Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

25 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	24 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	553046	5.06701 GBP	4.92750 GBP
10p ordinary	Sell	1401307	5.06800 GBP	4.92775 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	380	4.96183157894737        GBP
10p ordinary	CFD	Long	2930	5.02202423        GBP
10p ordinary	CFD	Long	1236	4.95657362177994        GBP
10p ordinary	CFD	Long	4138	5.04181826973659        GBP
10p ordinary	CFD	Long	74728	5.04483712441976        GBP
10p ordinary	CFD	Long	12259	4.9664054392169        GBP
10p ordinary	CFD	Long	5401	4.969722        GBP
10p ordinary	CFD	Long	8163	5.01180816        GBP
10p ordinary	CFD	Long	26644	5.05953776        GBP
10p ordinary	CFD	Long	1882	5.05283741        GBP
10p ordinary	CFD	Long	864	5.024308        GBP
10p ordinary	CFD	Long	185	4.91664865        GBP
10p ordinary	CFD	Long	387	4.977        GBP
10p ordinary	CFD	Long	40	5.068        GBP
10p ordinary	CFD	Long	2800	4.94291071428571        GBP
10p ordinary	CFD	Long	83464	5.066        GBP
10p ordinary	CFD	Long	29136	5.02680247607599        GBP
10p ordinary	CFD	Long	4087	5.0165013436873        GBP
10p ordinary	CFD	Long	10538	5.00988664        GBP
10p ordinary	CFD	Long	787	4.946925        GBP
10p ordinary	CFD	Long	417	5.03043165        GBP
10p ordinary	CFD	Long	100	4.9886        GBP
10p ordinary	CFD	Long	97886	5.06322        GBP
10p ordinary	CFD	Long	906023	5.04015601        GBP
10p ordinary	CFD	Long	2511	5.0652409398646        GBP
10p ordinary	CFD	Short	2500	4.9275        GBP
10p ordinary	CFD	Short	6300	4.9482        GBP
10p ordinary	CFD	Short	9000	4.9345        GBP
10p ordinary	CFD	Short	14133	4.9896        GBP
10p ordinary	CFD	Short	6300	4.9435        GBP
10p ordinary	CFD	Short	10867	4.9842        GBP
10p ordinary	CFD	Short	6300	4.9462        GBP
10p ordinary	CFD	Short	6300	4.955        GBP
10p ordinary	CFD	Short	5400	4.9421        GBP
10p ordinary	CFD	Short	168632	5.066        GBP
10p ordinary	CFD	Short	30623	5.066253        GBP
10p ordinary	CFD	Short	6111	5.04140893356897        GBP
10p ordinary	CFD	Short	4311	5.03819763395964        GBP
10p ordinary	CFD	Short	1853	4.96401403167836        GBP
10p ordinary	CFD	Short	4682	4.94687643734729        GBP
10p ordinary	CFD	Short	5900	4.96802033898305        GBP
10p ordinary	CFD	Short	31741	5.056884        GBP
10p ordinary	CFD	Short	35953	5.029067        GBP
10p ordinary	CFD	Short	2521	5.033599        GBP
10p ordinary	CFD	Short	1761	5.035        GBP
10p ordinary	CFD	Short	2086	5.03819942473634        GBP
10p ordinary	CFD	Short	19685	5.04376623        GBP
10p ordinary	CFD	Short	642	5.06700934579439        GBP
10p ordinary	CFD	Short	216	5.01180728666667        GBP
10p ordinary	CFD	Short	24606	5.04422701780054        GBP
10p ordinary	CFD	Short	24494	5.06635461745734        GBP
10p ordinary	CFD	Short	49	5.02686134571429        GBP
10p ordinary	CFD	Short	3927	5.01456175227909        GBP
10p ordinary	CFD	Short	14052	5.0084944118887        GBP
10p ordinary	CFD	Short	5400	4.9394        GBP
10p ordinary	CFD	Short	2500	4.9277        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	25 July 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END