Form 8.5 (EPT/RI) - Barratt Developments PLC

UBS AG (EPT)

03 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	02 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	498150	4.75700        GBP	4.63993        GBP
10p ordinary	Sell	1129562	4.78508        GBP	4.63976        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	69411	4.64068        GBP
10p ordinary	CFD	Long	45300	4.71646975717439        GBP
10p ordinary	CFD	Long	1727	4.67765663        GBP
10p ordinary	CFD	Long	34274	4.64        GBP
10p ordinary	CFD	Long	77401	4.660368        GBP
10p ordinary	CFD	Long	15097	4.6440166        GBP
10p ordinary	CFD	Long	31145	4.6778105        GBP
10p ordinary	CFD	Long	22	4.689468        GBP
10p ordinary	CFD	Long	1143	4.6585505        GBP
10p ordinary	CFD	Long	289	4.6507491        GBP
10p ordinary	CFD	Long	17217	4.639768        GBP
10p ordinary	CFD	Long	3513	4.639767        GBP
10p ordinary	CFD	Long	582	4.748763        GBP
10p ordinary	CFD	Long	37903	4.648628        GBP
10p ordinary	CFD	Long	9050	4.687345        GBP
10p ordinary	CFD	Long	26850	4.672575        GBP
10p ordinary	CFD	Long	112579	4.653409        GBP
10p ordinary	CFD	Long	425	4.644        GBP
10p ordinary	CFD	Long	5184	4.651        GBP
10p ordinary	CFD	Long	1210	4.655        GBP
10p ordinary	CFD	Long	2515	4.655786        GBP
10p ordinary	CFD	Long	2783	4.642        GBP
10p ordinary	CFD	Long	4917	4.653        GBP
10p ordinary	CFD	Long	5397	4.65        GBP
10p ordinary	CFD	Long	1743	4.664        GBP
10p ordinary	CFD	Long	1832	4.667        GBP
10p ordinary	CFD	Long	1651	4.673        GBP
10p ordinary	CFD	Long	928	4.654        GBP
10p ordinary	CFD	Long	1856	4.656        GBP
10p ordinary	CFD	Long	2693	4.649        GBP
10p ordinary	CFD	Long	2434	4.645        GBP
10p ordinary	CFD	Long	180	4.647        GBP
10p ordinary	CFD	Long	850	4.693        GBP
10p ordinary	CFD	Long	355	4.661901        GBP
10p ordinary	CFD	Long	9451	4.64797799174691        GBP
10p ordinary	CFD	Long	5334	4.652616        GBP
10p ordinary	CFD	Long	244262	4.7850818        GBP
10p ordinary	CFD	Short	2070	4.67225362318841        GBP
10p ordinary	CFD	Short	173	4.649        GBP
10p ordinary	CFD	Short	6336	4.651452        GBP
10p ordinary	CFD	Short	21	4.6725        GBP
10p ordinary	CFD	Short	27243	4.649055        GBP
10p ordinary	CFD	Short	1819	4.6542241        GBP
10p ordinary	CFD	Short	1782	4.64951456        GBP
10p ordinary	CFD	Short	677	4.69954391        GBP
10p ordinary	CFD	Short	5765	4.65934299569991        GBP
10p ordinary	CFD	Short	274	4.653708        GBP
10p ordinary	CFD	Short	261	4.654946        GBP
10p ordinary	CFD	Short	6407	4.746774        GBP
10p ordinary	CFD	Short	890	4.757        GBP
10p ordinary	CFD	Short	28854	4.70213523255008        GBP
10p ordinary	CFD	Short	4778	4.64        GBP
10p ordinary	CFD	Short	4646	4.67222729229445        GBP
10p ordinary	CFD	Short	90	4.6614        GBP
10p ordinary	CFD	Short	1200	4.70141666666667        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	03 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END