Form 8.5 (EPT/RI) - Barratt Development

UBS AG (EPT)

31 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	30 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	487798	5.03600        GBP	4.92500        GBP
10p ordinary	Sell	610131	5.03900        GBP	4.92475        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	38400	5.03        GBP
10p ordinary	CFD	Long	20645	5.01353720049164        GBP
10p ordinary	CFD	Long	2773	4.99524305613415        GBP
10p ordinary	CFD	Long	10776	5.02882071        GBP
10p ordinary	CFD	Long	3746	4.99992682        GBP
10p ordinary	CFD	Long	3068	5.020518        GBP
10p ordinary	CFD	Long	10621	5.020168        GBP
10p ordinary	CFD	Long	2446	5.01        GBP
10p ordinary	CFD	Long	246152	5.023725949018        GBP
10p ordinary	CFD	Long	14149	5.029748        GBP
10p ordinary	CFD	Long	11229	5.029749        GBP
10p ordinary	CFD	Long	285	4.924737        GBP
10p ordinary	CFD	Long	1551	5.02924564796905        GBP
10p ordinary	CFD	Long	27514	5.02370252        GBP
10p ordinary	CFD	Long	2900	5.00551034482759        GBP
10p ordinary	CFD	Long	831	5.00434657039711        GBP
10p ordinary	CFD	Long	398	5.008        GBP
10p ordinary	CFD	Long	310	4.992758        GBP
10p ordinary	CFD	Long	35028	5.0227458        GBP
10p ordinary	CFD	Long	9848	5.02944774298944        GBP
10p ordinary	CFD	Short	99598	5.0139        GBP
10p ordinary	CFD	Short	881	5.028933        GBP
10p ordinary	CFD	Short	4876	5.035548        GBP
10p ordinary	CFD	Short	7708	5.02348365        GBP
10p ordinary	CFD	Short	11047	5.02151878        GBP
10p ordinary	CFD	Short	23957	5.0284996454602        GBP
10p ordinary	CFD	Short	53	5.036        GBP
10p ordinary	CFD	Short	993	5.01875934502518        GBP
10p ordinary	CFD	Short	867	5.0202845583        GBP
10p ordinary	CFD	Short	1341	5.0207126811        GBP
10p ordinary	CFD	Short	312	5.03046474358974        GBP
10p ordinary	CFD	Short	750	5.02790699929333        GBP
10p ordinary	CFD	Short	776	5.02096100390464        GBP
10p ordinary	CFD	Short	11164	5.019109        GBP
10p ordinary	CFD	Short	1736	5.021        GBP
10p ordinary	CFD	Short	682	5.03044721407625        GBP
10p ordinary	CFD	Short	336	4.9969017839881        GBP
10p ordinary	CFD	Short	362	4.99631215        GBP
10p ordinary	CFD	Short	100636	5.02857679164454        GBP
10p ordinary	CFD	Short	7285	5.021438020593        GBP
10p ordinary	CFD	Short	7000	5.00830571428571        GBP
10p ordinary	CFD	Short	9136	5.01193        GBP
10p ordinary	CFD	Short	2389	5.03        GBP
10p ordinary	CFD	Short	6779	5.03006287        GBP
10p ordinary	CFD	Short	5079	5.019915        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	31 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END