Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

05 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	04 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	198458	4.73094        GBP	4.66299        GBP
10p ordinary	Sell	578411	4.73000        GBP	4.66577        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	1022	4.677        GBP
10p ordinary	CFD	Long	1498	4.71803738317757        GBP
10p ordinary	CFD	Long	980	4.683        GBP
10p ordinary	CFD	Long	320	4.722        GBP
10p ordinary	CFD	Long	551	4.71        GBP
10p ordinary	CFD	Long	1035	4.72929468599034        GBP
10p ordinary	CFD	Long	240	4.67984583333333        GBP
10p ordinary	CFD	Long	1535	4.689833        GBP
10p ordinary	CFD	Long	25	4.688        GBP
10p ordinary	CFD	Long	25464	4.706186        GBP
10p ordinary	CFD	Long	15842	4.693144        GBP
10p ordinary	CFD	Long	341072	4.73        GBP
10p ordinary	CFD	Long	1304	4.69874847        GBP
10p ordinary	CFD	Long	11111	4.697697        GBP
10p ordinary	CFD	Long	312	4.665769        GBP
10p ordinary	CFD	Long	1	4.706        GBP
10p ordinary	CFD	Long	27301	4.7299991        GBP
10p ordinary	CFD	Long	540	4.6798462962963        GBP
10p ordinary	CFD	Long	277	4.7245036        GBP
10p ordinary	CFD	Long	9120	4.7038673245614        GBP
10p ordinary	CFD	Long	8900	4.717901        GBP
10p ordinary	CFD	Long	74352	4.723456        GBP
10p ordinary	CFD	Short	2063	4.672        GBP
10p ordinary	CFD	Short	2400	4.682        GBP
10p ordinary	CFD	Short	25378	4.693087        GBP
10p ordinary	CFD	Short	2456	4.669        GBP
10p ordinary	CFD	Short	28	4.665        GBP
10p ordinary	CFD	Short	678	4.663        GBP
10p ordinary	CFD	Short	441	4.67700680272109        GBP
10p ordinary	CFD	Short	2200	4.67583181818182        GBP
10p ordinary	CFD	Short	2359	4.67604069520983        GBP
10p ordinary	CFD	Short	12904	4.69889027        GBP
10p ordinary	CFD	Short	15040	4.69710741        GBP
10p ordinary	CFD	Short	14183	4.73        GBP
10p ordinary	CFD	Short	47	4.704        GBP
10p ordinary	CFD	Short	2635	4.68879316888046        GBP
10p ordinary	CFD	Short	1801	4.73094392004442        GBP
10p ordinary	CFD	Short	35000	4.7209        GBP
10p ordinary	CFD	Short	272	4.708511        GBP
10p ordinary	CFD	Short	294	4.711247        GBP
10p ordinary	CFD	Short	16912	4.714844        GBP
10p ordinary	CFD	Short	2440	4.730238        GBP
10p ordinary	CFD	Short	14498	4.730237        GBP
10p ordinary	CFD	Short	914	4.6771011        GBP
10p ordinary	CFD	Short	2582	4.721902        GBP
10p ordinary	CFD	Short	20446	4.688081        GBP
10p ordinary	CFD	Short	866	4.6912246        GBP
10p ordinary	CFD	Short	4422	4.68283028        GBP
10p ordinary	CFD	Short	903	4.6822752        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	05 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END