FORM 8.3 - HORIZON THERAPEUTICS PLC

Barclays PLC
17 May 2023
 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2007 (AS AMENDED)

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES

REPRESENTING 1% OR MORE

1.

KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

HORIZON THERAPEUTICS PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

$0.0001 ordinary shares

Date of dealing

16 May 2023

2.

INTERESTS AND SHORT POSITIONS

(a)

Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

$0.0001 ordinary shares


Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities 

1,227,907

0.54%

586,005

0.26%

(2)

Derivatives (other than options):

53,580

0.02%

0

0.00%

(3)

Options and agreements to purchase/sell:

1,767,000

0.77%

1,336,800

0.58%

TOTAL:

3,048,487

1.33%

1,922,805

0.84%

(b)

Interests and short positions in relevant securities of the company, other than the class dealt in

Class of relevant security:

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

(3)

Options and agreements to purchase/sell:

 

 

 

 

TOTAL:

 

 

 

 

3.

DEALINGS (Note 4)

(a)

Purchase and sales

 






Class of relevant Security

Purchase/sale

Number of securities

Price per unit

$0.0001 ordinary shares

Purchase

21

                  91.4700 USD

$0.0001 ordinary shares

Purchase

21

                  91.5100 USD

$0.0001 ordinary shares

Purchase

42

                  91.4950 USD

$0.0001 ordinary shares

Purchase

45

                 112.2500 USD

$0.0001 ordinary shares

Purchase

58

                  96.1755 USD

$0.0001 ordinary shares

Purchase

114

                  92.1273 USD

$0.0001 ordinary shares

Purchase

119

                  95.6884 USD

$0.0001 ordinary shares

Purchase

137

                  94.6983 USD

$0.0001 ordinary shares

Purchase

200

                  96.7200 USD

$0.0001 ordinary shares

Purchase

218

                  95.8322 USD

$0.0001 ordinary shares

Purchase

219

                  91.9789 USD

$0.0001 ordinary shares

Purchase

293

                  91.5800 USD

$0.0001 ordinary shares

Purchase

300

                  95.2300 USD

$0.0001 ordinary shares

Purchase

300

                  95.9900 USD

$0.0001 ordinary shares

Purchase

300

                  93.5300 USD

$0.0001 ordinary shares

Purchase

300

                  94.8222 USD

$0.0001 ordinary shares

Purchase

303

                  95.6293 USD

$0.0001 ordinary shares

Purchase

389

                  93.9442 USD

$0.0001 ordinary shares

Purchase

389

                  95.0295 USD

$0.0001 ordinary shares

Purchase

390

                  93.2010 USD

$0.0001 ordinary shares

Purchase

454

                  95.9583 USD

$0.0001 ordinary shares

Purchase

600

                  96.1450 USD

$0.0001 ordinary shares

Purchase

600

                  95.8375 USD

$0.0001 ordinary shares

Purchase

600

                  95.9162 USD

$0.0001 ordinary shares

Purchase

919

                  96.1383 USD

$0.0001 ordinary shares

Purchase

1,100

                  95.9800 USD

$0.0001 ordinary shares

Purchase

1,234

                  96.3264 USD

$0.0001 ordinary shares

Purchase

1,300

                  91.9994 USD

$0.0001 ordinary shares

Purchase

1,400

                  95.9821 USD

$0.0001 ordinary shares

Purchase

1,527

                  95.3824 USD

$0.0001 ordinary shares

Purchase

1,574

                  96.1224 USD

$0.0001 ordinary shares

Purchase

1,750

                  95.8362 USD

$0.0001 ordinary shares

Purchase

1,834

                  95.1251 USD

$0.0001 ordinary shares

Purchase

1,900

                  91.5500 USD

$0.0001 ordinary shares

Purchase

2,022

                  95.8732 USD

$0.0001 ordinary shares

Purchase

2,119

                  96.3400 USD

$0.0001 ordinary shares

Purchase

2,138

                  94.3279 USD

$0.0001 ordinary shares

Purchase

2,831

                  91.9993 USD

$0.0001 ordinary shares

Purchase

2,916

                  95.2638 USD

$0.0001 ordinary shares

Purchase

4,249

                  95.8427 USD

$0.0001 ordinary shares

Purchase

4,521

                  95.4065 USD

$0.0001 ordinary shares

Purchase

4,627

                  95.4004 USD

$0.0001 ordinary shares

