TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1. Identity of the issuer or the underlying issuer |
BARCLAYS PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
No |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
No |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
No |
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An event changing the breakdown of voting rights |
No |
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Other (please specify):
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New disclosure rules in force |
Yes |
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3. Full name of person(s) subject to the |
His Excellency Sheikh Hamad Bin Jassim Bin Jabor Al Thani |
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4. Full name of shareholder(s) |
Challenger Universal Limited |
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5. Date of the transaction and date on |
1 June 2009 |
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6. Date on which issuer notified: |
5 June 2009 |
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7. Threshold(s) that is/are crossed or |
Below 3% |
8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary shares of 25 pence each |
117,979,379 |
117,979,379 |
117,979,379 |
117,979,379 |
N/A |
1.41% |
N/A |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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N/A |
N/A |
N/A |
N/A |
N/A |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
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Mandatorily Convertible Notes ('MCNs') |
153.276p |
30 June 2009 |
MCNs are convertible at the option of Challenger Universal Limited up until 23 June 2009 and if not converted on or prior to such date will automatically convert into Barclays plc Ordinary Shares on 30 June 2009 |
195,725,358 |
2.33% |
N/A |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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313,704,737 |
3.74% |
9. Chain of controlled undertakings through which the voting rights and/or the |
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Challenger Universal Limited is ultimately beneficially owned by His Excellency Sheikh Hamad Bin Jassim Bin Jabor Al Thani and his family. |
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12. Date on which proxy holder will cease to hold voting rights: |
N/A |
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As required under the DTRs, this notification has been prepared using the total voting rights figure of 8,391,578,567 as set out in the public announcement made by Barclays PLC dated 29 May 2009. Consequently the quoted percentage of voting rights detailed in this notice has been calculated without the further shares to be issued when the Mandatorily Convertible Notes included in this notification and Warrants issued by Barclays PLC on 31 October 2008 are converted. This results in percentage figures which are artificially high. On a fully diluted basis assuming that all such Warrants are exercised and all MCNs are converted the resulting percentage interest would be 2.50%. |
14. Contact name: |
Mr. Fakirahmed Gulam M Kaldane Dukhan Road PO Box 4044 Qatar |
15. Contact telephone number: |
Tel: +974.481.7000 |