FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
29 Oct 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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4,721,982 |
1.13% |
4,554,669 |
1.08% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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4,590,761 |
1.09% |
3,211,599 |
0.76% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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9,442,743 |
2.25% |
7,926,268 |
1.88% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 1 ordinary |
Purchase |
665,007 |
28.9223 USD |
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USD 1 ordinary |
Purchase |
114,211 |
28.8995 USD |
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USD 1 ordinary |
Purchase |
80,513 |
513.8568 ZAR |
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USD 1 ordinary |
Purchase |
62,280 |
28.9712 USD |
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USD 1 ordinary |
Purchase |
52,121 |
29.0490 USD |
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USD 1 ordinary |
Purchase |
27,938 |
28.8942 USD |
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USD 1 ordinary |
Purchase |
22,149 |
28.9413 USD |
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USD 1 ordinary |
Purchase |
21,458 |
29.0356 USD |
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USD 1 ordinary |
Purchase |
17,112 |
29.0543 USD |
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USD 1 ordinary |
Purchase |
15,098 |
28.8533 USD |
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USD 1 ordinary |
Purchase |
13,768 |
28.9039 USD |
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USD 1 ordinary |
Purchase |
11,945 |
28.9394 USD |
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USD 1 ordinary |
Purchase |
7,941 |
29.0083 USD |
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USD 1 ordinary |
Purchase |
5,164 |
29.1284 USD |
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USD 1 ordinary |
Purchase |
3,500 |
29.1300 USD |
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USD 1 ordinary |
Purchase |
3,342 |
28.9713 USD |
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USD 1 ordinary |
Purchase |
3,026 |
29.0542 USD |
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USD 1 ordinary |
Purchase |
2,044 |
28.9818 USD |
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USD 1 ordinary |
Purchase |
1,890 |
28.9779 USD |
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USD 1 ordinary |
Purchase |
1,645 |
28.8732 USD |
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USD 1 ordinary |
Purchase |
1,501 |
28.9943 USD |
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USD 1 ordinary |
Purchase |
1,493 |
514.8400 ZAR |
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USD 1 ordinary |
Purchase |
1,300 |
29.1400 USD |
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USD 1 ordinary |
Purchase |
1,208 |
29.0531 USD |
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USD 1 ordinary |
Purchase |
1,200 |
28.9391 USD |
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USD 1 ordinary |
Purchase |
1,027 |
28.9119 USD |
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USD 1 ordinary |
Purchase |
558 |
29.1248 USD |
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USD 1 ordinary |
Purchase |
536 |
28.9556 USD |
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USD 1 ordinary |
Purchase |
500 |
29.0020 USD |
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USD 1 ordinary |
Purchase |
469 |
29.0064 USD |
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USD 1 ordinary |
Purchase |
400 |
28.9400 USD |
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USD 1 ordinary |
Purchase |
379 |
29.0583 USD |
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USD 1 ordinary |
Purchase |
300 |
29.0700 USD |
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USD 1 ordinary |
Purchase |
295 |
28.8072 USD |
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USD 1 ordinary |
Purchase |
276 |
29.0458 USD |
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USD 1 ordinary |
Purchase |
270 |
29.1150 USD |
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USD 1 ordinary |
Purchase |
200 |
29.1725 USD |
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USD 1 ordinary |
Purchase |
133 |
28.9000 USD |
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USD 1 ordinary |
Purchase |
100 |
514.0931 ZAR |
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USD 1 ordinary |
Purchase |
100 |
29.2200 USD |
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USD 1 ordinary |
Purchase |
60 |
29.1500 USD |
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USD 1 ordinary |
Sale |
927,972 |
28.9238 USD |
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USD 1 ordinary |
Sale |
80,513 |
513.8569 ZAR |
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USD 1 ordinary |
Sale |
32,226 |
29.0508 USD |
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USD 1 ordinary |
Sale |
18,069 |
29.1085 USD |
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USD 1 ordinary |
Sale |
15,766 |
29.0642 USD |
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USD 1 ordinary |
Sale |
10,894 |
29.0373 USD |
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USD 1 ordinary |
Sale |
9,398 |
28.8312 USD |
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USD 1 ordinary |
Sale |
7,345 |
28.9968 USD |
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USD 1 ordinary |
Sale |
7,002 |
29.0894 USD |
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USD 1 ordinary |
Sale |
5,718 |
28.9347 USD |
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USD 1 ordinary |
Sale |
5,380 |
28.7260 USD |
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USD 1 ordinary |
Sale |
4,511 |
29.0110 USD |
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USD 1 ordinary |
Sale |
3,500 |
29.1300 USD |
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USD 1 ordinary |
Sale |
3,342 |
28.9713 USD |
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USD 1 ordinary |
Sale |
3,236 |
28.9615 USD |
