Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

05 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	04 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	565747	4.78526        GBP	4.72900        GBP
10p ordinary	Sell	350669	4.78538        GBP	4.72900        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	5124	4.78476        GBP
10p ordinary	CFD	Long	48600	4.7591378600823        GBP
10p ordinary	CFD	Long	1	4.761        GBP
10p ordinary	CFD	Long	1	4.762        GBP
10p ordinary	CFD	Long	1873	4.7515974        GBP
10p ordinary	CFD	Long	60074	4.770554        GBP
10p ordinary	CFD	Long	1193	4.78494019        GBP
10p ordinary	CFD	Long	783	4.77864623        GBP
10p ordinary	CFD	Long	41947	4.785        GBP
10p ordinary	CFD	Long	1534	4.74754824        GBP
10p ordinary	CFD	Long	6046	4.748825        GBP
10p ordinary	CFD	Long	2883	4.7470756        GBP
10p ordinary	CFD	Long	42842	4.732927        GBP
10p ordinary	CFD	Long	7	4.76880878        GBP
10p ordinary	CFD	Long	4	4.76302365        GBP
10p ordinary	CFD	Long	2400	4.776        GBP
10p ordinary	CFD	Long	4067	4.77        GBP
10p ordinary	CFD	Long	2033	4.775        GBP
10p ordinary	CFD	Long	12082	4.780749        GBP
10p ordinary	CFD	Long	6	4.77833333        GBP
10p ordinary	CFD	Long	9914	4.77192253        GBP
10p ordinary	CFD	Long	6162	4.769013        GBP
10p ordinary	CFD	Long	12168	4.76292981591059        GBP
10p ordinary	CFD	Long	4044	4.75343471810089        GBP
10p ordinary	CFD	Short	1	4.741        GBP
10p ordinary	CFD	Short	1873	4.76        GBP
10p ordinary	CFD	Short	1654	4.7748622        GBP
10p ordinary	CFD	Short	43958	4.785        GBP
10p ordinary	CFD	Short	6132	4.76156719        GBP
10p ordinary	CFD	Short	1784	4.75793722        GBP
10p ordinary	CFD	Short	196	4.75575332        GBP
10p ordinary	CFD	Short	1192	4.771319        GBP
10p ordinary	CFD	Short	1119	4.770027        GBP
10p ordinary	CFD	Short	4	4.766625        GBP
10p ordinary	CFD	Short	3855	4.76686900129702        GBP
10p ordinary	CFD	Short	7294	4.763394        GBP
10p ordinary	CFD	Short	878	4.78526309794989        GBP
10p ordinary	CFD	Short	559	4.74952057245081        GBP
10p ordinary	CFD	Short	5848	4.75816946        GBP
10p ordinary	CFD	Short	20919	4.760808        GBP
10p ordinary	CFD	Short	15427	4.7739193        GBP
10p ordinary	CFD	Short	2417	4.734812        GBP
10p ordinary	CFD	Short	50000	4.74658618        GBP
10p ordinary	CFD	Short	12139	4.7655        GBP
10p ordinary	CFD	Short	1095	4.749        GBP
10p ordinary	CFD	Short	4368	4.765        GBP
10p ordinary	CFD	Short	2480	4.747        GBP
10p ordinary	CFD	Short	2160	4.773        GBP
10p ordinary	CFD	Short	56818	4.759221        GBP
10p ordinary	CFD	Short	1232	4.766        GBP
10p ordinary	CFD	Short	65	4.760615        GBP
10p ordinary	CFD	Short	190	4.762168        GBP
10p ordinary	CFD	Short	1905	4.767        GBP
10p ordinary	CFD	Short	721	4.765569        GBP
10p ordinary	CFD	Short	1430	4.753        GBP
10p ordinary	CFD	Short	2136	4.762        GBP
10p ordinary	CFD	Short	3415	4.759        GBP
10p ordinary	CFD	Short	1838	4.761        GBP
10p ordinary	CFD	Short	1213	4.764        GBP
10p ordinary	CFD	Short	2280	4.7625        GBP
10p ordinary	CFD	Short	172800	4.76279042        GBP
10p ordinary	CFD	Short	113	4.741195        GBP
10p ordinary	CFD	Short	9995	4.76565683        GBP
10p ordinary	CFD	Short	28266	4.7835075        GBP
10p ordinary	CFD	Short	1990	4.78526030150754        GBP
10p ordinary	CFD	Short	1269	4.74952482269504        GBP
10p ordinary	CFD	Short	1107	4.78500451671183        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	05 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END