Purchase

4,783

                  95.7351 USD

$0.0001 ordinary shares

Purchase

6,250

                  91.3500 USD

$0.0001 ordinary shares

Purchase

6,935

                  95.5931 USD

$0.0001 ordinary shares

Purchase

9,288

                  96.2859 USD

$0.0001 ordinary shares

Purchase

10,287

                  95.2948 USD

$0.0001 ordinary shares

Purchase

11,261

                  95.9671 USD

$0.0001 ordinary shares

Purchase

12,500

                  91.6060 USD

$0.0001 ordinary shares

Purchase

12,500

                  94.0061 USD

$0.0001 ordinary shares

Purchase

16,320

                  94.4873 USD

$0.0001 ordinary shares

Purchase

18,914

                  95.3919 USD

$0.0001 ordinary shares

Purchase

21,232

                  92.5045 USD

$0.0001 ordinary shares

Purchase

25,000

                  96.0010 USD

$0.0001 ordinary shares

Purchase

25,000

                  91.7500 USD

$0.0001 ordinary shares

Purchase

27,417

                  95.6416 USD

$0.0001 ordinary shares

Purchase

27,755

                  95.5509 USD

$0.0001 ordinary shares

Purchase

42,600

                  96.0001 USD

$0.0001 ordinary shares

Purchase

48,000

                  96.0056 USD

$0.0001 ordinary shares

Purchase

62,242

                  93.7022 USD

$0.0001 ordinary shares

Purchase

64,765

                  95.3080 USD

$0.0001 ordinary shares

Purchase

67,300

                  95.1800 USD

$0.0001 ordinary shares

Purchase

100,034

                  96.1674 USD

$0.0001 ordinary shares

Purchase

137,763

                  94.7155 USD

$0.0001 ordinary shares

Purchase

140,928

                  94.3764 USD

$0.0001 ordinary shares

Purchase

429,543

                  95.0061 USD

$0.0001 ordinary shares

Sale

1

                  95.0800 USD

$0.0001 ordinary shares

Sale

2

                  93.0050 USD

$0.0001 ordinary shares

Sale

3

                  93.0100 USD

$0.0001 ordinary shares

Sale

4

                  96.2912 USD

$0.0001 ordinary shares

Sale

5

                  93.9640 USD

$0.0001 ordinary shares

Sale

5

                  95.1540 USD

$0.0001 ordinary shares

Sale

9

                  94.9333 USD

$0.0001 ordinary shares

Sale

11

                  92.0801 USD

$0.0001 ordinary shares

Sale

11

                  95.2263 USD

$0.0001 ordinary shares

Sale

12

                  95.2466 USD

$0.0001 ordinary shares

Sale

12

                  94.3058 USD

$0.0001 ordinary shares

Sale

28

                  95.0410 USD

$0.0001 ordinary shares

Sale

46

                  95.2347 USD

$0.0001 ordinary shares

Sale

81

                  94.4300 USD

$0.0001 ordinary shares

Sale

84

                  91.4925 USD

$0.0001 ordinary shares

Sale

96

                  94.6083 USD

$0.0001 ordinary shares

Sale

100

                  94.3700 USD

$0.0001 ordinary shares

Sale

100

                  95.0150 USD

$0.0001 ordinary shares

Sale

100

                  96.8500 USD

$0.0001 ordinary shares

Sale

100

                  96.7900 USD

$0.0001 ordinary shares

Sale

172

                 112.2500 USD

$0.0001 ordinary shares

Sale

200

                  96.0725 USD

$0.0001 ordinary shares

Sale

200

                  96.6150 USD

$0.0001 ordinary shares

Sale

224

                  94.7812 USD

$0.0001 ordinary shares

Sale

241

                  95.7488 USD

$0.0001 ordinary shares

Sale

251

                  95.7121 USD

$0.0001 ordinary shares

Sale

300

                  95.1516 USD

$0.0001 ordinary shares

Sale

300

                  94.9866 USD

$0.0001 ordinary shares

Sale

300

                  96.0766 USD

$0.0001 ordinary shares

Sale

300

                  93.5300 USD

$0.0001 ordinary shares

Sale

300

                  95.2300 USD

$0.0001 ordinary shares

Sale

500

                  96.5600 USD

$0.0001 ordinary shares

Sale

501

                  94.9891 USD

$0.0001 ordinary shares

Sale

620

                  95.0846 USD

$0.0001 ordinary shares

Sale

648

                  96.3391 USD

$0.0001 ordinary shares

Sale

700

                  96.4200 USD

$0.0001 ordinary shares

Sale

771

                  95.7803 USD

$0.0001 ordinary shares

Sale

780

                  95.6807 USD

