Form 8.5 (EPT/RI) - Barratt Developments

UBS AG (EPT)

29 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	28 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	240297	5.14764        GBP	5.04400        GBP
10p ordinary	Sell	604811	5.14764        GBP	5.05199        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	79428	5.072        GBP
10p ordinary	CFD	Long	195	5.09801538461538        GBP
10p ordinary	CFD	Long	15840	5.071746        GBP
10p ordinary	CFD	Long	13553	5.105888        GBP
10p ordinary	CFD	Long	1381	5.12561912        GBP
10p ordinary	CFD	Long	7401	5.086091        GBP
10p ordinary	CFD	Long	17594	5.07694449        GBP
10p ordinary	CFD	Long	27481	5.0911        GBP
10p ordinary	CFD	Long	1759	5.11720181949972        GBP
10p ordinary	CFD	Long	34719	5.12054549        GBP
10p ordinary	CFD	Long	8636	5.08879076022696        GBP
10p ordinary	CFD	Long	2262	5.12986914        GBP
10p ordinary	CFD	Long	429	5.09802331002331        GBP
10p ordinary	CFD	Long	114	5.12486842105263        GBP
10p ordinary	CFD	Long	465	5.11364301075269        GBP
10p ordinary	CFD	Long	23297	5.06848276583551        GBP
10p ordinary	CFD	Long	1335	5.11        GBP
10p ordinary	CFD	Long	38685	5.08790332        GBP
10p ordinary	CFD	Long	184	5.09331        GBP
10p ordinary	CFD	Long	701	5.09673        GBP
10p ordinary	CFD	Long	4077	5.08868971928869        GBP
10p ordinary	CFD	Long	250000	5.0657        GBP
10p ordinary	CFD	Long	7268	5.0667699504678        GBP
10p ordinary	CFD	Long	12	5.096        GBP
10p ordinary	CFD	Long	2000	5.126        GBP
10p ordinary	CFD	Long	6862	5.12186622151705        GBP
10p ordinary	CFD	Long	2281	5.10758702323542        GBP
10p ordinary	CFD	Short	414	5.090522        GBP
10p ordinary	CFD	Short	119	5.10763025210084        GBP
10p ordinary	CFD	Short	11567	5.07851456825019        GBP
10p ordinary	CFD	Short	12	5.096        GBP
10p ordinary	CFD	Short	29	5.07006897        GBP
10p ordinary	CFD	Short	876	5.08528739361598        GBP
10p ordinary	CFD	Short	507	5.126252        GBP
10p ordinary	CFD	Short	11752	5.072        GBP
10p ordinary	CFD	Short	51	5.06905882        GBP
10p ordinary	CFD	Short	51176	5.1341        GBP
10p ordinary	CFD	Short	60194	5.07540126647241        GBP
10p ordinary	CFD	Short	77	5.10784415584416        GBP
10p ordinary	CFD	Short	4300	5.13776511627907        GBP
10p ordinary	CFD	Short	20737	5.094934        GBP
10p ordinary	CFD	Short	2612	5.046076        GBP
10p ordinary	CFD	Short	516	5.087095        GBP
10p ordinary	CFD	Short	2227	5.06193174343511        GBP
10p ordinary	CFD	Short	2082	5.13181748318924        GBP
10p ordinary	CFD	Short	8	5.052        GBP
10p ordinary	CFD	Short	1053	5.07196201333333        GBP
10p ordinary	CFD	Short	4973	5.1350299009451        GBP
10p ordinary	CFD	Short	2062	5.044        GBP
10p ordinary	CFD	Short	2800	5.11458571428571        GBP
10p ordinary	CFD	Short	223	5.10592728372197        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	29 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END