Form 8.3 - AngloGold Ashanti plc
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
11 Nov 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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4,388,423 |
1.05% |
4,218,684 |
1.00% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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4,036,225 |
0.95% |
2,676,666 |
0.63% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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8,554,648 |
2.03% |
7,055,350 |
1.67% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 1 ordinary |
Purchase |
86,098 |
25.7154 USD |
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USD 1 ordinary |
Purchase |
45,817 |
25.8106 USD |
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USD 1 ordinary |
Purchase |
28,099 |
25.1100 USD |
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USD 1 ordinary |
Purchase |
21,166 |
25.3216 USD |
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USD 1 ordinary |
Purchase |
17,517 |
25.5998 USD |
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USD 1 ordinary |
Purchase |
13,900 |
25.3300 USD |
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USD 1 ordinary |
Purchase |
13,203 |
25.3287 USD |
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USD 1 ordinary |
Purchase |
11,563 |
25.2701 USD |
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USD 1 ordinary |
Purchase |
8,513 |
25.2190 USD |
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USD 1 ordinary |
Purchase |
7,953 |
25.7520 USD |
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USD 1 ordinary |
Purchase |
7,000 |
25.4561 USD |
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USD 1 ordinary |
Purchase |
6,977 |
26.1944 USD |
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USD 1 ordinary |
Purchase |
4,212 |
25.5798 USD |
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USD 1 ordinary |
Purchase |
3,787 |
25.3125 USD |
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USD 1 ordinary |
Purchase |
3,012 |
25.7887 USD |
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USD 1 ordinary |
Purchase |
2,800 |
25.3439 USD |
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USD 1 ordinary |
Purchase |
2,730 |
25.1543 USD |
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USD 1 ordinary |
Purchase |
2,482 |
25.1912 USD |
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USD 1 ordinary |
Purchase |
2,397 |
25.6340 USD |
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USD 1 ordinary |
Purchase |
1,471 |
25.5308 USD |
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USD 1 ordinary |
Purchase |
1,422 |
25.5851 USD |
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USD 1 ordinary |
Purchase |
1,176 |
25.1862 USD |
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USD 1 ordinary |
Purchase |
871 |
25.5413 USD |
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USD 1 ordinary |
Purchase |
787 |
25.4969 USD |
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USD 1 ordinary |
Purchase |
679 |
25.1978 USD |
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USD 1 ordinary |
Purchase |
640 |
25.5018 USD |
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USD 1 ordinary |
Purchase |
609 |
25.9600 USD |
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USD 1 ordinary |
Purchase |
500 |
25.1260 USD |
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USD 1 ordinary |
Purchase |
400 |
25.1212 USD |
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USD 1 ordinary |
Purchase |
261 |
25.5198 USD |
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USD 1 ordinary |
Purchase |
260 |
25.3700 USD |
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USD 1 ordinary |
Purchase |
251 |
25.1214 USD |
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USD 1 ordinary |
Purchase |
202 |
25.5906 USD |
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USD 1 ordinary |
Purchase |
200 |
25.1500 USD |
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USD 1 ordinary |
Purchase |
200 |
24.9350 USD |
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USD 1 ordinary |
Purchase |
182 |
25.2546 USD |
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USD 1 ordinary |
Purchase |
176 |
25.2453 USD |
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USD 1 ordinary |
Purchase |
158 |
25.4694 USD |
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USD 1 ordinary |
Purchase |
100 |
25.1900 USD |
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USD 1 ordinary |
Purchase |
71 |
25.4770 USD |
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USD 1 ordinary |
Purchase |
55 |
25.4945 USD |
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USD 1 ordinary |
Purchase |
15 |
25.2766 USD |
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USD 1 ordinary |
Purchase |
6 |
25.3500 USD |
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USD 1 ordinary |
Purchase |
3 |
25.1400 USD |
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USD 1 ordinary |
Sale |
81,611 |
25.7529 USD |
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USD 1 ordinary |
Sale |
31,072 |
26.1128 USD |
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USD 1 ordinary |
Sale |
29,007 |
25.4126 USD |
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USD 1 ordinary |
Sale |
23,289 |
25.4925 USD |
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USD 1 ordinary |
Sale |
21,213 |
25.1103 USD |
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USD 1 ordinary |
Sale |
20,828 |
25.1777 USD |
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USD 1 ordinary |
Sale |
17,068 |
25.3272 USD |
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USD 1 ordinary |
Sale |
14,372 |
25.1100 USD |
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USD 1 ordinary |
Sale |
13,900 |
25.3300 USD |
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USD 1 ordinary |
Sale |
7,000 |
25.4561 USD |
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USD 1 ordinary |
Sale |
6,769 |
26.1358 USD |
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USD 1 ordinary |
Sale |
4,782 |
25.2692 USD |
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USD 1 ordinary |
Sale |
4,505 |
25.6041 USD |
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USD 1 ordinary |
Sale |
4,503 |
25.3570 USD |
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USD 1 ordinary |
Sale |
4,149 |
25.2819 USD |
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USD 1 ordinary |
Sale |
2,938 |
25.8555 USD |
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USD 1 ordinary |
Sale |
2,892 |
25.2649 USD |
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USD 1 ordinary |
Sale |
2,730 |
25.1543 USD |
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USD 1 ordinary |
Sale |
2,191 |
25.4170 USD |
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USD 1 ordinary |
Sale |
1,907 |
25.4516 USD |
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USD 1 ordinary |
Sale |
1,800 |
25.9740 USD |
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USD 1 ordinary |
Sale |
1,688 |
25.7740 USD |
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USD 1 ordinary |
Sale |
1,602 |
25.2294 USD |
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USD 1 ordinary |
Sale |
1,200 |
25.6788 USD |
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USD 1 ordinary |
Sale |
787 |
25.4969 USD |
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USD 1 ordinary |
Sale |
709 |