$0.0001 ordinary shares

Sale

780

                  95.8135 USD

$0.0001 ordinary shares

Sale

920

                  95.9550 USD

$0.0001 ordinary shares

Sale

1,029

                  95.3825 USD

$0.0001 ordinary shares

Sale

1,075

                  96.3241 USD

$0.0001 ordinary shares

Sale

1,237

                  94.4967 USD

$0.0001 ordinary shares

Sale

1,400

                  95.9821 USD

$0.0001 ordinary shares

Sale

1,447

                  94.1436 USD

$0.0001 ordinary shares

Sale

1,500

                  95.0843 USD

$0.0001 ordinary shares

Sale

1,500

                  94.3946 USD

$0.0001 ordinary shares

Sale

1,597

                  94.9934 USD

$0.0001 ordinary shares

Sale

1,760

                  95.0989 USD

$0.0001 ordinary shares

Sale

1,765

                  94.1825 USD

$0.0001 ordinary shares

Sale

1,781

                  95.1200 USD

$0.0001 ordinary shares

Sale

1,812

                  96.2785 USD

$0.0001 ordinary shares

Sale

2,096

                  96.3057 USD

$0.0001 ordinary shares

Sale

2,245

                  96.3400 USD

$0.0001 ordinary shares

Sale

2,349

                  96.3836 USD

$0.0001 ordinary shares

Sale

2,400

                  96.0412 USD

$0.0001 ordinary shares

Sale

2,480

                  95.8934 USD

$0.0001 ordinary shares

Sale

2,500

                  96.0508 USD

$0.0001 ordinary shares

Sale

3,017

                  95.8424 USD

$0.0001 ordinary shares

Sale

3,080

                  94.8200 USD

$0.0001 ordinary shares

Sale

3,100

                  94.5258 USD

$0.0001 ordinary shares

Sale

3,522

                  96.3819 USD

$0.0001 ordinary shares

Sale

3,899

                  95.2476 USD

$0.0001 ordinary shares

Sale

4,186

                  95.8668 USD

$0.0001 ordinary shares

Sale

5,859

                  95.0924 USD

$0.0001 ordinary shares

Sale

6,000

                  91.9140 USD

$0.0001 ordinary shares

Sale

6,073

                  95.5395 USD

$0.0001 ordinary shares

Sale

6,428

                  95.2625 USD

$0.0001 ordinary shares

Sale

7,113

                  93.8420 USD

$0.0001 ordinary shares

Sale

9,345

                  96.3481 USD

$0.0001 ordinary shares

Sale

12,500

                  91.6060 USD

$0.0001 ordinary shares

Sale

13,162

                  94.8526 USD

$0.0001 ordinary shares

Sale

14,020

                  95.2854 USD

$0.0001 ordinary shares

Sale

15,000

                  95.0000 USD

$0.0001 ordinary shares

Sale

17,805

                  95.8543 USD

$0.0001 ordinary shares

Sale

19,567

                  95.8951 USD

$0.0001 ordinary shares

Sale

20,055

                  95.8184 USD

$0.0001 ordinary shares

Sale

20,820

                  96.2422 USD

$0.0001 ordinary shares

Sale

22,705

                  96.3231 USD

$0.0001 ordinary shares

Sale

25,000

                  94.0061 USD

$0.0001 ordinary shares

Sale

25,000

                  91.7500 USD

$0.0001 ordinary shares

Sale

27,472

                  95.2166 USD

$0.0001 ordinary shares

Sale

29,434

                  95.1354 USD

$0.0001 ordinary shares

Sale

30,181

                  95.8067 USD

$0.0001 ordinary shares

Sale

32,000

                  95.9885 USD

$0.0001 ordinary shares

Sale

32,688

                  95.6736 USD

$0.0001 ordinary shares

Sale

35,500

                  95.4641 USD

$0.0001 ordinary shares

Sale

42,600

                  96.0001 USD

$0.0001 ordinary shares

Sale

57,001

                  94.7760 USD

$0.0001 ordinary shares

Sale

67,300

                  95.1800 USD

$0.0001 ordinary shares

Sale

67,480

                  95.4005 USD

$0.0001 ordinary shares

Sale

68,495

                  95.0352 USD

$0.0001 ordinary shares

Sale

72,251

                  93.8555 USD

$0.0001 ordinary shares

Sale

76,493

                  95.3198 USD

$0.0001 ordinary shares

Sale

79,187

                  93.2455 USD

$0.0001 ordinary shares

Sale

82,508

                  95.3313 USD

$0.0001 ordinary shares

Sale

105,341

                  94.9064 USD

$0.0001 ordinary shares

Sale

139,337

                  95.1320 USD

$0.0001 ordinary shares

Sale

193,390

                  94.6760 USD

 
















