Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

26 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	25 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	461539	4.56400        GBP	4.44800        GBP
10p ordinary	Sell	493493	4.56400        GBP	4.44800        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	702	4.53382122507123        GBP
10p ordinary	CFD	Long	228	4.503441        GBP
10p ordinary	CFD	Long	18072	4.49544300430002        GBP
10p ordinary	CFD	Long	309	4.53381553398058        GBP
10p ordinary	CFD	Long	192930	4.488        GBP
10p ordinary	CFD	Long	10776	4.487776        GBP
10p ordinary	CFD	Long	75018	4.48819116908849        GBP
10p ordinary	CFD	Long	2211	4.45854138        GBP
10p ordinary	CFD	Long	653	4.533        GBP
10p ordinary	CFD	Long	683	4.5335        GBP
10p ordinary	CFD	Long	1000	4.4605        GBP
10p ordinary	CFD	Long	3554	4.45        GBP
10p ordinary	CFD	Long	2416	4.461        GBP
10p ordinary	CFD	Long	20226	4.483902        GBP
10p ordinary	CFD	Long	8978	4.53379059634106        GBP
10p ordinary	CFD	Long	644	4.4879439        GBP
10p ordinary	CFD	Long	4462	4.543541        GBP
10p ordinary	CFD	Long	4917	4.45824385        GBP
10p ordinary	CFD	Long	1535	4.5503947        GBP
10p ordinary	CFD	Long	9682	4.47510813946705        GBP
10p ordinary	CFD	Long	4093	4.533086        GBP
10p ordinary	CFD	Long	3019	4.52167538913548        GBP
10p ordinary	CFD	Long	1546	4.4634641        GBP
10p ordinary	CFD	Long	330	4.4776909090303        GBP
10p ordinary	CFD	Long	1223	4.47751472        GBP
10p ordinary	CFD	Short	4554	4.4877012516469        GBP
10p ordinary	CFD	Short	1999	4.48769834917459        GBP
10p ordinary	CFD	Short	493	4.478215        GBP
10p ordinary	CFD	Short	21606	4.488225        GBP
10p ordinary	CFD	Short	500	4.509        GBP
10p ordinary	CFD	Short	18213	4.498958        GBP
10p ordinary	CFD	Short	26	4.48819231        GBP
10p ordinary	CFD	Short	96820	4.488        GBP
10p ordinary	CFD	Short	6516	4.48623557308165        GBP
10p ordinary	CFD	Short	54651	4.49483548371173        GBP
10p ordinary	CFD	Short	577	4.47497574        GBP
10p ordinary	CFD	Short	259	4.53405405405405        GBP
10p ordinary	CFD	Short	1388	4.53528097982709        GBP
10p ordinary	CFD	Short	16553	4.52916389778288        GBP
10p ordinary	CFD	Short	30595	4.48771106389933        GBP
10p ordinary	CFD	Short	33252	4.45592231        GBP
10p ordinary	CFD	Short	8922	4.4804335        GBP
10p ordinary	CFD	Short	8563	4.457417        GBP
10p ordinary	CFD	Short	7404	4.47934656994598        GBP
10p ordinary	CFD	Short	23520	4.4877        GBP
10p ordinary	CFD	Short	6870	4.48114123288792        GBP
10p ordinary	CFD	Short	2287	4.45856952        GBP
10p ordinary	CFD	Short	117	4.54982479        GBP
10p ordinary	CFD	Short	14504	4.48863127410094        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	26 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END