Form 8.3 - Darktrace plc

Barclays PLC
09 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DARKTRACE PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

06 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

NO

 

 

 

disclosures in respect of any other party to the offer?

 

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

1p ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

21,730,935

3.10%

20,749,140

2.96%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

36,485

0.01%

21,575,836

3.08%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

21,767,420

3.11%

42,324,976

6.04%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

1p ordinary

Purchase

30,796

5.8322  GBP

1p ordinary

Purchase

25,266

5.8387  GBP

1p ordinary

Purchase

22,538

5.8321  GBP

1p ordinary

Purchase

20,263

5.8244  GBP

1p ordinary

Purchase

18,566

5.8337  GBP

1p ordinary

Purchase

6,794

5.8320  GBP

1p ordinary

Purchase

6,689

5.8340  GBP

1p ordinary

Purchase

5,892

5.8174  GBP

1p ordinary

Purchase

3,191

5.8302  GBP

1p ordinary

Purchase

2,737

5.8353  GBP

1p ordinary

Purchase

2,015

5.8370  GBP

1p ordinary

Purchase

1,767

5.8328  GBP

1p ordinary

Purchase

1,559

5.8332  GBP

1p ordinary

Purchase

1,341

5.8360  GBP

1p ordinary

Purchase

1,208

5.8374  GBP

1p ordinary

Purchase

897

5.8343  GBP

1p ordinary

Purchase

850

5.8284  GBP

1p ordinary

Purchase

689

5.8420  GBP

1p ordinary

Purchase

635

5.8362  GBP

1p ordinary

Purchase

117

5.8140  GBP

1p ordinary

Sale

95,746

5.8318  GBP

1p ordinary

Sale

46,780

5.8286  GBP

1p ordinary

Sale

38,970

5.8326  GBP

1p ordinary

Sale

18,307

5.8288  GBP

1p ordinary

Sale

15,598

5.8323  GBP

1p ordinary

Sale

11,990

5.8266  GBP

1p ordinary

Sale

6,362

5.8320  GBP

1p ordinary

Sale

5,937

5.8270  GBP

1p ordinary

Sale

5,023

5.8209  GBP

1p ordinary

Sale

1,326

5.8311  GBP

1p ordinary

Sale

1,143

5.8340  GBP

1p ordinary

Sale

749

5.8360  GBP

1p ordinary

Sale

548

5.8337  GBP

1p ordinary

Sale

484

5.8220  GBP

1p ordinary

Sale

381

5.8233  GBP

1p ordinary

Sale

125

5.8206  GBP

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

1p ordinary

SWAP

Decreasing Short

484

5.8220  GBP

1p ordinary

SWAP

Decreasing Short

11,990

5.8266  GBP

1p ordinary

SWAP

Decreasing Short

2,068

5.8275  GBP

1p ordinary

SWAP

Decreasing Short

46,780

5.8286  GBP

1p ordinary

SWAP

Decreasing Short

18,307

5.8288  GBP

1p ordinary

SWAP

Decreasing Short

132

5.8305  GBP

1p ordinary

SWAP

Decreasing Short

1,326

5.8311  GBP

1p ordinary

SWAP

Decreasing Short

57,098

5.8319  GBP

1p ordinary

SWAP

Decreasing Short

40,032

5.8320  GBP

1p ordinary

SWAP

Decreasing Short

160

5.8336  GBP

1p ordinary

SWAP

Decreasing Short

265

5.8347  GBP

1p ordinary

SWAP

Decreasing Short

66

5.8355  GBP

1p ordinary

SWAP

Increasing Short

117

5.8140  GBP

1p ordinary

SWAP

Increasing Short

1,085

5.8160  GBP

1p ordinary

SWAP

Increasing Short

13,560

5.8221  GBP

1p ordinary

SWAP

Increasing Short

411

5.8269  GBP

1p ordinary

SWAP

Increasing Short

5,479

5.8320  GBP

1p ordinary

SWAP

Increasing Short

3,800

5.8322  GBP

1p ordinary

SWAP

Increasing Short

1,767

5.8328  GBP

1p ordinary

SWAP

Increasing Short

40,000

5.8342  GBP

1p ordinary

SWAP

Increasing Short

2,737

5.8353  GBP

1p ordinary

SWAP

Increasing Short

610

5.8364  GBP

1p ordinary

SWAP

Increasing Short

25,266

5.8387  GBP

1p ordinary

CFD

Increasing Short

714

5.8423  GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

09 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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