25.9346 USD |
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USD 1 ordinary |
Sale |
700 |
25.5235 USD |
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USD 1 ordinary |
Sale |
686 |
25.5246 USD |
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USD 1 ordinary |
Sale |
600 |
25.1440 USD |
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USD 1 ordinary |
Sale |
591 |
25.1253 USD |
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USD 1 ordinary |
Sale |
500 |
25.2370 USD |
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USD 1 ordinary |
Sale |
395 |
25.3450 USD |
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USD 1 ordinary |
Sale |
321 |
25.5483 USD |
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USD 1 ordinary |
Sale |
300 |
25.4633 USD |
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USD 1 ordinary |
Sale |
261 |
25.5198 USD |
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USD 1 ordinary |
Sale |
222 |
25.0790 USD |
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USD 1 ordinary |
Sale |
200 |
25.3100 USD |
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USD 1 ordinary |
Sale |
200 |
25.3150 USD |
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USD 1 ordinary |
Sale |
200 |
25.2100 USD |
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USD 1 ordinary |
Sale |
200 |
25.6300 USD |
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USD 1 ordinary |
Sale |
200 |
24.9350 USD |
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USD 1 ordinary |
Sale |
200 |
25.4150 USD |
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USD 1 ordinary |
Sale |
170 |
25.1275 USD |
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USD 1 ordinary |
Sale |
170 |
25.1129 USD |
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USD 1 ordinary |
Sale |
152 |
25.3200 USD |
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USD 1 ordinary |
Sale |
119 |
25.3763 USD |
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USD 1 ordinary |
Sale |
100 |
26.0605 USD |
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USD 1 ordinary |
Sale |
100 |
25.2200 USD |
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USD 1 ordinary |
Sale |
74 |
25.4718 USD |
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USD 1 ordinary |
Sale |
63 |
25.3050 USD |
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USD 1 ordinary |
Sale |
60 |
25.5700 USD |
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USD 1 ordinary |
Sale |
30 |
25.8100 USD |
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USD 1 ordinary |
Sale |
26 |
25.1300 USD |
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USD 1 ordinary |
Sale |
10 |
25.3400 USD |
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USD 1 ordinary |
Sale |
9 |
25.2400 USD |
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USD 1 ordinary |
Sale |
3 |
25.3500 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Decreasing Short |
24,352 |
459.0880 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
196 |
462.6431 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
9,816 |
464.7953 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
7,383 |
467.1617 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1 |
467.3900 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
9,236 |
467.9029 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
3,303 |
469.6478 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
24,145 |
470.9253 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,987 |
471.8768 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,662 |
472.8585 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
712 |
474.6369 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,684 |
475.5853 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,674 |
475.6184 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
60,695 |
476.8278 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
2,230 |
477.0687 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
7,947 |
478.2511 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,311 |
480.5629 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
999 |
480.9794 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
24,352 |
459.0100 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
58,378 |
462.3315 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
196 |
462.5645 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,976 |
462.8352 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
5,536 |
463.7734 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,139 |
466.2090 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
7 |
466.3142 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
7,383 |
467.0823 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1 |
467.3105 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
177 |
467.5637 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,303 |
469.5680 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
6,602 |
469.8484 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,662 |
472.7781 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
9,961 |
473.7438 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
10,274 |
474.5764 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,674 |
475.5376 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,696 |
475.5927 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
493 |
475.8979 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,230 |
476.9876 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
7,947 |
478.1698 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
892 |
481.6721 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,101 |
482.7727 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
419 |
485.1023 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
2,033 |
0.0000 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
58,378 |
462.2714 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
4,976 |
462.7866 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
177 |
467.5029 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
6,602 |
469.7990 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
9,961 |
473.6348 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
892 |
481.5613 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
1,101 |
482.7220 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
419 |
485.0513 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
9,816 |
464.8441 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
9,236 |
467.9520 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
1,987 |
471.9381 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
712 |
474.6867 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
4,684 |
475.6115 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
60,695 |
476.8898 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
1,311 |
480.6734 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
999 |
481.0299 ZAR |
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USD 1 ordinary |
SWAP |
Opening Long |
5,983 |
25.1098 USD |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,203 |
25.1099 USD |
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USD 1 ordinary |
SWAP |
Opening Long |
1,800 |
25.4213 USD |
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USD 1 ordinary |
SWAP |
Increasing Long |
5,200 |
25.4665 USD |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
12 Nov 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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