Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

18 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	15 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	597204	4.76945        GBP	4.73099        GBP
10p ordinary	Sell	846634	4.76945        GBP	4.73099        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	121	4.73099174 GBP
10p ordinary	CFD	Long	187	4.73122995 GBP
10p ordinary	CFD	Long	735	4.7325034 GBP
10p ordinary	CFD	Long	146	4.73253425 GBP
10p ordinary	CFD	Long	735	4.73263946 GBP
10p ordinary	CFD	Long	50	4.7336 GBP
10p ordinary	CFD	Long	4,602	4.73505215 GBP
10p ordinary	CFD	Long	837	4.73565114 GBP
10p ordinary	CFD	Long	137	4.7359854 GBP
10p ordinary	CFD	Long	379	4.73598945 GBP
10p ordinary	CFD	Long	1,114	4.73599641 GBP
10p ordinary	CFD	Long	4,242	4.73599953 GBP
10p ordinary	CFD	Long	12,242	4.73599984 GBP
10p ordinary	CFD	Long	15,630	4.736 GBP
10p ordinary	CFD	Long	5,178	4.73600039 GBP
10p ordinary	CFD	Long	633	4.73600316 GBP
10p ordinary	CFD	Long	346	4.73601156 GBP
10p ordinary	CFD	Long	3,758	4.73610697 GBP
10p ordinary	CFD	Long	14,900	4.73642282 GBP
10p ordinary	CFD	Long	82	4.73695122 GBP
10p ordinary	CFD	Long	1,640	4.73744512 GBP
10p ordinary	CFD	Long	212	4.73764151 GBP
10p ordinary	CFD	Long	235,600	4.737693 GBP
10p ordinary	CFD	Long	2,415	4.738 GBP
10p ordinary	CFD	Long	298	4.74 GBP
10p ordinary	CFD	Long	345	4.74101449 GBP
10p ordinary	CFD	Long	39	4.74102564 GBP
10p ordinary	CFD	Long	91	4.74197802 GBP
10p ordinary	CFD	Long	155	4.742 GBP
10p ordinary	CFD	Long	463	4.74200864 GBP
10p ordinary	CFD	Long	116,557	4.74234049 GBP
10p ordinary	CFD	Long	3,757	4.74245675 GBP
10p ordinary	CFD	Long	4	4.7425 GBP
10p ordinary	CFD	Long	295	4.74277966 GBP
10p ordinary	CFD	Long	463	4.74300216 GBP
10p ordinary	CFD	Long	25,304	4.74303114 GBP
10p ordinary	CFD	Long	16,857	4.74319393 GBP
10p ordinary	CFD	Long	3	4.74333333 GBP
10p ordinary	CFD	Long	443	4.74399549 GBP
10p ordinary	CFD	Long	324	4.745 GBP
10p ordinary	CFD	Long	2,792	4.7459957 GBP
10p ordinary	CFD	Long	10,047	4.7465532 GBP
10p ordinary	CFD	Long	482	4.7480083 GBP
10p ordinary	CFD	Long	1,800	4.74841111 GBP
10p ordinary	CFD	Long	344	4.74848837 GBP
10p ordinary	CFD	Long	1,007	4.74865938 GBP
10p ordinary	CFD	Long	1,445	4.74977855 GBP
10p ordinary	CFD	Long	2,840	4.75 GBP
10p ordinary	CFD	Long	46,492	4.75046546 GBP
10p ordinary	CFD	Long	1,179	4.75050042 GBP
10p ordinary	CFD	Long	25,510	4.751098 GBP
10p ordinary	CFD	Long	626	4.7515016 GBP
10p ordinary	CFD	Long	400	4.751775 GBP
10p ordinary	CFD	Long	2,190	4.752 GBP
10p ordinary	CFD	Long	288	4.75201389 GBP
10p ordinary	CFD	Long	282	4.75251773 GBP
10p ordinary	CFD	Long	471	4.75299363 GBP
10p ordinary	CFD	Long	575	4.75427826 GBP
10p ordinary	CFD	Long	6,641	4.7546243 GBP
10p ordinary	CFD	Long	1,736	4.75477535 GBP
10p ordinary	CFD	Long	3,235	4.75545904 GBP
10p ordinary	CFD	Long	778	4.75598972 GBP
10p ordinary	CFD	Long	1,576	4.75598985 GBP
10p ordinary	CFD	Long	342	4.75599415 GBP
10p ordinary	CFD	Long	894	4.75599553 GBP
10p ordinary	CFD	Long	977	4.75599795 GBP
10p ordinary	CFD	Long	3,892	4.75599949 GBP
10p ordinary	CFD	Long	38,309	4.7559999 GBP
10p ordinary	CFD	Long	42,114	4.75599991 GBP
10p ordinary	CFD	Long	5,488	4.75600036 GBP
10p ordinary	CFD	Long	5,838	4.75600206 GBP
10p ordinary	CFD	Long	566	4.75600707 GBP
10p ordinary	CFD	Long	311	4.75601286 GBP
10p ordinary	CFD	Long	281	4.75601423 GBP
10p ordinary	CFD	Long	123	4.75601626 GBP
10p ordinary	CFD	Long	156	4.75602564 GBP
10p ordinary	CFD	Long	1,303	4.7567383 GBP
10p ordinary	CFD	Long	2,536	4.75699921 GBP
10p ordinary	CFD	Long	1,538	4.75741222 GBP
10p ordinary	CFD	Long	154,806	4.75761999 GBP
10p ordinary	CFD	Long	798	4.7587218 GBP
10p ordinary	CFD	Long	157	4.75898089 GBP
10p ordinary	CFD	Long	2	4.76 GBP
