For filings with the FSA include the annex |
For filings with the issuer exclude the annex |
TR-1: Notification of Major Interests in Shares |
||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
BARCLAYS PLC |
|||
2. Reason for the notification (please tick the appropriate box or boxes): |
||||
An acquisition or disposal of voting rights |
X |
|||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
||||
An event changing the breakdown of voting rights |
||||
Other (please specify): |
|
|||
3. Full name of person(s) subject to the notification obligation:
|
The Capital Group Companies, Inc. |
|||
4. Full name of shareholder(s) (if different from 3.):
|
See Schedule A |
|||
5. Date of the transaction and date on which the threshold is crossed reached:
|
26 November 2012 |
|||
6. Date on which the issuer notified:
|
27 November 2012 |
|||
7. Threshold(s) that is/are crossed or reached:
|
Above 3% |
|||
8. Notified details: |
||||||||
A: Voting rights attached to shares |
||||||||
Class/type of shares If possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
||||||
Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
% of voting rights |
||||
Direct |
Indirect |
Direct |
Indirect |
Direct |
Indirect |
|||
Ordinary Shares (GB0031348658) |
361,683,457 |
361,683,457 |
|
371,928,757 |
|
371,928,757 |
|
3.0384% |
ADRs (US06738E2046) |
3,892 |
15,568 |
|
3,892 |
|
15,568 |
|
0.0001% |
B: Qualifying Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
N/A |
|
|
|
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||
Resulting situation after the triggering transaction |
||||||
Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights
|
|
N/A |
|
|
|
|
Nominal |
Delta |
|
|
Total (A+B+C) |
|
Number of voting rights |
% of voting rights |
371,944,325 |
3.0385% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
|
See Schedule A |
Proxy Voting: |
|
10. Name of the proxy holder:
|
|
11. Number of voting rights proxy holder will cease to hold:
|
|
12. Date on which proxy holder will cease to hold voting rights:
|
|
13. Additional information:
|
|
14. Contact Name:
|
GRGroup@capgroup.com |
15. Contact telephone number:
|
(213) 615 -0469 |
Schedule A
As of 26 November 2012
BARCLAYS PLC
|
Number of Shares |
Percent of Outstanding |
The Capital Group Companies, Inc. ("CG") Holdings |
371,944,325 |
3.039% |
|
|
|
Holdings by CG Management Companies and Funds: |
|
|
|
|
|
Capital Guardian Trust Company
|
70,046,948 |
0.572% |
Capital International Limited
|
1,827,900 |
0.015% |
Capital International SÁrl
|
2,303,600 |
0.019%
|
Capital International, Inc.
|
2,919,785 |
0.024% |
Capital Research and Management Company
|
294,846,092 |
2.409% |