Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

04 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	01 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1972276	4.79006        GBP	4.66500        GBP
10p ordinary	Sell	1004349	4.79000        GBP	4.69200        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	23519	4.79        GBP
10p ordinary	CFD	Long	59311	4.773811        GBP
10p ordinary	CFD	Long	8719	4.73454456        GBP
10p ordinary	CFD	Long	7004	4.77282695602513        GBP
10p ordinary	CFD	Long	21338	4.761531        GBP
10p ordinary	CFD	Long	3195	4.78956056338028        GBP
10p ordinary	CFD	Long	41156	4.75426552629021        GBP
10p ordinary	CFD	Long	66400	4.73882123493976        GBP
10p ordinary	CFD	Long	2056	4.778736        GBP
10p ordinary	CFD	Long	283844	4.7296        GBP
10p ordinary	CFD	Long	1409	4.78955216465578        GBP
10p ordinary	CFD	Long	18320	4.75376528384279        GBP
10p ordinary	CFD	Long	2587	4.784241        GBP
10p ordinary	CFD	Long	21406	4.7407824        GBP
10p ordinary	CFD	Long	76	4.712132        GBP
10p ordinary	CFD	Long	278231	4.7072        GBP
10p ordinary	CFD	Long	5704	4.74727875        GBP
10p ordinary	CFD	Long	11994	4.771949        GBP
10p ordinary	CFD	Long	132	4.705434        GBP
10p ordinary	CFD	Long	3	4.696667        GBP
10p ordinary	CFD	Long	496	4.789758        GBP
10p ordinary	CFD	Long	4302	4.719338        GBP
10p ordinary	CFD	Long	8304	4.78976        GBP
10p ordinary	CFD	Long	661	4.709758        GBP
10p ordinary	CFD	Long	7439	4.74699825        GBP
10p ordinary	CFD	Long	1295	4.70964479        GBP
10p ordinary	CFD	Long	11512	4.750168        GBP
10p ordinary	CFD	Short	2445	4.733        GBP
10p ordinary	CFD	Short	1608	4.739        GBP
10p ordinary	CFD	Short	2480	4.74        GBP
10p ordinary	CFD	Short	2470	4.749        GBP
10p ordinary	CFD	Short	65888	4.727094        GBP
10p ordinary	CFD	Short	1756	4.721        GBP
10p ordinary	CFD	Short	891	4.706        GBP
10p ordinary	CFD	Short	299	4.707134        GBP
10p ordinary	CFD	Short	518	4.708        GBP
10p ordinary	CFD	Short	951	4.696        GBP
10p ordinary	CFD	Short	1745	4.704        GBP
10p ordinary	CFD	Short	530818	4.72165382        GBP
10p ordinary	CFD	Short	338400	4.78447545        GBP
10p ordinary	CFD	Short	746	4.759914        GBP
10p ordinary	CFD	Short	160	4.754631        GBP
10p ordinary	CFD	Short	894	4.759062        GBP
10p ordinary	CFD	Short	16298	4.740249        GBP
10p ordinary	CFD	Short	28710	4.734452        GBP
10p ordinary	CFD	Short	20837	4.76090896        GBP
10p ordinary	CFD	Short	13368	4.7525        GBP
10p ordinary	CFD	Short	6870	4.70969141193595        GBP
10p ordinary	CFD	Short	10549	4.78788459        GBP
10p ordinary	CFD	Short	1934	4.684        GBP
10p ordinary	CFD	Short	3044	4.686        GBP
10p ordinary	CFD	Short	955	4.685        GBP
10p ordinary	CFD	Short	1629	4.689        GBP
10p ordinary	CFD	Short	2176	4.688        GBP
10p ordinary	CFD	Short	2526	4.714        GBP
10p ordinary	CFD	Short	1009	4.717        GBP
10p ordinary	CFD	Short	2470	4.726965        GBP
10p ordinary	CFD	Short	1085	4.7165        GBP
10p ordinary	CFD	Short	2397	4.725        GBP
10p ordinary	CFD	Short	2470	4.723        GBP
10p ordinary	CFD	Short	898	4.697097        GBP
10p ordinary	CFD	Short	3120	4.71        GBP
10p ordinary	CFD	Short	1069	4.715        GBP
10p ordinary	CFD	Short	6718	4.734        GBP
10p ordinary	CFD	Short	915	4.703        GBP
10p ordinary	CFD	Short	647631	4.665        GBP
10p ordinary	CFD	Short	1876	4.7137548        GBP
10p ordinary	CFD	Short	5437	4.7581985        GBP
10p ordinary	CFD	Short	845	4.723609        GBP
10p ordinary	CFD	Short	4520	4.7673448        GBP
10p ordinary	CFD	Short	100409	4.79        GBP
10p ordinary	CFD	Short	13500	4.7649763        GBP
10p ordinary	CFD	Short	2286	4.79005987        GBP
10p ordinary	CFD	Short	1273	4.698        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	04 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END