Form 8.3 - Horizon Therapeutics plc

Barclays PLC

02 May 2023

 

FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1.	KEY INFORMATION
Name of person dealing (Note 1)	Barclays PLC.
Company dealt in	HORIZON THERAPEUTICS PLC
Class of relevant security to which the dealings being disclosed relate (Note 2)	$0.001 ordinary shares
Date of dealing	01 May 2023

2.		INTERESTS AND SHORT POSITIONS
(a)	Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security:		$0.001 ordinary shares
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities	1,424,704	0.62%	373,438	0.16%
(2)	Derivatives (other than options):	53,770	0.02%	0	0.00%
(3)	Options and agreements to purchase/sell:	1,217,700	0.53%	997,200	0.44%
TOTAL:		2,696,174	1.18%	1,370,638	0.60%

(b)	Interests and short positions in relevant securities of the company, other than the class dealt in
Class of relevant security:		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
(2)	Derivatives (other than options):
(3)	Options and agreements to purchase/sell:
TOTAL:

3.				DEALINGS (Note 4)
(a)	Purchase and sales
Class of relevant Security			Purchase/sale			Number of securities	Price per unit
$0.001 ordinary shares			Purchase			2	111.8400 USD
$0.001 ordinary shares			Purchase			31	111.9090 USD
$0.001 ordinary shares			Purchase			54	111.8707 USD
$0.001 ordinary shares			Purchase			100	111.9100 USD
$0.001 ordinary shares			Purchase			179	111.9500 USD
$0.001 ordinary shares			Purchase			200	111.8000 USD
$0.001 ordinary shares			Purchase			200	111.9050 USD
$0.001 ordinary shares			Purchase			326	111.5795 USD
$0.001 ordinary shares			Purchase			400	111.7575 USD
$0.001 ordinary shares			Purchase			600	111.9000 USD
$0.001 ordinary shares			Purchase			653	111.6822 USD
$0.001 ordinary shares			Purchase			800	111.8706 USD
$0.001 ordinary shares			Purchase			1,559	111.7615 USD
$0.001 ordinary shares			Purchase			1,695	111.8689 USD
$0.001 ordinary shares			Purchase			1,931	111.7330 USD
$0.001 ordinary shares			Purchase			2,329	111.8891 USD
$0.001 ordinary shares			Purchase			3,343	111.9295 USD
$0.001 ordinary shares			Purchase			5,582	111.7890 USD
$0.001 ordinary shares			Purchase			10,000	111.8107 USD
$0.001 ordinary shares			Purchase			12,516	111.8485 USD
$0.001 ordinary shares			Sale			1	111.8400 USD
$0.001 ordinary shares			Sale			4	111.8500 USD
$0.001 ordinary shares			Sale			6	111.8733 USD
$0.001 ordinary shares			Sale			12	111.5200 USD
$0.001 ordinary shares			Sale			29	111.8769 USD
$0.001 ordinary shares			Sale			43	111.9000 USD
$0.001 ordinary shares			Sale			100	111.8000 USD
$0.001 ordinary shares			Sale			198	111.9139 USD
$0.001 ordinary shares			Sale			200	111.8100 USD
$0.001 ordinary shares			Sale			202	111.8374 USD
$0.001 ordinary shares			Sale			553	111.8057 USD
$0.001 ordinary shares			Sale			585	111.1591 USD
$0.001 ordinary shares			Sale			594	111.8290 USD
$0.001 ordinary shares			Sale			807	111.8257 USD
$0.001 ordinary shares			Sale			1,025	111.6895 USD
$0.001 ordinary shares			Sale			1,152	111.8281 USD
$0.001 ordinary shares			Sale			1,288	111.9500 USD
$0.001 ordinary shares			Sale			1,732	111.7123 USD
$0.001 ordinary shares			Sale			1,896	111.7304 USD
$0.001 ordinary shares			Sale			2,325	111.8892 USD
$0.001 ordinary shares			Sale			2,674	111.9172 USD
$0.001 ordinary shares			Sale			4,722	111.8556 USD
$0.001 ordinary shares			Sale			5,529	111.7887 USD
$0.001 ordinary shares			Sale			6,391	111.8036 USD
$0.001 ordinary shares			Sale			11,017	111.8532 USD

(b)	Derivatives transactions (other than option transactions)
Product Name		Nature of transaction				Number of relevant securities	Price per unit
(c)	Options transactions in respect of existing securities
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Product name			Number of  securities			Exercise price  per unit
(d)	Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction				Details		Price per unit  (if applicable)
4.				OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing  and any other person relating to the voting rights of any relevant securities under any option  referred to on this form or relating to the voting rights or future acquisition or disposal of any  relevant securities to which any derivative referred to on this form is referenced. If none, this  should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				02 May 2023
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS
Class of relevant  security		Product  Description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
$0.001 ordinary shares		Put Options	Written	150,000	090	American	19 May 2023
$0.001 ordinary shares		Put Options	Written	495,500	100	American	16 Jun 2023
$0.001 ordinary shares		Put Options	Purchased	-25,000	085	American	19 May 2023
$0.001 ordinary shares		Put Options	Written	10,200	080	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	400,000	100	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Purchased	-800,000	080	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	162,000	105	American	21 Jul 2023
$0.001 ordinary shares		Put Options	Purchased	-162,000	090	American	21 Jul 2023
$0.001 ordinary shares		Put Options	Purchased	-10,200	100	American	18 Aug 2023

 

END