Form 8.3 - AngloGold Ashanti plc

Barclays PLC

05 November 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				04 Nov 2024
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				CENTAMIN PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			5,543,990	1.32%	5,362,688	1.27%
(2)	Cash-settled derivatives:
	and/or controlled:			5,347,018	1.27%	3,911,967	0.92%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			130,000	0.03%	160,000	0.04%
	TOTAL:			11,021,008	2.62%	9,434,655	2.23%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 1 ordinary		Purchase		127,966		27.3961  USD
USD 1 ordinary		Purchase		35,145		27.2228  USD
USD 1 ordinary		Purchase		25,275		27.1561  USD
USD 1 ordinary		Purchase		14,160		27.5856  USD
USD 1 ordinary		Purchase		7,335		27.1197  USD
USD 1 ordinary		Purchase		6,447		480.7300  ZAR
USD 1 ordinary		Purchase		6,359		27.3223  USD
USD 1 ordinary		Purchase		6,024		27.0525  USD
USD 1 ordinary		Purchase		5,718		27.4176  USD
USD 1 ordinary		Purchase		4,785		27.2980  USD
USD 1 ordinary		Purchase		2,220		27.0594  USD
USD 1 ordinary		Purchase		2,182		27.0516  USD
USD 1 ordinary		Purchase		1,600		27.0200  USD
USD 1 ordinary		Purchase		1,186		26.9311  USD
USD 1 ordinary		Purchase		1,011		27.0477  USD
USD 1 ordinary		Purchase		873		26.9557  USD
USD 1 ordinary		Purchase		840		26.9411  USD
USD 1 ordinary		Purchase		759		27.0545  USD
USD 1 ordinary		Purchase		730		27.1400  USD
USD 1 ordinary		Purchase		453		27.0916  USD
USD 1 ordinary		Purchase		300		26.9600  USD
USD 1 ordinary		Purchase		247		27.0211  USD
USD 1 ordinary		Purchase		186		26.9653  USD
USD 1 ordinary		Purchase		158		26.9700  USD
USD 1 ordinary		Purchase		108		26.9505  USD
USD 1 ordinary		Purchase		108		27.1500  USD
USD 1 ordinary		Purchase		100		26.7300  USD
USD 1 ordinary		Purchase		100		26.7500  USD
USD 1 ordinary		Purchase		93		26.8672  USD
USD 1 ordinary		Purchase		55		26.8600  USD
USD 1 ordinary		Sale		193,653		27.3751  USD
USD 1 ordinary		Sale		21,512		27.1319  USD
USD 1 ordinary		Sale		6,620		27.1384  USD
USD 1 ordinary		Sale		6,447		480.7300  ZAR
USD 1 ordinary		Sale		3,406		26.9518  USD
USD 1 ordinary		Sale		3,203		27.0986  USD
USD 1 ordinary		Sale		2,684		27.0026  USD
USD 1 ordinary		Sale		1,801		27.2712  USD
USD 1 ordinary		Sale		1,800		27.0444  USD
USD 1 ordinary		Sale		1,700		26.9040  USD
USD 1 ordinary		Sale		1,600		27.0200  USD
USD 1 ordinary		Sale		1,197		27.1286  USD
USD 1 ordinary		Sale		845		27.0341  USD
USD 1 ordinary		Sale		825		26.9405  USD
USD 1 ordinary		Sale		759		27.0545  USD
USD 1 ordinary		Sale		730		27.1400  USD
USD 1 ordinary		Sale		647		27.5221  USD
USD 1 ordinary		Sale		499		27.2745  USD
USD 1 ordinary		Sale		453		27.0916  USD
USD 1 ordinary		Sale		400		26.9400  USD
USD 1 ordinary		Sale		382		27.0854  USD
USD 1 ordinary		Sale		300		27.3700  USD
USD 1 ordinary		Sale		300		27.5966  USD
USD 1 ordinary		Sale		186		26.9653  USD
USD 1 ordinary		Sale		180		26.9442  USD
USD 1 ordinary		Sale		157		26.9401  USD
USD 1 ordinary		Sale		108		27.1500  USD
USD 1 ordinary		Sale		108		26.9505  USD
USD 1 ordinary		Sale		18		27.5033  USD
