Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

09 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	08 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	2090490	4.72000        GBP	4.64900        GBP
10p ordinary	Sell	499393	4.72000        GBP	4.66000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	931	4.69684962406015        GBP
10p ordinary	CFD	Long	19775	4.69001173        GBP
10p ordinary	CFD	Long	9587	4.698154        GBP
10p ordinary	CFD	Long	968	4.68621798        GBP
10p ordinary	CFD	Long	98894	4.699637        GBP
10p ordinary	CFD	Long	24249	4.707        GBP
10p ordinary	CFD	Long	95	4.675715        GBP
10p ordinary	CFD	Long	422	4.69663033175355        GBP
10p ordinary	CFD	Long	1100	4.66        GBP
10p ordinary	CFD	Long	6615	4.693364        GBP
10p ordinary	CFD	Long	39806	4.704127        GBP
10p ordinary	CFD	Long	9547	4.70903739394574        GBP
10p ordinary	CFD	Long	3832	4.70062369519833        GBP
10p ordinary	CFD	Long	5165	4.706765        GBP
10p ordinary	CFD	Long	7469	4.7044928        GBP
10p ordinary	CFD	Long	1568	4.706149        GBP
10p ordinary	CFD	Short	328934	4.707        GBP
10p ordinary	CFD	Short	1231299	4.649        GBP
10p ordinary	CFD	Short	30959	4.70527582        GBP
10p ordinary	CFD	Short	15220	4.707038        GBP
10p ordinary	CFD	Short	3070	4.70627687296417        GBP
10p ordinary	CFD	Short	10700	4.70087663551402        GBP
10p ordinary	CFD	Short	1959	4.7156981        GBP
10p ordinary	CFD	Short	6232	4.709432        GBP
10p ordinary	CFD	Short	3907	4.70794215510622        GBP
10p ordinary	CFD	Short	18	4.681        GBP
10p ordinary	CFD	Short	787	4.70810037        GBP
10p ordinary	CFD	Short	2420	4.707236        GBP
10p ordinary	CFD	Short	166791	4.7107495699972        GBP
10p ordinary	CFD	Short	9394	4.687417        GBP
10p ordinary	CFD	Short	4240	4.70705884        GBP
10p ordinary	CFD	Short	7221	4.67530951        GBP
10p ordinary	CFD	Short	18737	4.706481        GBP
10p ordinary	CFD	Short	4216	4.69709084        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	09 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END