Form 8.3 - HORIZON THERAPEUTICS PLC

Barclays PLC

22 May 2023

 

FORM 8.3 Amendment to Sale and Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1.				KEY INFORMATION
Name of person dealing (Note 1)				Barclays PLC.
Company dealt in				HORIZON THERAPEUTICS PLC
Class of relevant security to which the dealings being disclosed relate (Note 2)				$0.0001 ordinary shares
Date of dealing				15 May 2023
2.				INTERESTS AND SHORT POSITIONS
(a)	Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security:				$0.0001 ordinary shares
				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities			1,306,390	0.57%	480,578	0.21%
(2)	Derivatives (other than options):			53,580	0.02%	0	0.00%
(3)	Options and agreements to purchase/sell:			1,532,700	0.67%	1,379,500	0.60%
TOTAL:				2,892,670	1.27%	1,860,078	0.81%
(b)	Interests and short positions in relevant securities of the company, other than the class dealt in
Class of relevant security:				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities
(2)	Derivatives (other than options):
(3)	Options and agreements to purchase/sell:
TOTAL:
3.				DEALINGS (Note 4)
(a)	Purchase and sales
Class of relevant Security			Purchase/sale			Number of securities	Price per unit
$0.0001 ordinary shares			Purchase			3	111.4800 USD
$0.0001 ordinary shares			Purchase			4	112.1300 USD
$0.0001 ordinary shares			Purchase			17	111.6200 USD
$0.0001 ordinary shares			Purchase			29	111.6300 USD
$0.0001 ordinary shares			Purchase			100	112.2660 USD
$0.0001 ordinary shares			Purchase			100	112.2600 USD
$0.0001 ordinary shares			Purchase			191	112.2289 USD
$0.0001 ordinary shares			Purchase			200	111.5750 USD
$0.0001 ordinary shares			Purchase			200	112.0500 USD
$0.0001 ordinary shares			Purchase			200	112.2790 USD
$0.0001 ordinary shares			Purchase			201	112.2700 USD
$0.0001 ordinary shares			Purchase			306	111.5628 USD
$0.0001 ordinary shares			Purchase			400	112.2825 USD
$0.0001 ordinary shares			Purchase			415	112.0316 USD
$0.0001 ordinary shares			Purchase			520	111.7746 USD
$0.0001 ordinary shares			Purchase			544	112.0680 USD
$0.0001 ordinary shares			Purchase			548	111.5766 USD
$0.0001 ordinary shares			Purchase			606	112.1875 USD
$0.0001 ordinary shares			Purchase			1,215	112.2685 USD
$0.0001 ordinary shares			Purchase			1,626	111.7197 USD
$0.0001 ordinary shares			Purchase			3,360	111.5974 USD
$0.0001 ordinary shares			Purchase			5,000	111.0762 USD
$0.0001 ordinary shares			Purchase			5,000	111.5462 USD
$0.0001 ordinary shares			Purchase			5,316	112.3385 USD
$0.0001 ordinary shares			Purchase			6,057	112.1042 USD
$0.0001 ordinary shares			Purchase			6,329	112.2495 USD
$0.0001 ordinary shares			Purchase			8,183	111.7324 USD
$0.0001 ordinary shares			Purchase			8,344	112.0643 USD
$0.0001 ordinary shares			Purchase			12,500	111.9624 USD
$0.0001 ordinary shares			Purchase			23,851	112.2500 USD
$0.0001 ordinary shares			Purchase			24,643	112.0127 USD
$0.0001 ordinary shares			Purchase			25,946	112.0447 USD
$0.0001 ordinary shares			Purchase			29,574	112.0229 USD
$0.0001 ordinary shares			Sale			2	111.9200 USD
$0.0001 ordinary shares			Sale			40	111.8005 USD
$0.0001 ordinary shares			Sale			73	112.1600 USD
$0.0001 ordinary shares			Sale			100	111.7900 USD
$0.0001 ordinary shares			Sale			100	111.8900 USD
$0.0001 ordinary shares			Sale			100	112.2700 USD
$0.0001 ordinary shares			Sale			100	111.4400 USD
$0.0001 ordinary shares			Sale			114	112.2617 USD
$0.0001 ordinary shares			Sale			200	111.9100 USD
$0.0001 ordinary shares			Sale			201	112.2102 USD
$0.0001 ordinary shares			Sale			300	111.5266 USD
$0.0001 ordinary shares			Sale			400	111.8150 USD
