Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

22 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	21 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	280327	5.16000        GBP	5.10400        GBP
10p ordinary	Sell	890025	5.16000        GBP	5.10000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	1517	5.13302175        GBP
10p ordinary	CFD	Long	22400	5.13480758928571        GBP
10p ordinary	CFD	Long	654	5.103746        GBP
10p ordinary	CFD	Long	4738	5.103744        GBP
10p ordinary	CFD	Long	6469	5.123064        GBP
10p ordinary	CFD	Long	250	5.1536        GBP
10p ordinary	CFD	Long	6306	5.11709747        GBP
10p ordinary	CFD	Long	7951	5.14351025        GBP
10p ordinary	CFD	Long	12813	5.1169328        GBP
10p ordinary	CFD	Long	25576	5.10471903        GBP
10p ordinary	CFD	Long	2726	5.104        GBP
10p ordinary	CFD	Long	6208	5.10963692        GBP
10p ordinary	CFD	Long	13460	5.12658840909733        GBP
10p ordinary	CFD	Long	181	5.112917        GBP
10p ordinary	CFD	Long	2635	5.13736167277419        GBP
10p ordinary	CFD	Long	30785	5.12773964475621        GBP
10p ordinary	CFD	Long	47612	5.10576077        GBP
10p ordinary	CFD	Long	2071	5.13540512        GBP
10p ordinary	CFD	Long	1335	5.12644345        GBP
10p ordinary	CFD	Long	500000	5.12776018        GBP
10p ordinary	CFD	Long	249	5.12396787        GBP
10p ordinary	CFD	Long	2244	5.11391087385027        GBP
10p ordinary	CFD	Long	307	5.128        GBP
10p ordinary	CFD	Long	4378	5.1243        GBP
10p ordinary	CFD	Long	32214	5.11857019        GBP
10p ordinary	CFD	Long	662	5.1256        GBP
10p ordinary	CFD	Short	174	5.154253        GBP
10p ordinary	CFD	Short	13913	5.12670059        GBP
10p ordinary	CFD	Short	1900	5.11854210526316        GBP
10p ordinary	CFD	Short	25	5.15        GBP
10p ordinary	CFD	Short	692	5.12623410190751        GBP
10p ordinary	CFD	Short	931	5.1298754027927        GBP
10p ordinary	CFD	Short	35603	5.104        GBP
10p ordinary	CFD	Short	1608	5.11705721222637        GBP
10p ordinary	CFD	Short	11312	5.1219323758239        GBP
10p ordinary	CFD	Short	421	5.12986698337292        GBP
10p ordinary	CFD	Short	12719	5.11629295        GBP
10p ordinary	CFD	Short	18767	5.11609581        GBP
10p ordinary	CFD	Short	13195	5.12666934341038        GBP
10p ordinary	CFD	Short	9633	5.135907        GBP
10p ordinary	CFD	Short	5127	5.1052779410708        GBP
10p ordinary	CFD	Short	18690	5.111032        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	22 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END