Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

12 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	11 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	899262	4.58099        GBP	4.51335        GBP
10p ordinary	Sell	260519	4.56046        GBP	4.51293        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	18923	4.529773        GBP
10p ordinary	CFD	Long	1501	4.541322        GBP
10p ordinary	CFD	Long	8668	4.538475        GBP
10p ordinary	CFD	Long	8	4.549        GBP
10p ordinary	CFD	Long	8592	4.52909450651769        GBP
10p ordinary	CFD	Long	146	4.539247        GBP
10p ordinary	CFD	Long	163	4.540147        GBP
10p ordinary	CFD	Long	6391	4.54028946956658        GBP
10p ordinary	CFD	Long	1042	4.55328214971209        GBP
10p ordinary	CFD	Long	109	4.51294359        GBP
10p ordinary	CFD	Long	10501	4.5371        GBP
10p ordinary	CFD	Long	537	4.54999441        GBP
10p ordinary	CFD	Long	31829	4.542689        GBP
10p ordinary	CFD	Long	42	4.529        GBP
10p ordinary	CFD	Long	1481	4.53        GBP
10p ordinary	CFD	Long	31	4.542581        GBP
10p ordinary	CFD	Long	2184	4.55406593        GBP
10p ordinary	CFD	Long	68481	4.52480746        GBP
10p ordinary	CFD	Short	919	4.568        GBP
10p ordinary	CFD	Short	2028	4.536        GBP
10p ordinary	CFD	Short	3205	4.571        GBP
10p ordinary	CFD	Short	1141	4.581        GBP
10p ordinary	CFD	Short	992	4.572        GBP
10p ordinary	CFD	Short	28236	4.530227        GBP
10p ordinary	CFD	Short	188880	4.538281        GBP
10p ordinary	CFD	Short	8758	4.5387319967995        GBP
10p ordinary	CFD	Short	3757	4.54162599739952        GBP
10p ordinary	CFD	Short	375	4.542        GBP
10p ordinary	CFD	Short	10359	4.53084        GBP
10p ordinary	CFD	Short	186959	4.53033        GBP
10p ordinary	CFD	Short	86210	4.529052        GBP
10p ordinary	CFD	Short	149	4.5405906        GBP
10p ordinary	CFD	Short	6199	4.53337385        GBP
10p ordinary	CFD	Short	37200	4.54234811827957        GBP
10p ordinary	CFD	Short	18283	4.53775406        GBP
10p ordinary	CFD	Short	18217	4.535327        GBP
10p ordinary	CFD	Short	153	4.54045751633987        GBP
10p ordinary	CFD	Short	21107	4.53647625        GBP
10p ordinary	CFD	Short	15094	4.53707        GBP
10p ordinary	CFD	Short	1623	4.5380832        GBP
10p ordinary	CFD	Short	9922	4.53521422        GBP
10p ordinary	CFD	Short	2086	4.5393629        GBP
10p ordinary	CFD	Short	29862	4.532436        GBP
10p ordinary	CFD	Short	12980	4.54693374        GBP
10p ordinary	CFD	Short	10726	4.53119522        GBP
10p ordinary	CFD	Short	179	4.51335196        GBP
10p ordinary	CFD	Short	12	4.53        GBP
10p ordinary	CFD	Short	70422	4.547354        GBP
10p ordinary	CFD	Short	3594	4.537        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	12 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END