$0.0001 ordinary shares			Sale			400	111.7100 USD
$0.0001 ordinary shares			Sale			401	112.1660 USD
$0.0001 ordinary shares			Sale			493	111.6880 USD
$0.0001 ordinary shares			Sale			502	112.0343 USD
$0.0001 ordinary shares			Sale			509	112.0590 USD
$0.0001 ordinary shares			Sale			600	111.6400 USD
$0.0001 ordinary shares			Sale			700	111.5728 USD
$0.0001 ordinary shares			Sale			700	111.8500 USD
$0.0001 ordinary shares			Sale			709	112.0830 USD
$0.0001 ordinary shares			Sale			907	112.1188 USD
$0.0001 ordinary shares			Sale			1,000	111.5527 USD
$0.0001 ordinary shares			Sale			1,100	111.6931 USD
$0.0001 ordinary shares			Sale			1,364	112.1223 USD
$0.0001 ordinary shares			Sale			2,290	111.8987 USD
$0.0001 ordinary shares			Sale			2,472	112.2500 USD
$0.0001 ordinary shares			Sale			3,081	111.9482 USD
$0.0001 ordinary shares			Sale			3,082	112.0358 USD
$0.0001 ordinary shares			Sale			4,681	112.1023 USD
$0.0001 ordinary shares			Sale			8,216	112.1176 USD
$0.0001 ordinary shares			Sale			10,388	112.2494 USD
$0.0001 ordinary shares			Sale			12,500	111.9613 USD
$0.0001 ordinary shares			Sale			12,500	111.9624 USD
$0.0001 ordinary shares			Sale			13,687	112.0459 USD
$0.0001 ordinary shares			Sale			14,500	108.8086 USD
$0.0001 ordinary shares			Sale			15,493	112.0394 USD
$0.0001 ordinary shares			Sale			16,266	112.2499 USD
$0.0001 ordinary shares			Sale			19,925	112.0146 USD
$0.0001 ordinary shares			Sale			30,705	111.9525 USD
(b)	Derivatives transactions (other than option transactions)
Product Name		Nature of transaction				Number of relevant securities	Price per unit
(c)	Options transactions in respect of existing securities
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
$0.0001 ordinary shares	Put Options	Selling	1,400	105.0000 USD	American	12 May 2023	0.3000 USD
(ii)	Exercising
Product name			Number of  securities			Exercise price  per unit
(d)	Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction				Details		Price per unit  (if applicable)
4.				OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing  and any other person relating to the voting rights of any relevant securities under any option  referred to on this form or relating to the voting rights or future acquisition or disposal of any  relevant securities to which any derivative referred to on this form is referenced. If none, this  should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				19-May-23
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS
Class of relevant  security		Product  Description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
$0.0001 ordinary shares		Put Options	Written	495,500	100	American	16 Jun 2023
$0.0001 ordinary shares		Put Options	Written	150,000	090	American	19 May 2023
$0.0001 ordinary shares		Put Options	Purchased	-67,300	110	American	19 May 2023
$0.0001 ordinary shares		Put Options	Purchased	-65,000	095	American	19 May 2023
$0.0001 ordinary shares		Put Options	Purchased	-25,000	085	American	19 May 2023
$0.0001 ordinary shares		Put Options	Purchased	-250,000	080	American	16 Jun 2023
$0.0001 ordinary shares		Put Options	Written	250,000	105	American	16 Jun 2023
$0.0001 ordinary shares		Put Options	Written	10,200	080	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Written	65,000	105	American	19 May 2023
$0.0001 ordinary shares		Put Options	Written	400,000	100	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Purchased	-800,000	080	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Written	162,000	105	American	21 Jul 2023
$0.0001 ordinary shares		Put Options	Purchased	-162,000	090	American	21 Jul 2023
$0.0001 ordinary shares		Put Options	Purchased	-10,200	100	American	18 Aug 2023

 

END