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USD 1 ordinary |
Sale |
1,493 |
514.8400 ZAR |
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USD 1 ordinary |
Sale |
1,300 |
29.1400 USD |
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USD 1 ordinary |
Sale |
1,208 |
29.0531 USD |
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USD 1 ordinary |
Sale |
844 |
28.9423 USD |
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USD 1 ordinary |
Sale |
700 |
28.9314 USD |
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USD 1 ordinary |
Sale |
676 |
29.1050 USD |
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USD 1 ordinary |
Sale |
638 |
28.8732 USD |
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USD 1 ordinary |
Sale |
611 |
28.9465 USD |
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USD 1 ordinary |
Sale |
588 |
29.0168 USD |
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USD 1 ordinary |
Sale |
522 |
28.9275 USD |
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USD 1 ordinary |
Sale |
470 |
29.1150 USD |
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USD 1 ordinary |
Sale |
388 |
28.8836 USD |
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USD 1 ordinary |
Sale |
370 |
28.9986 USD |
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USD 1 ordinary |
Sale |
323 |
29.1304 USD |
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USD 1 ordinary |
Sale |
200 |
29.0755 USD |
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USD 1 ordinary |
Sale |
200 |
28.9450 USD |
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USD 1 ordinary |
Sale |
179 |
29.1100 USD |
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USD 1 ordinary |
Sale |
168 |
29.1251 USD |
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USD 1 ordinary |
Sale |
138 |
29.0521 USD |
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USD 1 ordinary |
Sale |
138 |
29.0395 USD |
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USD 1 ordinary |
Sale |
108 |
29.1200 USD |
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USD 1 ordinary |
Sale |
100 |
514.0931 ZAR |
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USD 1 ordinary |
Sale |
100 |
28.7200 USD |
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USD 1 ordinary |
Sale |
71 |
29.1510 USD |
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USD 1 ordinary |
Sale |
69 |
29.1000 USD |
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USD 1 ordinary |
Sale |
60 |
29.1500 USD |
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USD 1 ordinary |
Sale |
52 |
28.9848 USD |
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USD 1 ordinary |
Sale |
33 |
29.0950 USD |
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USD 1 ordinary |
Sale |
28 |
28.9521 USD |
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USD 1 ordinary |
Sale |
23 |
29.1700 USD |
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USD 1 ordinary |
Sale |
19 |
29.0936 USD |
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USD 1 ordinary |
Sale |
13 |
29.0330 USD |
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USD 1 ordinary |
Sale |
10 |
29.0000 USD |
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USD 1 ordinary |
Sale |
8 |
28.8550 USD |
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USD 1 ordinary |
Sale |
4 |
29.1600 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Decreasing Short |
6,401 |
512.3113 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
38,774 |
512.8415 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
55,211 |
513.2579 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
17,236 |
513.5782 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
11,632 |
513.8493 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
28,575 |
514.0760 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
12,800 |
514.2068 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,830 |
514.3422 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,349 |
514.8133 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
39,970 |
514.8400 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
175 |
515.2000 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,400 |
511.9476 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,413 |
512.5952 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
38,774 |
512.7543 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
20,023 |
512.9320 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
829,543 |
513.0285 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
55,211 |
513.1706 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
17,236 |
513.4909 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
30,474 |
513.7557 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
11,632 |
513.7619 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
28,235 |
514.0941 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
11,400 |
514.3861 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,349 |
514.7258 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
39,970 |
514.7524 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
175 |
515.1124 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
722 |
515.6784 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
111 |
515.9122 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
2,413 |
512.5414 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
20,023 |
512.8653 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
829,543 |
512.9618 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
30,474 |
513.7018 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
28,235 |
514.0401 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
722 |
515.6242 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
111 |
515.8839 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
6,401 |
512.3395 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
28,575 |
514.1299 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
1,830 |
514.4091 ZAR |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
30 Oct 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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