Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

18 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	17 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	875873	4.49693        GBP	4.44195        GBP
10p ordinary	Sell	560494	4.48583        GBP	4.44195        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	166049	4.46        GBP
10p ordinary	CFD	Long	3025	4.44934545454545        GBP
10p ordinary	CFD	Long	1342	4.450931        GBP
10p ordinary	CFD	Long	12440	4.4598216        GBP
10p ordinary	CFD	Long	11857	4.4636        GBP
10p ordinary	CFD	Long	105855	4.465974        GBP
10p ordinary	CFD	Long	100000	4.4817037        GBP
10p ordinary	CFD	Long	43624	4.460166        GBP
10p ordinary	CFD	Long	5	4.4692        GBP
10p ordinary	CFD	Long	24203	4.459515        GBP
10p ordinary	CFD	Long	362	4.44972376        GBP
10p ordinary	CFD	Long	2917	4.47937607        GBP
10p ordinary	CFD	Long	159	4.45994425        GBP
10p ordinary	CFD	Long	9092	4.459777        GBP
10p ordinary	CFD	Long	800	4.442        GBP
10p ordinary	CFD	Long	1283	4.462        GBP
10p ordinary	CFD	Long	17022	4.447881        GBP
10p ordinary	CFD	Long	4049	4.471303        GBP
10p ordinary	CFD	Long	47	4.463        GBP
10p ordinary	CFD	Long	77	4.457        GBP
10p ordinary	CFD	Long	371	4.462333        GBP
10p ordinary	CFD	Long	194	4.463887        GBP
10p ordinary	CFD	Long	325	4.46443231        GBP
10p ordinary	CFD	Short	10114	4.456347        GBP
10p ordinary	CFD	Short	34759	4.461965        GBP
10p ordinary	CFD	Short	3961	4.45        GBP
10p ordinary	CFD	Short	296971	4.492917        GBP
10p ordinary	CFD	Short	13943	4.45203        GBP
10p ordinary	CFD	Short	15985	4.46        GBP
10p ordinary	CFD	Short	1795	4.45354986072423        GBP
10p ordinary	CFD	Short	5761	4.47320439        GBP
10p ordinary	CFD	Short	5984	4.4713988        GBP
10p ordinary	CFD	Short	43948	4.480093        GBP
10p ordinary	CFD	Short	3071	4.47759264        GBP
10p ordinary	CFD	Short	19179	4.466312        GBP
10p ordinary	CFD	Short	188880	4.463829        GBP
10p ordinary	CFD	Short	3581	4.468255        GBP
10p ordinary	CFD	Short	789	4.45354626108999        GBP
10p ordinary	CFD	Short	9304	4.45994089        GBP
10p ordinary	CFD	Short	1609	4.4589705        GBP
10p ordinary	CFD	Short	8446	4.4682228273739        GBP
10p ordinary	CFD	Short	82246	4.46476849937991        GBP
10p ordinary	CFD	Short	20710	4.45779381941091        GBP
10p ordinary	CFD	Short	7098	4.46809805579036        GBP
10p ordinary	CFD	Short	5134	4.46903583950136        GBP
10p ordinary	CFD	Short	9585	4.46941909        GBP
10p ordinary	CFD	Short	69	4.454304        GBP
10p ordinary	CFD	Short	18939	4.46989017371561        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	18 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END