Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

25 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	24 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	512077	4.58325        GBP	4.48599        GBP
10p ordinary	Sell	520176	4.57849        GBP	4.48599        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	439	4.5516583143508        GBP
10p ordinary	CFD	Long	660	4.53644621        GBP
10p ordinary	CFD	Long	481	4.54170686170478        GBP
10p ordinary	CFD	Long	55841	4.52479183807149        GBP
10p ordinary	CFD	Long	1414	4.51071216120226        GBP
10p ordinary	CFD	Long	153703	4.492        GBP
10p ordinary	CFD	Long	16411	4.511872        GBP
10p ordinary	CFD	Long	7302	4.532697        GBP
10p ordinary	CFD	Long	2615	4.49143117        GBP
10p ordinary	CFD	Long	4400	4.55843182        GBP
10p ordinary	CFD	Long	222	4.49194385        GBP
10p ordinary	CFD	Long	198	4.5319697        GBP
10p ordinary	CFD	Long	45438	4.508954        GBP
10p ordinary	CFD	Long	2000	4.553        GBP
10p ordinary	CFD	Long	8590	4.491775        GBP
10p ordinary	CFD	Long	5755	4.51240100010078        GBP
10p ordinary	CFD	Long	193	4.55163730569948        GBP
10p ordinary	CFD	Long	4522	4.55484763        GBP
10p ordinary	CFD	Long	1233	4.5355815        GBP
10p ordinary	CFD	Long	227	4.513427        GBP
10p ordinary	CFD	Long	10277	4.49110148876131        GBP
10p ordinary	CFD	Long	2421	4.4895580338703        GBP
10p ordinary	CFD	Long	2379	4.49168558217739        GBP
10p ordinary	CFD	Long	266	4.513906        GBP
10p ordinary	CFD	Long	6150	4.54950081630732        GBP
10p ordinary	CFD	Long	1296	4.53805555555556        GBP
10p ordinary	CFD	Long	49	4.5177        GBP
10p ordinary	CFD	Long	1009	4.526291        GBP
10p ordinary	CFD	Short	102869	4.492        GBP
10p ordinary	CFD	Short	59256	4.49378813963632        GBP
10p ordinary	CFD	Short	10693	4.54398110913682        GBP
10p ordinary	CFD	Short	43	4.4912093        GBP
10p ordinary	CFD	Short	7041	4.48903196        GBP
10p ordinary	CFD	Short	17484	4.53057037725978        GBP
10p ordinary	CFD	Short	3390	4.5092581120944        GBP
10p ordinary	CFD	Short	203	4.583251        GBP
10p ordinary	CFD	Short	1652	4.553        GBP
10p ordinary	CFD	Short	1506	4.552        GBP
10p ordinary	CFD	Short	1562	4.542        GBP
10p ordinary	CFD	Short	5947	4.545        GBP
10p ordinary	CFD	Short	687	4.547        GBP
10p ordinary	CFD	Short	78	4.549        GBP
10p ordinary	CFD	Short	24930	4.547295        GBP
10p ordinary	CFD	Short	6360	4.53246037491509        GBP
10p ordinary	CFD	Short	25222	4.508671        GBP
10p ordinary	CFD	Short	13241	4.49267351408504        GBP
10p ordinary	CFD	Short	7724	4.50925097099948        GBP
10p ordinary	CFD	Short	4949	4.50123338189533        GBP
10p ordinary	CFD	Short	728	4.54120261266484        GBP
10p ordinary	CFD	Short	14120	4.50676129325071        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	25 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END