10p ordinary	CFD	Long	486	4.76100823 GBP
10p ordinary	CFD	Long	391	4.76150895 GBP
10p ordinary	CFD	Long	172	4.76197674 GBP
10p ordinary	CFD	Long	35	4.762 GBP
10p ordinary	CFD	Long	119	4.76352941 GBP
10p ordinary	CFD	Long	144	4.765 GBP
10p ordinary	CFD	Long	12	4.76583333 GBP
10p ordinary	CFD	Long	87	4.76597701 GBP
10p ordinary	CFD	Long	170	4.766 GBP
10p ordinary	CFD	Long	156	4.76602564 GBP
10p ordinary	CFD	Long	174	4.76701149 GBP
10p ordinary	CFD	Long	165	4.7670303 GBP
10p ordinary	CFD	Long	37	4.76945946 GBP
10p ordinary	CFD	Short	5,178	0 GBP
10p ordinary	CFD	Short	121	4.73099174 GBP
10p ordinary	CFD	Short	735	4.7325034 GBP
10p ordinary	CFD	Short	146	4.73253425 GBP
10p ordinary	CFD	Short	735	4.73263946 GBP
10p ordinary	CFD	Short	50	4.7336 GBP
10p ordinary	CFD	Short	4,602	4.73505215 GBP
10p ordinary	CFD	Short	24	4.73583333 GBP
10p ordinary	CFD	Short	102	4.73598039 GBP
10p ordinary	CFD	Short	157	4.73598726 GBP
10p ordinary	CFD	Short	217	4.73599078 GBP
10p ordinary	CFD	Short	652	4.73599693 GBP
10p ordinary	CFD	Short	712	4.73599719 GBP
10p ordinary	CFD	Short	1,302	4.73599846 GBP
10p ordinary	CFD	Short	1,862	4.73599893 GBP
10p ordinary	CFD	Short	7,692	4.73599974 GBP
10p ordinary	CFD	Short	9,002	4.73599978 GBP
10p ordinary	CFD	Short	75,598	4.73599989 GBP
10p ordinary	CFD	Short	96,764	4.73599996 GBP
10p ordinary	CFD	Short	7,495	4.736 GBP
10p ordinary	CFD	Short	34,853	4.73600006 GBP
10p ordinary	CFD	Short	9,453	4.73600021 GBP
10p ordinary	CFD	Short	13,101	4.73600031 GBP
10p ordinary	CFD	Short	11,906	4.73600034 GBP
10p ordinary	CFD	Short	3,101	4.73600129 GBP
10p ordinary	CFD	Short	2,406	4.73600166 GBP
10p ordinary	CFD	Short	623	4.73600321 GBP
10p ordinary	CFD	Short	408	4.7360049 GBP
10p ordinary	CFD	Short	398	4.73600503 GBP
10p ordinary	CFD	Short	141	4.73602837 GBP
10p ordinary	CFD	Short	28	4.73607143 GBP
10p ordinary	CFD	Short	26	4.73615385 GBP
10p ordinary	CFD	Short	11	4.73636364 GBP
10p ordinary	CFD	Short	82	4.73695122 GBP
10p ordinary	CFD	Short	1,640	4.73744512 GBP
10p ordinary	CFD	Short	212	4.73764151 GBP
10p ordinary	CFD	Short	53,115	4.73922809 GBP
10p ordinary	CFD	Short	298	4.74 GBP
10p ordinary	CFD	Short	463	4.74200864 GBP
10p ordinary	CFD	Short	116,557	4.74234049 GBP
10p ordinary	CFD	Short	4	4.7425 GBP
10p ordinary	CFD	Short	463	4.74300216 GBP
10p ordinary	CFD	Short	3	4.74333333 GBP
10p ordinary	CFD	Short	171	4.74345029 GBP
10p ordinary	CFD	Short	2,410	4.74414523 GBP
10p ordinary	CFD	Short	4,828	4.74433513 GBP
10p ordinary	CFD	Short	324	4.745 GBP
10p ordinary	CFD	Short	2,818	4.74610007 GBP
10p ordinary	CFD	Short	10,047	4.7465532 GBP
10p ordinary	CFD	Short	4,442	4.74782756 GBP
10p ordinary	CFD	Short	2,806	4.74797577 GBP
10p ordinary	CFD	Short	1,800	4.74841111 GBP
10p ordinary	CFD	Short	344	4.74848837 GBP
10p ordinary	CFD	Short	1,445	4.74977855 GBP
10p ordinary	CFD	Short	46,492	4.75046546 GBP
10p ordinary	CFD	Short	1,179	4.75050042 GBP
10p ordinary	CFD	Short	25,510	4.751098 GBP
10p ordinary	CFD	Short	626	4.7515016 GBP
10p ordinary	CFD	Short	2,807	4.75165657 GBP
10p ordinary	CFD	Short	2,190	4.752 GBP
10p ordinary	CFD	Short	288	4.75201389 GBP
10p ordinary	CFD	Short	282	4.75251773 GBP
10p ordinary	CFD	Short	471	4.75299363 GBP
10p ordinary	CFD	Short	975	4.75385641 GBP
10p ordinary	CFD	Short	12,146	4.75453894 GBP
10p ordinary	CFD	Short	2,374	4.75599832 GBP
10p ordinary	CFD	Short	2,110	4.756 GBP
10p ordinary	CFD	Short	381	4.7560105 GBP
10p ordinary	CFD	Short	3	4.76 GBP
10p ordinary	CFD	Short	2,289	4.76174312 GBP
10p ordinary	CFD	Short	119	4.76352941 GBP
10p ordinary	CFD	Short	3,040	4.764 GBP
10p ordinary	CFD	Short	12	4.76583333 GBP
10p ordinary	CFD	Short	37	4.76945946 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	18 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END