(b)

Derivatives transactions (other than option transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per unit

 

 

 

 

 
















(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

$0.0001 ordinary shares

Put Options

Selling

55,200

                  90.0000 USD

American

21 Jul 2023

                   2.0309 USD

$0.0001 ordinary shares

Put Options

Selling

6,800

                  80.0000 USD

American

18 Aug 2023

                   1.2677 USD

$0.0001 ordinary shares

Put Options

Purchasing

17,700

                  90.0000 USD

American

19 May 2023

                   1.5000 USD

$0.0001 ordinary shares

Call Options

Selling

10,600

                 105.0000 USD

American

18 Aug 2023

                   1.4056 USD

$0.0001 ordinary shares

Call Options

Selling

2,600

                 100.0000 USD

American

18 Aug 2023

                   3.8861 USD

$0.0001 ordinary shares

Call Options

Purchasing

200,000

                 105.0000 USD

American

19 May 2023

                   0.0500 USD

$0.0001 ordinary shares

Call Options

Selling

2,000

                 100.0000 USD

American

21 Jul 2023

                   2.0470 USD

$0.0001 ordinary shares

Put Options

Purchasing

67,300

                 110.0000 USD

American

19 May 2023

                  14.8200 USD

$0.0001 ordinary shares

Call Options

Purchasing

50,000

                 110.0000 USD

American

19 May 2023

                   0.0500 USD

$0.0001 ordinary shares

Put Options

Purchasing

4,100

                  75.0000 USD

American

19 May 2023

                   0.2207 USD

$0.0001 ordinary shares

Put Options

Selling

2,000

                  85.0000 USD

American

21 Jul 2023

                   1.6530 USD

$0.0001 ordinary shares

Put Options

Selling

67,300

                 110.0000 USD

American

19 May 2023

                  14.8200 USD

 
















(ii)

Exercising

 






Product name

Number of

 securities

Exercise price

 per unit

 

 

 

 
















(d)

Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

Details

Price per unit

 (if applicable)

 

 

 

4.

OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing

 and any other person relating to the voting rights of any relevant securities under any option

 referred to on this form or relating to the voting rights or future acquisition or disposal of any

 relevant securities to which any derivative referred to on this form is referenced. If none, this

 should be stated.

NONE

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

17 May 2023

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

 








SUPPLEMENTAL FORM 8

 








IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL

ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as

appropriate)

OPEN POSITIONS

 







Class of relevant

 security

Product

 Description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

$0.0001 ordinary shares

$0.001 ordinary shares

Purchased

50,000

110

American

19 May 2023

$0.0001 ordinary shares

Put Options

Written

132,300

090

American

19 May 2023

$0.0001 ordinary shares

Put Options

Written

495,500

100

American

16 Jun 2023

$0.0001 ordinary shares

Put Options

Purchased

-65,000

095

American

19 May 2023

$0.0001 ordinary shares

Put Options

Purchased

-67,300

110

American

19 May 2023

$0.0001 ordinary shares

Put Options

Purchased

-25,000

085

American

19 May 2023

$0.0001 ordinary shares

Call Options

Written

-10,600

105

American

18 Aug 2023

$0.0001 ordinary shares

Put Options

Purchased

-4,100

075

American

19 May 2023

$0.0001 ordinary shares

Put Options

Written

2,000

085

American

21 Jul 2023

$0.0001 ordinary shares

Put Options

Purchased

-250,000

080

American

16 Jun 2023

$0.0001 ordinary shares

Put Options

Written

250,000

105

American

16 Jun 2023

$0.0001 ordinary shares

Put Options

Written

10,200

080

American

18 Aug 2023

$0.0001 ordinary shares

Call Options

Written

-2,000

100

American

21 Jul 2023

$0.0001 ordinary shares

Call Options

Written

-2,600

100

American

18 Aug 2023

$0.0001 ordinary shares

$0.001 ordinary shares

Purchased

200,000

105

American

19 May 2023

$0.0001 ordinary shares

Put Options

Written

400,000

100

American

18 Aug 2023

$0.0001 ordinary shares

Put Options

Written

65,000

105

American

19 May 2023

$0.0001 ordinary shares

Put Options

Purchased

-793,200

080

American

18 Aug 2023

$0.0001 ordinary shares

Put Options

Written

162,000

105

American

21 Jul 2023

$0.0001 ordinary shares

Put Options

Purchased

-10,200

100

American

18 Aug 2023

$0.0001 ordinary shares

Put Options

Purchased

-106,800

090

American

21 Jul 2023

 

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