FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
12 Nov 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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4,259,117 |
1.01% |
4,096,844 |
0.97% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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3,649,284 |
0.86% |
2,277,554 |
0.54% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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8,038,401 |
1.91% |
6,534,398 |
1.55% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
|
securities |
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USD 1 ordinary |
Purchase |
359,000 |
440.4100 ZAR |
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USD 1 ordinary |
Purchase |
347,000 |
440.6200 ZAR |
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USD 1 ordinary |
Purchase |
157,708 |
24.3292 USD |
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USD 1 ordinary |
Purchase |
19,850 |
24.3732 USD |
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USD 1 ordinary |
Purchase |
15,511 |
24.6300 USD |
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USD 1 ordinary |
Purchase |
11,136 |
24.4059 USD |
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USD 1 ordinary |
Purchase |
9,308 |
24.4085 USD |
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USD 1 ordinary |
Purchase |
7,455 |
24.3654 USD |
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USD 1 ordinary |
Purchase |
6,934 |
24.3770 USD |
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USD 1 ordinary |
Purchase |
6,159 |
24.5080 USD |
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USD 1 ordinary |
Purchase |
6,035 |
24.4483 USD |
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USD 1 ordinary |
Purchase |
5,500 |
24.2102 USD |
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USD 1 ordinary |
Purchase |
5,100 |
24.7000 USD |
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USD 1 ordinary |
Purchase |
5,095 |
438.4676 ZAR |
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USD 1 ordinary |
Purchase |
3,751 |
24.5647 USD |
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USD 1 ordinary |
Purchase |
2,395 |
24.2244 USD |
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USD 1 ordinary |
Purchase |
1,749 |
24.6650 USD |
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USD 1 ordinary |
Purchase |
1,748 |
24.4171 USD |
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USD 1 ordinary |
Purchase |
1,277 |
24.2056 USD |
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USD 1 ordinary |
Purchase |
1,264 |
24.2254 USD |
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USD 1 ordinary |
Purchase |
1,238 |
24.2200 USD |
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USD 1 ordinary |
Purchase |
1,100 |
24.2064 USD |
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USD 1 ordinary |
Purchase |
1,040 |
24.2157 USD |
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USD 1 ordinary |
Purchase |
1,034 |
438.5600 ZAR |
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USD 1 ordinary |
Purchase |
1,000 |
24.1500 USD |
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USD 1 ordinary |
Purchase |
913 |
24.6519 USD |
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USD 1 ordinary |
Purchase |
802 |
24.4600 USD |
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USD 1 ordinary |
Purchase |
772 |
24.2488 USD |
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USD 1 ordinary |
Purchase |
712 |
24.3920 USD |
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USD 1 ordinary |
Purchase |
495 |
24.5595 USD |
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USD 1 ordinary |
Purchase |
425 |
24.3682 USD |
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USD 1 ordinary |
Purchase |
310 |
24.6330 USD |
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USD 1 ordinary |
Purchase |
284 |
24.5691 USD |
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USD 1 ordinary |
Purchase |
204 |
24.6643 USD |
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USD 1 ordinary |
Purchase |
200 |
24.1000 USD |
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USD 1 ordinary |
Purchase |
108 |
24.2233 USD |
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USD 1 ordinary |
Purchase |
101 |
24.6097 USD |
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USD 1 ordinary |
Purchase |
100 |
24.6800 USD |
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USD 1 ordinary |
Purchase |
100 |
24.1100 USD |
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USD 1 ordinary |
Purchase |
90 |
24.6296 USD |
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USD 1 ordinary |
Purchase |
52 |
24.3509 USD |
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USD 1 ordinary |
Purchase |
1 |
24.6100 USD |
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USD 1 ordinary |
Sale |
359,000 |
440.4100 ZAR |
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USD 1 ordinary |
Sale |
347,000 |
440.6200 ZAR |
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USD 1 ordinary |
Sale |
102,895 |
24.3152 USD |
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USD 1 ordinary |
Sale |
40,413 |
24.3819 USD |
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USD 1 ordinary |
Sale |
17,143 |
24.6300 USD |
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USD 1 ordinary |
Sale |
16,828 |
24.3726 USD |
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USD 1 ordinary |
Sale |
16,804 |
24.3712 USD |
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USD 1 ordinary |
Sale |
9,594 |
24.3863 USD |
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USD 1 ordinary |
Sale |
6,469 |
24.5140 USD |
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USD 1 ordinary |
Sale |
6,189 |
24.5766 USD |
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USD 1 ordinary |
Sale |
6,159 |
24.5080 USD |
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USD 1 ordinary |
Sale |
5,500 |
24.2102 USD |
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USD 1 ordinary |
Sale |
5,481 |
24.3066 USD |
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USD 1 ordinary |
Sale |
5,100 |
24.7000 USD |
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USD 1 ordinary |
Sale |
5,095 |
438.4675 ZAR |
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USD 1 ordinary |
Sale |
4,724 |
24.4111 USD |
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USD 1 ordinary |
Sale |
3,778 |
24.2297 USD |
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USD 1 ordinary |
Sale |
3,146 |
24.2204 USD |
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USD 1 ordinary |
Sale |
2,700 |
24.5403 USD |
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USD 1 ordinary |
Sale |
2,627 |
24.5888 USD |
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USD 1 ordinary |
Sale |
2,581 |
24.2857 USD |
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USD 1 ordinary |
Sale |
2,495 |
24.2677 USD |
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USD 1 ordinary |
Sale |
2,476 |
24.2200 USD |
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USD 1 ordinary |
Sale |
2,395 |
24.2244 USD |
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USD 1 ordinary |
Sale |
2,081 |
24.4776 USD |
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USD 1 ordinary |
Sale |
2,080 |
24.6421 USD |
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USD 1 ordinary |
Sale |
1,588 |
24.5698 USD |
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USD 1 ordinary |
Sale |
1,500 |
24.4532 USD |
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USD 1 ordinary |
Sale |
1,360 |
24.2891 USD |
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USD 1 ordinary |
Sale |
1,277 |
24.2056 USD |
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USD 1 ordinary |
Sale |
1,100 |
24.2064 USD |
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USD 1 ordinary |
Sale |
1,034 |
438.5600 ZAR |
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USD 1 ordinary |
Sale |
1,000 |
24.1500 USD |
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USD 1 ordinary |
