Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

11 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	08 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	2923323	4.77771        GBP	4.68500        GBP
10p ordinary	Sell	1229659	4.77771        GBP	4.68500        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	5	4.7188        GBP
10p ordinary	CFD	Long	36108	4.776761        GBP
10p ordinary	CFD	Long	4790	4.731608        GBP
10p ordinary	CFD	Long	1274	4.7325017        GBP
10p ordinary	CFD	Long	3311	4.72343401        GBP
10p ordinary	CFD	Long	81713	4.7765223        GBP
10p ordinary	CFD	Long	576	4.73461416        GBP
10p ordinary	CFD	Long	1505	4.723781        GBP
10p ordinary	CFD	Long	47430	4.777        GBP
10p ordinary	CFD	Long	104328	4.697893        GBP
10p ordinary	CFD	Long	6500	4.76544769230769        GBP
10p ordinary	CFD	Long	170026	4.762        GBP
10p ordinary	CFD	Long	2328	4.754        GBP
10p ordinary	CFD	Long	10811	4.749        GBP
10p ordinary	CFD	Long	3640	4.748        GBP
10p ordinary	CFD	Long	823	4.699        GBP
10p ordinary	CFD	Long	1257	4.71        GBP
10p ordinary	CFD	Long	2640	4.6935        GBP
10p ordinary	CFD	Long	2048	4.74129        GBP
10p ordinary	CFD	Long	2404	4.743        GBP
10p ordinary	CFD	Long	998	4.705        GBP
10p ordinary	CFD	Long	622	4.718449        GBP
10p ordinary	CFD	Long	1418	4.75377291960508        GBP
10p ordinary	CFD	Long	2597	4.715599        GBP
10p ordinary	CFD	Long	1982	4.713        GBP
10p ordinary	CFD	Long	2752	4.691        GBP
10p ordinary	CFD	Long	1180	4.68829        GBP
10p ordinary	CFD	Long	2382	4.75        GBP
10p ordinary	CFD	Long	3596	4.711        GBP
10p ordinary	CFD	Long	1497	4.708        GBP
10p ordinary	CFD	Long	2000	4.7025        GBP
10p ordinary	CFD	Long	2584	4.703        GBP
10p ordinary	CFD	Long	192523	4.759089        GBP
10p ordinary	CFD	Long	7313	4.720818        GBP
10p ordinary	CFD	Long	31900	4.7503917        GBP
10p ordinary	CFD	Long	3481	4.72727463        GBP
10p ordinary	CFD	Long	552	4.74300906        GBP
10p ordinary	CFD	Long	170	4.761765        GBP
10p ordinary	CFD	Long	3	4.6875        GBP
10p ordinary	CFD	Short	27	4.692        GBP
10p ordinary	CFD	Short	1078019	4.777        GBP
10p ordinary	CFD	Short	14373	4.726709        GBP
10p ordinary	CFD	Short	1774	4.77705971        GBP
10p ordinary	CFD	Short	665	4.72166917        GBP
10p ordinary	CFD	Short	159	4.76238994        GBP
10p ordinary	CFD	Short	5613	4.722644        GBP
10p ordinary	CFD	Short	1101941	4.762        GBP
10p ordinary	CFD	Short	13333	4.73228156        GBP
10p ordinary	CFD	Short	7974	4.74963005        GBP
10p ordinary	CFD	Short	2582	4.71960883036406        GBP
10p ordinary	CFD	Short	44	4.7311        GBP
10p ordinary	CFD	Short	14739	4.70474272338693        GBP
10p ordinary	CFD	Short	18146	4.7712375        GBP
10p ordinary	CFD	Short	164	4.73464        GBP
10p ordinary	CFD	Short	170487	4.775271        GBP
10p ordinary	CFD	Short	25890	4.717873        GBP
10p ordinary	CFD	Short	1707	4.74780316344464        GBP
10p ordinary	CFD	Short	6499	4.70473919064471        GBP
10p ordinary	CFD	Short	678	4.746        GBP
10p ordinary	CFD	Short	959	4.745        GBP
10p ordinary	CFD	Short	8480	4.749927        GBP
10p ordinary	CFD	Short	1419	4.71899648        GBP
10p ordinary	CFD	Short	33636	4.7724689        GBP
10p ordinary	CFD	Short	16282	4.704058        GBP
10p ordinary	CFD	Short	4	4.6995        GBP
10p ordinary	CFD	Short	755	4.777245        GBP
10p ordinary	CFD	Short	1	4.687        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	11 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END