Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

11 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	10 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	717338	4.73330        GBP	4.54900        GBP
10p ordinary	Sell	406722	4.73133        GBP	4.54900        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	2455	4.558774        GBP
10p ordinary	CFD	Long	19004	4.57307        GBP
10p ordinary	CFD	Long	318	4.55830188679245        GBP
10p ordinary	CFD	Long	1	4.699        GBP
10p ordinary	CFD	Long	2271	4.7198022897402        GBP
10p ordinary	CFD	Long	2131	4.56328        GBP
10p ordinary	CFD	Long	298	4.611522        GBP
10p ordinary	CFD	Long	304	4.619385        GBP
10p ordinary	CFD	Long	10107	4.650062        GBP
10p ordinary	CFD	Long	11263	4.57686442        GBP
10p ordinary	CFD	Long	2652	4.616635        GBP
10p ordinary	CFD	Long	4260	4.56100938967136        GBP
10p ordinary	CFD	Long	100571	4.702        GBP
10p ordinary	CFD	Long	187576	4.61351575        GBP
10p ordinary	CFD	Long	17665	4.594148        GBP
10p ordinary	CFD	Long	30	4.559        GBP
10p ordinary	CFD	Long	8195	4.57110409        GBP
10p ordinary	CFD	Long	8125	4.71364        GBP
10p ordinary	CFD	Long	34	4.5865        GBP
10p ordinary	CFD	Long	9859	4.570548        GBP
10p ordinary	CFD	Long	2904	4.55894301        GBP
10p ordinary	CFD	Long	505	4.70164356        GBP
10p ordinary	CFD	Long	1007	4.71980039721946        GBP
10p ordinary	CFD	Short	9600	4.69        GBP
10p ordinary	CFD	Short	2560	4.704        GBP
10p ordinary	CFD	Short	850	4.698        GBP
10p ordinary	CFD	Short	3822	4.559228        GBP
10p ordinary	CFD	Short	238	4.702227        GBP
10p ordinary	CFD	Short	7351	4.61027179975514        GBP
10p ordinary	CFD	Short	1309	4.57093048        GBP
10p ordinary	CFD	Short	16593	4.61026902910866        GBP
10p ordinary	CFD	Short	9565	4.63038421        GBP
10p ordinary	CFD	Short	3234	4.6241113        GBP
10p ordinary	CFD	Short	28466	4.62676936        GBP
10p ordinary	CFD	Short	27000	4.65653407407407        GBP
10p ordinary	CFD	Short	47507	4.559        GBP
10p ordinary	CFD	Short	881	4.588796        GBP
10p ordinary	CFD	Short	10678	4.691615471062        GBP
10p ordinary	CFD	Short	36196	4.7333        GBP
10p ordinary	CFD	Short	8804	4.7244        GBP
10p ordinary	CFD	Short	13118	4.63051398        GBP
10p ordinary	CFD	Short	17079	4.63072823        GBP
10p ordinary	CFD	Short	399	4.61694463        GBP
10p ordinary	CFD	Short	13519	4.63412398        GBP
10p ordinary	CFD	Short	3440	4.6267907        GBP
10p ordinary	CFD	Short	451	4.721131        GBP
10p ordinary	CFD	Short	23636	4.603303        GBP
10p ordinary	CFD	Short	57	4.697        GBP
10p ordinary	CFD	Short	170026	4.702        GBP
10p ordinary	CFD	Short	8376	4.64888652        GBP
10p ordinary	CFD	Short	84675	4.624839        GBP
10p ordinary	CFD	Short	4129	4.6982182        GBP
10p ordinary	CFD	Short	5161	4.69809979        GBP
10p ordinary	CFD	Short	2684	4.636386        GBP
10p ordinary	CFD	Short	253	4.69928854        GBP
10p ordinary	CFD	Short	15295	4.60736789        GBP
10p ordinary	CFD	Short	14355	4.715117        GBP
10p ordinary	CFD	Short	2382	4.723        GBP
10p ordinary	CFD	Short	77288	4.693878        GBP
10p ordinary	CFD	Short	2382	4.716        GBP
10p ordinary	CFD	Short	227	4.686        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	11 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END