Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

12 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	11 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	588099	4.82500        GBP	4.74352        GBP
10p ordinary	Sell	1602004	4.81569        GBP	4.73181        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	2623	4.78528021        GBP
10p ordinary	CFD	Long	470	4.78        GBP
10p ordinary	CFD	Long	5483	4.807172        GBP
10p ordinary	CFD	Long	9	4.782222        GBP
10p ordinary	CFD	Long	1140875	4.783        GBP
10p ordinary	CFD	Long	1584	4.78147525        GBP
10p ordinary	CFD	Long	11	4.732        GBP
10p ordinary	CFD	Long	2507	4.785422        GBP
10p ordinary	CFD	Long	558	4.743763        GBP
10p ordinary	CFD	Long	9599	4.799211        GBP
10p ordinary	CFD	Long	2971	4.806429        GBP
10p ordinary	CFD	Long	2459	4.78647845        GBP
10p ordinary	CFD	Long	5466	4.804665        GBP
10p ordinary	CFD	Long	6721	4.8045        GBP
10p ordinary	CFD	Long	1998	4.804501        GBP
10p ordinary	CFD	Long	25668	4.79862942184822        GBP
10p ordinary	CFD	Long	4488	4.804        GBP
10p ordinary	CFD	Long	734	4.8025        GBP
10p ordinary	CFD	Long	25427	4.78724074479884        GBP
10p ordinary	CFD	Long	22650	4.798778        GBP
10p ordinary	CFD	Long	3227	4.79933204214441        GBP
10p ordinary	CFD	Long	37979	4.790227        GBP
10p ordinary	CFD	Long	2161	4.802        GBP
10p ordinary	CFD	Long	354	4.80290254        GBP
10p ordinary	CFD	Long	8754	4.7966712360064        GBP
10p ordinary	CFD	Long	739	4.801        GBP
10p ordinary	CFD	Long	999	4.800501        GBP
10p ordinary	CFD	Long	12586	4.81351827        GBP
10p ordinary	CFD	Long	916	4.8005        GBP
10p ordinary	CFD	Long	10000	4.784843496525        GBP
10p ordinary	CFD	Long	3236	4.78299966007417        GBP
10p ordinary	CFD	Long	12044	4.789199        GBP
10p ordinary	CFD	Long	61872	4.784222        GBP
10p ordinary	CFD	Long	8127	4.7945457733481        GBP
10p ordinary	CFD	Long	4296	4.774945        GBP
10p ordinary	CFD	Long	46095	4.78876        GBP
10p ordinary	CFD	Short	21208	4.783239        GBP
10p ordinary	CFD	Short	15765	4.78371772914684        GBP
10p ordinary	CFD	Short	15668	4.800183        GBP
10p ordinary	CFD	Short	12	4.783333        GBP
10p ordinary	CFD	Short	10098	4.7974513        GBP
10p ordinary	CFD	Short	5594	4.7964242        GBP
10p ordinary	CFD	Short	22908	4.7829272        GBP
10p ordinary	CFD	Short	2411	4.7817424        GBP
10p ordinary	CFD	Short	2967	4.78371755982474        GBP
10p ordinary	CFD	Short	2156	4.796        GBP
10p ordinary	CFD	Short	1017	4.784        GBP
10p ordinary	CFD	Short	501	4.766        GBP
10p ordinary	CFD	Short	1529	4.805        GBP
10p ordinary	CFD	Short	1141	4.825        GBP
10p ordinary	CFD	Short	3028	4.817        GBP
10p ordinary	CFD	Short	2719	4.804        GBP
10p ordinary	CFD	Short	351	4.794541        GBP
10p ordinary	CFD	Short	470	4.793564        GBP
10p ordinary	CFD	Short	24400	4.78413770491803        GBP
10p ordinary	CFD	Short	24801	4.800694        GBP
10p ordinary	CFD	Short	26255	4.787839        GBP
10p ordinary	CFD	Short	1223	4.784266        GBP
10p ordinary	CFD	Short	2056	4.813        GBP
10p ordinary	CFD	Short	2020	4.772201        GBP
10p ordinary	CFD	Short	448	4.767        GBP
10p ordinary	CFD	Short	320	4.81675        GBP
10p ordinary	CFD	Short	777	4.785        GBP
10p ordinary	CFD	Short	470	4.78        GBP
10p ordinary	CFD	Short	1287	4.796857        GBP
10p ordinary	CFD	Short	81703	4.800464        GBP
10p ordinary	CFD	Short	4218	4.779728        GBP
10p ordinary	CFD	Short	81713	4.78971177        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	12 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END