Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

28 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	27 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	456306	4.77500        GBP	4.71702        GBP
10p ordinary	Sell	332877	4.77700        GBP	4.71365        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	5810	4.75512736660929        GBP
10p ordinary	CFD	Long	13783	4.749431        GBP
10p ordinary	CFD	Long	18	4.743        GBP
10p ordinary	CFD	Long	1	4.75        GBP
10p ordinary	CFD	Long	42010	4.75304927398239        GBP
10p ordinary	CFD	Long	20124	4.757545        GBP
10p ordinary	CFD	Long	68136	4.750025        GBP
10p ordinary	CFD	Long	5402	4.754        GBP
10p ordinary	CFD	Long	50481	4.71382203        GBP
10p ordinary	CFD	Long	863	4.7420093        GBP
10p ordinary	CFD	Long	499	4.74117335        GBP
10p ordinary	CFD	Long	213848	5.98969755        USD
10p ordinary	CFD	Long	61	4.71367213114754        GBP
10p ordinary	CFD	Long	139	4.71364028776978        GBP
10p ordinary	CFD	Long	7966	4.75629801657042        GBP
10p ordinary	CFD	Long	838	4.77700477326969        GBP
10p ordinary	CFD	Long	366	4.77398907103825        GBP
10p ordinary	CFD	Long	6572	4.75880706025563        GBP
10p ordinary	CFD	Long	2602	4.742        GBP
10p ordinary	CFD	Long	5500	4.75750363636364        GBP
10p ordinary	CFD	Long	1996	4.75352204408818        GBP
10p ordinary	CFD	Long	2414	4.758588        GBP
10p ordinary	CFD	Long	8158	4.753762        GBP
10p ordinary	CFD	Long	200	4.74175        GBP
10p ordinary	CFD	Short	7087	4.7704523        GBP
10p ordinary	CFD	Short	3375	4.758782        GBP
10p ordinary	CFD	Short	213696	4.754        GBP
10p ordinary	CFD	Short	26404	4.756417        GBP
10p ordinary	CFD	Short	204	4.75        GBP
10p ordinary	CFD	Short	249	4.75718474        GBP
10p ordinary	CFD	Short	8022	4.75182996758913        GBP
10p ordinary	CFD	Short	35947	4.75495089993602        GBP
10p ordinary	CFD	Short	3122	4.75039718129404        GBP
10p ordinary	CFD	Short	1256	4.757844        GBP
10p ordinary	CFD	Short	929	4.732        GBP
10p ordinary	CFD	Short	16246	4.758676        GBP
10p ordinary	CFD	Short	213848	5.98969755        USD
10p ordinary	CFD	Short	203	4.73832512315271        GBP
10p ordinary	CFD	Short	269	4.74710037174721        GBP
10p ordinary	CFD	Short	410	4.737        GBP
10p ordinary	CFD	Short	26551	4.75436        GBP
10p ordinary	CFD	Short	177	4.751336        GBP
10p ordinary	CFD	Short	2672	4.729079        GBP
10p ordinary	CFD	Short	22092	4.754238        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	28 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END