Form 8.5 - Barratt Developments Plc

UBS AG (EPT)

29 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	26 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	846067	4.58200        GBP	4.53100        GBP
10p ordinary	Sell	741722	4.58200        GBP	4.52994        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	2077	4.54831487722677        GBP
10p ordinary	CFD	Long	2222	4.56526777677768        GBP
10p ordinary	CFD	Long	695	4.55552158017266        GBP
10p ordinary	CFD	Long	879	4.55371786120592        GBP
10p ordinary	CFD	Long	598	4.55515384        GBP
10p ordinary	CFD	Long	7636	4.55985378924306        GBP
10p ordinary	CFD	Long	10431	4.558599        GBP
10p ordinary	CFD	Long	316	4.55088291        GBP
10p ordinary	CFD	Long	1877	4.555951        GBP
10p ordinary	CFD	Long	3277	4.558        GBP
10p ordinary	CFD	Long	1123	4.557        GBP
10p ordinary	CFD	Long	1324	4.559        GBP
10p ordinary	CFD	Long	3791	4.56        GBP
10p ordinary	CFD	Long	1644	4.564        GBP
10p ordinary	CFD	Long	1049	4.563        GBP
10p ordinary	CFD	Long	27183	4.566013        GBP
10p ordinary	CFD	Long	20423	4.548772        GBP
10p ordinary	CFD	Long	975	4.56528615384615        GBP
10p ordinary	CFD	Long	12536	4.55144400440013        GBP
10p ordinary	CFD	Long	205	4.555341        GBP
10p ordinary	CFD	Long	8344	4.55116755        GBP
10p ordinary	CFD	Long	182465	4.549        GBP
10p ordinary	CFD	Long	2890	4.5535        GBP
10p ordinary	CFD	Long	177	4.52994338        GBP
10p ordinary	CFD	Long	128	4.56789063        GBP
10p ordinary	CFD	Short	20741	4.552489        GBP
10p ordinary	CFD	Short	11310	4.549227        GBP
10p ordinary	CFD	Short	860	4.55938        GBP
10p ordinary	CFD	Short	5976	4.543815        GBP
10p ordinary	CFD	Short	84941	4.549        GBP
10p ordinary	CFD	Short	8945	4.549001        GBP
10p ordinary	CFD	Short	97708	4.55090477333217        GBP
10p ordinary	CFD	Short	657	4.56088889        GBP
10p ordinary	CFD	Short	6185	4.56831430708165        GBP
10p ordinary	CFD	Short	900	4.56364944166667        GBP
10p ordinary	CFD	Short	36101	4.554028        GBP
10p ordinary	CFD	Short	13612	4.54973097267117        GBP
10p ordinary	CFD	Short	52589	4.56056824        GBP
10p ordinary	CFD	Short	34105	4.55772613986219        GBP
10p ordinary	CFD	Short	19	4.547        GBP
10p ordinary	CFD	Short	13241	4.55420911887848        GBP
10p ordinary	CFD	Short	4142	4.56237687        GBP
10p ordinary	CFD	Short	3877	4.57052953        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	29 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END