HORIZON THERAPEUTICS PLC

Barclays PLC

07 June 2023

 

FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1.				KEY INFORMATION
Name of person dealing (Note 1)				Barclays PLC.
Company dealt in				HORIZON THERAPEUTICS PLC
Class of relevant security to which the dealings being disclosed relate (Note 2)				$0.001 ordinary shares
Date of dealing				06 Jun 2023
2.				INTERESTS AND SHORT POSITIONS
(a)	Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security:				$0.001 ordinary shares
				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities			1,071,054	0.47%	676,470	0.30%
(2)	Derivatives (other than options):			140,756	0.06%	98,064	0.04%
(3)	Options and agreements to purchase/sell:			1,420,000	0.62%	936,400	0.41%
TOTAL:				2,631,810	1.15%	1,710,934	0.75%
(b)	Interests and short positions in relevant securities of the company, other than the class dealt in
Class of relevant security:				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities
(2)	Derivatives (other than options):
(3)	Options and agreements to purchase/sell:
TOTAL:
3.				DEALINGS (Note 4)
(a)	Purchase and sales
Class of relevant Security			Purchase/sale			Number of securities	Price per unit
$0.001 ordinary shares			Purchase			50	99.7500 USD
$0.001 ordinary shares			Purchase			100	99.9400 USD
$0.001 ordinary shares			Purchase			207	99.8900 USD
$0.001 ordinary shares			Purchase			211	99.9000 USD
$0.001 ordinary shares			Purchase			291	99.8635 USD
$0.001 ordinary shares			Purchase			300	99.8600 USD
$0.001 ordinary shares			Purchase			400	99.8774 USD
$0.001 ordinary shares			Purchase			400	99.8650 USD
$0.001 ordinary shares			Purchase			438	99.8445 USD
$0.001 ordinary shares			Purchase			684	99.8641 USD
$0.001 ordinary shares			Purchase			979	99.8928 USD
$0.001 ordinary shares			Purchase			1,004	99.8322 USD
$0.001 ordinary shares			Purchase			1,141	99.9040 USD
$0.001 ordinary shares			Purchase			1,473	99.8749 USD
$0.001 ordinary shares			Purchase			2,230	99.7019 USD
$0.001 ordinary shares			Purchase			7,796	99.8408 USD
$0.001 ordinary shares			Purchase			9,635	99.8500 USD
$0.001 ordinary shares			Purchase			11,734	99.8010 USD
$0.001 ordinary shares			Purchase			16,323	99.8405 USD
$0.001 ordinary shares			Purchase			25,872	99.8432 USD
$0.001 ordinary shares			Purchase			37,557	99.8443 USD
$0.001 ordinary shares			Purchase			38,338	99.8098 USD
$0.001 ordinary shares			Sale			4	99.7050 USD
$0.001 ordinary shares			Sale			7	99.9400 USD
$0.001 ordinary shares			Sale			11	99.9000 USD
$0.001 ordinary shares			Sale			33	99.6900 USD
$0.001 ordinary shares			Sale			44	99.9818 USD
$0.001 ordinary shares			Sale			50	99.9450 USD
$0.001 ordinary shares			Sale			54	99.6922 USD
$0.001 ordinary shares			Sale			96	99.7200 USD
$0.001 ordinary shares			Sale			100	99.7800 USD
$0.001 ordinary shares			Sale			103	99.8672 USD
$0.001 ordinary shares			Sale			123	99.9700 USD
$0.001 ordinary shares			Sale			300	99.6800 USD
$0.001 ordinary shares			Sale			334	99.6834 USD
$0.001 ordinary shares			Sale			399	99.9119 USD
$0.001 ordinary shares			Sale			426	99.8144 USD
$0.001 ordinary shares			Sale			433	99.8414 USD
$0.001 ordinary shares			Sale			435	99.8299 USD
$0.001 ordinary shares			Sale			500	99.8800 USD
$0.001 ordinary shares			Sale			507	99.8536 USD
$0.001 ordinary shares			Sale			537	99.9271 USD
$0.001 ordinary shares			Sale			898	99.9480 USD
$0.001 ordinary shares			Sale			1,057	99.7507 USD
$0.001 ordinary shares			Sale			1,283	99.8974 USD
$0.001 ordinary shares			Sale			1,313	99.8348 USD
$0.001 ordinary shares			Sale			1,542	99.8173 USD
$0.001 ordinary shares			Sale			1,900	99.8368 USD
$0.001 ordinary shares			Sale			2,032	99.8390 USD
$0.001 ordinary shares			Sale			2,142	99.8673 USD
$0.001 ordinary shares			Sale			2,302	99.8501 USD
$0.001 ordinary shares			Sale			5,187	99.8260 USD
$0.001 ordinary shares			Sale			6,627	99.8233 USD
$0.001 ordinary shares			Sale			7,042	99.8706 USD
$0.001 ordinary shares			Sale			11,490	99.8000 USD
$0.001 ordinary shares			Sale			28,615	99.8383 USD
$0.001 ordinary shares			Sale			37,284	99.8415 USD
$0.001 ordinary shares			Sale			41,953	99.8163 USD
(b)	Derivatives transactions (other than option transactions)
Product Name		Nature of transaction				Number of relevant securities	Price per unit
(c)	Options transactions in respect of existing securities
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
$0.001 ordinary shares	Put Options	Purchasing	2,500	105.0000 USD	American	16 Jun 2023	5.9000 USD
(ii)	Exercising
Product name			Number of  securities			Exercise price  per unit
(d)	Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction				Details		Price per unit  (if applicable)
4.				OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing  and any other person relating to the voting rights of any relevant securities under any option  referred to on this form or relating to the voting rights or future acquisition or disposal of any  relevant securities to which any derivative referred to on this form is referenced. If none, this  should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				07 Jun 2023
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS
Class of relevant  security		Product  Description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
$0.001 ordinary shares		Put Options	Written	495,500	100	American	16 Jun 2023
$0.001 ordinary shares		Put Options	Written	28,800	095	American	21 Jul 2023
$0.001 ordinary shares		Call Options	Written	-10,600	105	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	2,000	085	American	21 Jul 2023
$0.001 ordinary shares		Put Options	Purchased	-250,000	080	American	16 Jun 2023
$0.001 ordinary shares		Put Options	Written	247,500	105	American	16 Jun 2023
$0.001 ordinary shares		Put Options	Written	10,200	080	American	18 Aug 2023
$0.001 ordinary shares		Call Options	Written	-2,600	100	American	18 Aug 2023
$0.001 ordinary shares		Call Options	Written	-2,000	100	American	21 Jul 2023
$0.001 ordinary shares		Put Options	Written	74,000	090	American	15 Sep 2023
$0.001 ordinary shares		Put Options	Written	400,000	100	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Purchased	-544,200	080	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	162,000	105	American	21 Jul 2023
$0.001 ordinary shares		Call Options	Written	-10,000	105	American	16 Jun 2023
$0.001 ordinary shares		Put Options	Purchased	-10,200	100	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Purchased	-106,800	090	American	21 Jul 2023

 

END