Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

01 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	29 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	2384304	4.68798        GBP	4.62900        GBP
10p ordinary	Sell	1575145	4.69366        GBP	4.62900        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	7302	4.663645        GBP
10p ordinary	CFD	Long	1261	4.66494169        GBP
10p ordinary	CFD	Long	3662	4.655341        GBP
10p ordinary	CFD	Long	2414	4.6645335        GBP
10p ordinary	CFD	Long	6782	4.67610882        GBP
10p ordinary	CFD	Long	811356	4.6728824        GBP
10p ordinary	CFD	Long	368	4.649755        GBP
10p ordinary	CFD	Long	9655	4.681227        GBP
10p ordinary	CFD	Long	2225	4.66109393258427        GBP
10p ordinary	CFD	Long	1576	4.64965101        GBP
10p ordinary	CFD	Long	164233	4.665        GBP
10p ordinary	CFD	Long	7579	4.652343        GBP
10p ordinary	CFD	Long	1803	4.653894        GBP
10p ordinary	CFD	Long	16982	4.663492        GBP
10p ordinary	CFD	Long	29100	4.68534501718213        GBP
10p ordinary	CFD	Long	5023	4.66109496316942        GBP
10p ordinary	CFD	Long	13685	4.665709        GBP
10p ordinary	CFD	Long	3287	4.69366717        GBP
10p ordinary	CFD	Long	345	4.69        GBP
10p ordinary	CFD	Long	3079	4.678        GBP
10p ordinary	CFD	Long	2871	4.664834        GBP
10p ordinary	CFD	Long	6059	4.68191450734445        GBP
10p ordinary	CFD	Long	1240	4.66328226        GBP
10p ordinary	CFD	Long	6508	4.657482        GBP
10p ordinary	CFD	Short	54855	4.665233        GBP
10p ordinary	CFD	Short	13217	4.666137        GBP
10p ordinary	CFD	Short	35198	4.665355        GBP
10p ordinary	CFD	Short	16204	4.66593310293755        GBP
10p ordinary	CFD	Short	1186	4.67943508        GBP
10p ordinary	CFD	Short	15321	4.66502312        GBP
10p ordinary	CFD	Short	1225982	4.68254419        GBP
10p ordinary	CFD	Short	846	4.66747        GBP
10p ordinary	CFD	Short	169026	4.665        GBP
10p ordinary	CFD	Short	18363	4.661203        GBP
10p ordinary	CFD	Short	1	4.66        GBP
10p ordinary	CFD	Short	33444	4.667891        GBP
10p ordinary	CFD	Short	3025	4.66641634        GBP
10p ordinary	CFD	Short	6500	4.672808        GBP
10p ordinary	CFD	Short	38507	4.66663308        GBP
10p ordinary	CFD	Short	40229	4.661783        GBP
10p ordinary	CFD	Short	9960	4.67415161        GBP
10p ordinary	CFD	Short	11945	4.661762        GBP
10p ordinary	CFD	Short	555	4.67032        GBP
10p ordinary	CFD	Short	2037	4.664        GBP
10p ordinary	CFD	Short	12242	4.659672        GBP
10p ordinary	CFD	Short	65181	4.67601        GBP
10p ordinary	CFD	Short	4071	4.656319        GBP
10p ordinary	CFD	Short	4530	4.64922958057395        GBP
10p ordinary	CFD	Short	2846	4.683        GBP
10p ordinary	CFD	Short	311	4.663846        GBP
10p ordinary	CFD	Short	4416	4.671        GBP
10p ordinary	CFD	Short	1905	4.663302        GBP
10p ordinary	CFD	Short	14253	4.663104        GBP
10p ordinary	CFD	Short	1077	4.667        GBP
10p ordinary	CFD	Short	56857	4.667377        GBP
10p ordinary	CFD	Short	66500	4.65490481203008        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	01 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END