TR-4(1): Disclosure of Short Position relating to UK Financial Sector Company(2)
1. Full name of person(s) Barclays Global
holding the disclosable Investors N.A.
short position(3):
2: Name of the issuer of the St James's Place Plc
relevant securities
3: Disclosable short 0.41%
position(4)
4. Date that disclosable 21 October 2008
short position was held
(1) This form, or the information contained within it, should be disclosed via an
RIS using the short code SSD.
(2) This form relates to the disclosure of short positions in compliance with the
FSA's Short Selling (NO2) Instrument and the related FAQ document on the FSA's
website.
(3) Specify the owner or controller of the interest. The naming of nominees or
vehicle companies is insufficient. In the case of positions held by fund
managers on behalf of discretionary clients, the clients need not be named.
Positions may be aggregated in some cases. See FAQ document for further details.
(4)Figure to be expressed as a percentage of issued share capital. Disclosable
short position is defined in the Glossary of Definitions in the FSA Handbook.
Positions must be disclosed on a net basis of all holdings. All financial
instruments that represent a direct interest or direct economic interest in the
relevant issuer must be included within such holdings.
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Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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