For filings with the FSA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
Barclays PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
ü |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
His Highness Sheikh Mansour Bin Zayed Al Nahyan ("HHSM") |
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4. Full name of shareholder(s) |
Yas Capital Limited ("YCL") |
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5. Date of the transaction and date on |
Transaction date: 27 April 2011 Date threshold crossed: 3 May 2013 |
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6. Date on which issuer notified: |
8 May 2013 |
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7. Threshold(s) that is/are crossed or |
6% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary shares |
758,437,618 |
758,437,618 |
Nil |
Nil |
758,437,618 |
Nil% |
5.895% |
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ISIN GB0031348658 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Cash-settled options referencing ordinary shares |
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Nominal |
Delta |
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% |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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758,437,618 |
5.895% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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The triggering event for this notification is the closing in full of the position previously held by YCL under cash-settled options, with the effect that there are now no voting rights in Barclays PLC held, or deemed to be held, by YCL. As a result of the triggering event, HHSM's indirect holding of ordinary shares (which has been the subject of previous notifications) taken alone represents 5.895% of the voting rights in Barclays PLC and, being less than the relevant 6% threshold, is notifiable by HHSM pursuant to DTR 5.1.2R.
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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As required under the Disclosure Rules, this notification has been prepared using the total voting rights figure of 12,863,935,245 as set out in the regulatory announcement made by Barclays PLC dated 1 May 2013 |
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14. Contact name: |
Michael Latefi |
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15. Contact telephone number: |
+971.566.852.568 |
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