 ordinary

Sale

522

28.9275  USD

USD 1 ordinary

Sale

470

29.1150  USD

USD 1 ordinary

Sale

388

28.8836  USD

USD 1 ordinary

Sale

370

28.9986  USD

USD 1 ordinary

Sale

323

29.1304  USD

USD 1 ordinary

Sale

200

29.0755  USD

USD 1 ordinary

Sale

200

28.9450  USD

USD 1 ordinary

Sale

179

29.1100  USD

USD 1 ordinary

Sale

168

29.1251  USD

USD 1 ordinary

Sale

138

29.0521  USD

USD 1 ordinary

Sale

138

29.0395  USD

USD 1 ordinary

Sale

108

29.1200  USD

USD 1 ordinary

Sale

100

514.0931  ZAR

USD 1 ordinary

Sale

100

28.7200  USD

USD 1 ordinary

Sale

71

29.1510  USD

USD 1 ordinary

Sale

69

29.1000  USD

USD 1 ordinary

Sale

60

29.1500  USD

USD 1 ordinary

Sale

52

28.9848  USD

USD 1 ordinary

Sale

33

29.0950  USD

USD 1 ordinary

Sale

28

28.9521  USD

USD 1 ordinary

Sale

23

29.1700  USD

USD 1 ordinary

Sale

19

29.0936  USD

USD 1 ordinary

Sale

13

29.0330  USD

USD 1 ordinary

Sale

10

29.0000  USD

USD 1 ordinary

Sale

8

28.8550  USD

USD 1 ordinary

Sale

4

29.1600  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

6,401

512.3113  ZAR

USD 1 ordinary

SWAP

Decreasing Short

38,774

512.8415  ZAR

USD 1 ordinary

SWAP

Decreasing Short

55,211

513.2579  ZAR

USD 1 ordinary

SWAP

Decreasing Short

17,236

513.5782  ZAR

USD 1 ordinary

SWAP

Decreasing Short

11,632

513.8493  ZAR

USD 1 ordinary

SWAP

Decreasing Short

28,575

514.0760  ZAR

USD 1 ordinary

SWAP

Decreasing Short

12,800

514.2068  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,830

514.3422  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,349

514.8133  ZAR

USD 1 ordinary

SWAP

Decreasing Short

39,970

514.8400  ZAR

USD 1 ordinary

SWAP

Decreasing Short

175

515.2000  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,400

511.9476  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,413

512.5952  ZAR

USD 1 ordinary

SWAP

Increasing Short

38,774

512.7543  ZAR

USD 1 ordinary

SWAP

Increasing Short

20,023

512.9320  ZAR

USD 1 ordinary

SWAP

Increasing Short

829,543

513.0285  ZAR

USD 1 ordinary

SWAP

Increasing Short

55,211

513.1706  ZAR

USD 1 ordinary

SWAP

Increasing Short

17,236

513.4909  ZAR

USD 1 ordinary

SWAP

Increasing Short

30,474

513.7557  ZAR

USD 1 ordinary

SWAP

Increasing Short

11,632

513.7619  ZAR

USD 1 ordinary

SWAP

Increasing Short

28,235

514.0941  ZAR

USD 1 ordinary

SWAP

Increasing Short

11,400

514.3861  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,349

514.7258  ZAR

USD 1 ordinary

SWAP

Increasing Short

39,970

514.7524  ZAR

USD 1 ordinary

SWAP

Increasing Short

175

515.1124  ZAR

USD 1 ordinary

SWAP

Increasing Short

722

515.6784  ZAR

USD 1 ordinary

SWAP

Increasing Short

111

515.9122  ZAR

USD 1 ordinary

CFD

Increasing Long

2,413

512.5414  ZAR

USD 1 ordinary

CFD

Increasing Long

20,023

512.8653  ZAR

USD 1 ordinary

CFD

Increasing Long

829,543

512.9618  ZAR

USD 1 ordinary

CFD

Increasing Long

30,474

513.7018  ZAR

USD 1 ordinary

CFD

Increasing Long

28,235

514.0401  ZAR

USD 1 ordinary

CFD

Increasing Long

722

515.6242  ZAR

USD 1 ordinary

CFD

Increasing Long

111

515.8839  ZAR

USD 1 ordinary

CFD

Decreasing Long

6,401

512.3395  ZAR

USD 1 ordinary

CFD

Decreasing Long

28,575

514.1299  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,830

514.4091  ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

30 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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