Form 8.3 - AngloGold Ashanti plc

Barclays PLC

31 October 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				30 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			4,788,746	1.14%	4,618,773	1.09%
(2)	Cash-settled derivatives:
	and/or controlled:			4,658,319	1.10%	3,277,982	0.77%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			9,577,065	2.27%	8,056,755	1.90%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		537,000		520.7500  ZAR
USD 1 ordinary		Purchase		432,798		28.8395  USD
USD 1 ordinary		Purchase		67,994		28.6952  USD
USD 1 ordinary		Purchase		32,908		28.6439  USD
USD 1 ordinary		Purchase		25,676		29.4385  USD
USD 1 ordinary		Purchase		20,891		28.6828  USD
USD 1 ordinary		Purchase		19,194		29.0193  USD
USD 1 ordinary		Purchase		10,766		28.6659  USD
USD 1 ordinary		Purchase		10,487		28.6916  USD
USD 1 ordinary		Purchase		6,893		28.6287  USD
USD 1 ordinary		Purchase		3,586		28.6694  USD
USD 1 ordinary		Purchase		3,418		28.6983  USD
USD 1 ordinary		Purchase		2,952		29.4016  USD
USD 1 ordinary		Purchase		2,823		28.6460  USD
USD 1 ordinary		Purchase		2,411		28.6516  USD
USD 1 ordinary		Purchase		1,998		28.6500  USD
USD 1 ordinary		Purchase		1,507		29.2067  USD
USD 1 ordinary		Purchase		1,500		28.6560  USD
USD 1 ordinary		Purchase		859		28.7347  USD
USD 1 ordinary		Purchase		814		28.6360  USD
USD 1 ordinary		Purchase		600		28.6600  USD
USD 1 ordinary		Purchase		600		28.7658  USD
USD 1 ordinary		Purchase		576		28.6913  USD
USD 1 ordinary		Purchase		505		28.6948  USD
USD 1 ordinary		Purchase		500		28.6440  USD
USD 1 ordinary		Purchase		500		28.6550  USD
USD 1 ordinary		Purchase		500		28.6340  USD
USD 1 ordinary		Purchase		466		28.6462  USD
USD 1 ordinary		Purchase		384		28.6946  USD
USD 1 ordinary		Purchase		363		28.6272  USD
USD 1 ordinary		Purchase		335		28.6580  USD
USD 1 ordinary		Purchase		157		28.7000  USD
USD 1 ordinary		Purchase		118		28.6150  USD
USD 1 ordinary		Purchase		113		28.6100  USD
USD 1 ordinary		Purchase		97		28.6586  USD
USD 1 ordinary		Purchase		72		28.6450  USD
USD 1 ordinary		Purchase		36		28.6325  USD
USD 1 ordinary		Purchase		18		28.6400  USD
USD 1 ordinary		Purchase		9		28.6200  USD
USD 1 ordinary		Purchase		5		28.8000  USD
USD 1 ordinary		Sale		584,116		28.8447  USD
USD 1 ordinary		Sale		537,000		520.7500  ZAR
USD 1 ordinary		Sale		32,469		28.6420  USD
USD 1 ordinary		Sale		8,633		28.6325  USD
USD 1 ordinary		Sale		7,177		28.6497  USD
USD 1 ordinary		Sale		3,538		28.6838  USD
USD 1 ordinary		Sale		2,500		28.6465  USD
USD 1 ordinary		Sale		2,268		28.6911  USD
USD 1 ordinary		Sale		2,000		28.6500  USD
USD 1 ordinary		Sale		1,903		28.7240  USD
USD 1 ordinary		Sale		1,621		29.5502  USD
USD 1 ordinary		Sale		1,439		29.2064  USD
USD 1 ordinary		Sale		1,365		28.6309  USD
USD 1 ordinary		Sale		775		29.4630  USD
USD 1 ordinary		Sale		600		28.7658  USD
USD 1 ordinary		Sale		398		28.7435  USD
USD 1 ordinary		Sale		363		28.6272  USD
USD 1 ordinary		Sale		353		28.6331  USD
USD 1 ordinary		Sale		261		29.1844  USD
USD 1 ordinary		Sale		160		28.6387  USD
USD 1 ordinary		Sale		150		28.6400  USD
USD 1 ordinary		Sale		131		28.6300  USD
USD 1 ordinary		Sale		112		28.6992  USD
USD 1 ordinary		Sale		68		28.8076  USD
USD 1 ordinary		Sale		65		28.6800  USD
USD 1 ordinary		Sale		61		28.6759  USD
USD 1 ordinary		Sale		60		29.1300  USD
USD 1 ordinary		Sale		50		29.2100  USD
USD 1 ordinary		Sale		50		29.1480  USD
USD 1 ordinary		Sale		41		28.6200  USD