Sale |
739 |
24.4508 USD |
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USD 1 ordinary |
Sale |
700 |
24.1842 USD |
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USD 1 ordinary |
Sale |
362 |
24.3543 USD |
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USD 1 ordinary |
Sale |
200 |
24.1000 USD |
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USD 1 ordinary |
Sale |
122 |
24.2291 USD |
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USD 1 ordinary |
Sale |
112 |
24.6225 USD |
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USD 1 ordinary |
Sale |
100 |
24.6800 USD |
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USD 1 ordinary |
Sale |
100 |
24.6500 USD |
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USD 1 ordinary |
Sale |
87 |
24.3139 USD |
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USD 1 ordinary |
Sale |
65 |
24.0800 USD |
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USD 1 ordinary |
Sale |
63 |
24.6200 USD |
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USD 1 ordinary |
Sale |
56 |
24.6475 USD |
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USD 1 ordinary |
Sale |
52 |
24.3509 USD |
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USD 1 ordinary |
Sale |
38 |
24.6700 USD |
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USD 1 ordinary |
Sale |
28 |
24.6000 USD |
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USD 1 ordinary |
Sale |
28 |
24.6600 USD |
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USD 1 ordinary |
Sale |
28 |
24.6100 USD |
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USD 1 ordinary |
Sale |
26 |
24.4873 USD |
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USD 1 ordinary |
Sale |
3 |
24.6400 USD |
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USD 1 ordinary |
Sale |
1 |
24.6566 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Decreasing Short |
199 |
438.5260 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
48,411 |
438.6345 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
110,865 |
439.5127 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,583 |
439.8253 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1 |
440.0585 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1 |
440.1399 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1 |
440.1491 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1 |
440.2800 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
359,000 |
440.4540 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
48,729 |
440.5456 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
35,931 |
440.6292 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
347,000 |
440.6640 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
3,303 |
441.0289 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
19,200 |
441.1990 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,069 |
441.3929 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
4,139 |
441.5173 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
13,387 |
441.6344 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
363 |
442.2753 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
14,831 |
442.2857 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,099 |
442.4193 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
12,239 |
442.4405 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,119 |
442.8231 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
20,466 |
442.9434 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
3,116 |
443.6483 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
65 |
444.6633 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
32 |
444.7600 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Long |
2,028 |
0.0000 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
48,411 |
438.5600 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,868 |
439.1524 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
19,984 |
439.3908 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
432 |
439.4142 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,230 |
439.4159 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
8,597 |
440.0344 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1 |
440.0585 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1 |
440.1399 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1 |
440.1491 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1 |
440.2800 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
48,729 |
440.4707 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
35,931 |
440.5543 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,303 |
440.9540 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
5,069 |
441.3179 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,139 |
441.4423 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
285 |
441.6033 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,300 |
441.7487 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
6,064 |
441.9165 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,802 |
442.1357 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
12,239 |
442.3653 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
9,370 |
442.7012 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,119 |
442.7479 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
12,845 |
443.3783 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,116 |
443.5729 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
65 |
444.5877 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
32 |
444.6843 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,803 |
445.3193 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1,449 |
449.7835 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
19,984 |
439.3446 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
8,597 |
439.9332 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
285 |
441.5459 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
6,064 |
441.8701 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
2,802 |
442.0892 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
12,845 |
443.3206 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
1,803 |
445.2725 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
1,449 |
449.7587 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
199 |
438.5721 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
110,865 |
439.5698 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
4,583 |
439.8825 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
359,000 |
440.4540 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
347,000 |
440.6640 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
13,387 |
441.6808 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
363 |
442.3217 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
14,831 |
442.3874 ZAR |
|||
USD 1 ordinary |
CFD |
Decreasing Long |
1,099 |
442.4658 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
20,466 |
442.9677 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Long |
1,633 |
24.1698 USD |
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USD 1 ordinary |
SWAP |
Increasing Long |
8,466 |
24.6298 USD |
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USD 1 ordinary |
SWAP |
Opening Long |
4,100 |
24.6286 USD |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
|
selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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USD 1 ordinary |
Call Options |
Purchasing |
83,500 |
28.0000 USD |
American |
20 Dec 2024 |
0.2500 USD |
USD 1 ordinary |
Call Options |
Selling |
83,500 |
28.0000 USD |
American |
21 Mar 2025 |
1.1700 USD |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
13 Nov 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
||||||
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
are being disclosed: |
|||||||
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
||||||
relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
|
USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
|
USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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