Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

02 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	28 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	391973	4.795461        GBP	4.74933        GBP
10p ordinary	Sell	334882	4.79000        GBP	4.75054        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	290	4.76797241        GBP
10p ordinary	CFD	Long	222	4.762        GBP
10p ordinary	CFD	Long	14316	4.77119376920928        GBP
10p ordinary	CFD	Long	9500	4.77724        GBP
10p ordinary	CFD	Long	2784	4.77438218390805        GBP
10p ordinary	CFD	Long	707	4.77079490806223        GBP
10p ordinary	CFD	Long	22088	4.756        GBP
10p ordinary	CFD	Long	250	4.762936        GBP
10p ordinary	CFD	Long	92	4.77652173913043        GBP
10p ordinary	CFD	Long	7633	4.777348        GBP
10p ordinary	CFD	Long	334	4.777605        GBP
10p ordinary	CFD	Long	2854	4.755764        GBP
10p ordinary	CFD	Long	16017	4.755762        GBP
10p ordinary	CFD	Long	310	4.77078064516129        GBP
10p ordinary	CFD	Long	828	4.77955677        GBP
10p ordinary	CFD	Long	133	4.7585        GBP
10p ordinary	CFD	Long	9144	4.783053        GBP
10p ordinary	CFD	Long	13767	4.777225        GBP
10p ordinary	CFD	Long	2411	4.785        GBP
10p ordinary	CFD	Long	279	4.777043        GBP
10p ordinary	CFD	Long	7549	4.750543        GBP
10p ordinary	CFD	Long	1	4.794        GBP
10p ordinary	CFD	Long	1188	4.774189        GBP
10p ordinary	CFD	Short	7952	4.7723        GBP
10p ordinary	CFD	Short	11474	4.776371        GBP
10p ordinary	CFD	Short	12536	4.758868        GBP
10p ordinary	CFD	Short	5345	4.794617        GBP
10p ordinary	CFD	Short	192	4.759773        GBP
10p ordinary	CFD	Short	37	4.771        GBP
10p ordinary	CFD	Short	5	4.7686        GBP
10p ordinary	CFD	Short	2320	4.783        GBP
10p ordinary	CFD	Short	18090	4.756        GBP
10p ordinary	CFD	Short	1728	4.77986689814815        GBP
10p ordinary	CFD	Short	35100	4.7560148        GBP
10p ordinary	CFD	Short	90687	4.762916        GBP
10p ordinary	CFD	Short	105	4.749286        GBP
10p ordinary	CFD	Short	190	4.760158        GBP
10p ordinary	CFD	Short	17911	4.761566        GBP
10p ordinary	CFD	Short	19247	4.77049410297709        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	02 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END