USD 1 ordinary		Sale		36		28.6294  USD
USD 1 ordinary		Sale		6		28.6350  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Decreasing Short		4,706	507.4552  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,500	507.5990  ZAR
USD 1 ordinary		SWAP		Decreasing Short		8,560	507.8662  ZAR
USD 1 ordinary		SWAP		Decreasing Short		32,656	508.1009  ZAR
USD 1 ordinary		SWAP		Decreasing Short		27,515	508.2305  ZAR
USD 1 ordinary		SWAP		Decreasing Short		18,700	509.4036  ZAR
USD 1 ordinary		SWAP		Decreasing Short		35,046	509.8600  ZAR
USD 1 ordinary		SWAP		Decreasing Short		3,394	512.3251  ZAR
USD 1 ordinary		SWAP		Decreasing Short		11,603	514.3877  ZAR
USD 1 ordinary		SWAP		Decreasing Short		336	514.8400  ZAR
USD 1 ordinary		SWAP		Decreasing Short		18,278	517.3124  ZAR
USD 1 ordinary		SWAP		Decreasing Short		63	517.8008  ZAR
USD 1 ordinary		SWAP		Decreasing Short		151	520.4033  ZAR
USD 1 ordinary		SWAP		Decreasing Short		537,000	520.8020  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,299	521.4300  ZAR
USD 1 ordinary		SWAP		Decreasing Short		359	523.4545  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,121	523.6779  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,800	506.3294  ZAR
USD 1 ordinary		SWAP		Increasing Short		32,656	508.0146  ZAR
USD 1 ordinary		SWAP		Increasing Short		27,515	508.1441  ZAR
USD 1 ordinary		SWAP		Increasing Short		35,046	509.7733  ZAR
USD 1 ordinary		SWAP		Increasing Short		561,181	510.7855  ZAR
USD 1 ordinary		SWAP		Increasing Short		14,623	510.9969  ZAR
USD 1 ordinary		SWAP		Increasing Short		10,900	511.4549  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,998	512.9700  ZAR
USD 1 ordinary		SWAP		Increasing Short		40,453	513.1709  ZAR
USD 1 ordinary		SWAP		Increasing Short		296	514.7885  ZAR
USD 1 ordinary		SWAP		Increasing Short		40	514.8400  ZAR
USD 1 ordinary		SWAP		Increasing Short		18,278	517.2244  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,707	519.7792  ZAR
USD 1 ordinary		SWAP		Increasing Short		151	520.3149  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,299	521.3414  ZAR
USD 1 ordinary		SWAP		Increasing Short		14,534	522.1618  ZAR
USD 1 ordinary		SWAP		Increasing Short		359	523.3655  ZAR
USD 1 ordinary		SWAP		Increasing Short		1,121	523.5889  ZAR
USD 1 ordinary		SWAP		Increasing Short		7,913	525.7753  ZAR
USD 1 ordinary		SWAP		Increasing Long		3,675	0.0000  ZAR
USD 1 ordinary		CFD		Increasing Long		561,181	510.7191  ZAR
USD 1 ordinary		CFD		Increasing Long		14,623	510.9304  ZAR
USD 1 ordinary		CFD		Increasing Long		13,996	512.9418  ZAR
USD 1 ordinary		CFD		Increasing Long		40,453	513.1170  ZAR
USD 1 ordinary		CFD		Increasing Long		1,707	519.7246  ZAR
USD 1 ordinary		CFD		Increasing Long		14,534	522.1070  ZAR
USD 1 ordinary		CFD		Increasing Long		7,913	525.6544  ZAR
USD 1 ordinary		CFD		Decreasing Long		4,706	507.5084  ZAR
USD 1 ordinary		CFD		Decreasing Long		4,500	507.7158  ZAR
USD 1 ordinary		CFD		Decreasing Long		8,560	507.9322  ZAR
USD 1 ordinary		CFD		Decreasing Long		3,394	512.3533  ZAR
USD 1 ordinary		CFD		Decreasing Long		6,998	512.9418  ZAR
USD 1 ordinary		CFD		Decreasing Long		11,603	514.4417  ZAR
USD 1 ordinary		CFD		Decreasing Long		63	517.8680  ZAR
USD 1 ordinary		CFD		Decreasing Long		537,000	520.8039  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,500	28.6479  USD
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				31 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END