Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

23 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	22 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1018288	4.55398        GBP	4.46123        GBP
10p ordinary	Sell	537561	4.55398        GBP	4.46066        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	5221	4.52963666        GBP
10p ordinary	CFD	Long	170	4.4630353        GBP
10p ordinary	CFD	Long	58521	4.518        GBP
10p ordinary	CFD	Long	8013	4.51790659        GBP
10p ordinary	CFD	Long	676	4.519        GBP
10p ordinary	CFD	Long	8810	4.51695        GBP
10p ordinary	CFD	Long	9599	4.5229        GBP
10p ordinary	CFD	Long	357	4.46351401        GBP
10p ordinary	CFD	Long	4254	4.50605994        GBP
10p ordinary	CFD	Long	1327	4.51281085154484        GBP
10p ordinary	CFD	Long	1081	4.527932        GBP
10p ordinary	CFD	Long	6561	4.51766194177717        GBP
10p ordinary	CFD	Long	3902	4.52000397        GBP
10p ordinary	CFD	Long	2637	4.485        GBP
10p ordinary	CFD	Long	1672	4.52        GBP
10p ordinary	CFD	Long	15625	4.51794352        GBP
10p ordinary	CFD	Long	19429	4.49286406917494        GBP
10p ordinary	CFD	Long	24723	4.517774        GBP
10p ordinary	CFD	Long	20881	4.521257        GBP
10p ordinary	CFD	Long	16712	4.5155143        GBP
10p ordinary	CFD	Long	898	4.46066815        GBP
10p ordinary	CFD	Long	6126	4.480183        GBP
10p ordinary	CFD	Long	3069	4.50336266        GBP
10p ordinary	CFD	Long	8527	4.49286536882843        GBP
10p ordinary	CFD	Long	79497	4.530292        GBP
10p ordinary	CFD	Short	938	4.51823        GBP
10p ordinary	CFD	Short	12163	4.51646        GBP
10p ordinary	CFD	Short	188880	4.525123        GBP
10p ordinary	CFD	Short	16240	4.50239        GBP
10p ordinary	CFD	Short	361134	4.518        GBP
10p ordinary	CFD	Short	6238	4.51286470022443        GBP
10p ordinary	CFD	Short	40	4.529925        GBP
10p ordinary	CFD	Short	19126	4.517498        GBP
10p ordinary	CFD	Short	304	4.51845904210526        GBP
10p ordinary	CFD	Short	364	4.461236        GBP
10p ordinary	CFD	Short	18034	4.53062715        GBP
10p ordinary	CFD	Short	3405	4.53641909        GBP
10p ordinary	CFD	Short	11953	4.4658        GBP
10p ordinary	CFD	Short	79987	4.519088        GBP
10p ordinary	CFD	Short	2100	4.49588571428571        GBP
10p ordinary	CFD	Short	687	4.52128125618632        GBP
10p ordinary	CFD	Short	1430	4.5333282        GBP
10p ordinary	CFD	Short	60500	4.52451669421488        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	23 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END