USD 1 ordinary		Sale		2		26.9600  USD
USD 1 ordinary		Sale		1		26.9800  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
USD 1 ordinary		SWAP		Increasing Short		10,873	489.7820  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,858	480.8117  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,729	480.9442  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1,050	481.7133  ZAR
USD 1 ordinary		SWAP		Decreasing Short		15,716	482.0024  ZAR
USD 1 ordinary		SWAP		Decreasing Short		12,695	482.1316  ZAR
USD 1 ordinary		SWAP		Decreasing Short		16,943	482.2870  ZAR
USD 1 ordinary		SWAP		Decreasing Short		6	482.4219  ZAR
USD 1 ordinary		SWAP		Decreasing Short		801	482.7226  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,481	482.7765  ZAR
USD 1 ordinary		SWAP		Decreasing Short		8,394	482.8694  ZAR
USD 1 ordinary		SWAP		Decreasing Short		712	483.6817  ZAR
USD 1 ordinary		SWAP		Decreasing Short		21,341	483.7506  ZAR
USD 1 ordinary		SWAP		Decreasing Short		4,332	484.6190  ZAR
USD 1 ordinary		SWAP		Decreasing Short		2,787	485.3354  ZAR
USD 1 ordinary		SWAP		Decreasing Short		1	486.4500  ZAR
USD 1 ordinary		SWAP		Increasing Long		2,390	0.0000  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,858	480.7300  ZAR
USD 1 ordinary		SWAP		Increasing Short		181,339	481.7519  ZAR
USD 1 ordinary		SWAP		Increasing Short		15,716	481.9205  ZAR
USD 1 ordinary		SWAP		Increasing Short		3,600	481.9925  ZAR
USD 1 ordinary		SWAP		Increasing Short		12,695	482.0496  ZAR
USD 1 ordinary		SWAP		Increasing Short		6,746	482.0978  ZAR
USD 1 ordinary		SWAP		Increasing Short		33,206	482.1495  ZAR
USD 1 ordinary		SWAP		Increasing Short		9,588	483.1656  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,357	483.2043  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,794	483.3842  ZAR
USD 1 ordinary		SWAP		Increasing Short		712	483.5994  ZAR
USD 1 ordinary		SWAP		Increasing Short		21,341	483.6684  ZAR
USD 1 ordinary		SWAP		Increasing Short		48	483.9593  ZAR
USD 1 ordinary		SWAP		Increasing Short		4,332	484.5366  ZAR
USD 1 ordinary		SWAP		Increasing Short		24,853	484.5844  ZAR
USD 1 ordinary		SWAP		Increasing Short		2,787	485.2529  ZAR
USD 1 ordinary		SWAP		Increasing Short		1	486.3673  ZAR
USD 1 ordinary		CFD		Increasing Long		181,339	481.6893  ZAR
USD 1 ordinary		CFD		Increasing Long		6,746	482.0471  ZAR
USD 1 ordinary		CFD		Increasing Long		33,206	482.0989  ZAR
USD 1 ordinary		CFD		Increasing Long		9,588	483.0545  ZAR
USD 1 ordinary		CFD		Increasing Long		4,357	483.1415  ZAR
USD 1 ordinary		CFD		Increasing Long		48	483.9327  ZAR
USD 1 ordinary		CFD		Increasing Long		24,853	484.5335  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,729	480.9947  ZAR
USD 1 ordinary		CFD		Decreasing Long		1,050	481.7759  ZAR
USD 1 ordinary		CFD		Decreasing Long		16,943	482.3376  ZAR
USD 1 ordinary		CFD		Decreasing Long		6	482.4850  ZAR
USD 1 ordinary		CFD		Decreasing Long		801	482.7492  ZAR
USD 1 ordinary		CFD		Decreasing Long		2,481	482.8875  ZAR
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				05 Nov 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END