Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

30 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	29 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	2041838	4.60933       GBP	4.56222        GBP
10p ordinary	Sell	222371	4.60933        GBP	4.56222        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	628	4.572        GBP
10p ordinary	CFD	Long	52064	4.569688        GBP
10p ordinary	CFD	Long	174	4.573247        GBP
10p ordinary	CFD	Long	34300	4.57512653061224        GBP
10p ordinary	CFD	Long	17915	4.57656977334636        GBP
10p ordinary	CFD	Long	146	4.57193836        GBP
10p ordinary	CFD	Long	3651	4.5860306563599        GBP
10p ordinary	CFD	Long	793	4.57811728        GBP
10p ordinary	CFD	Long	444	4.566        GBP
10p ordinary	CFD	Long	48	4.5749        GBP
10p ordinary	CFD	Long	32	4.581        GBP
10p ordinary	CFD	Long	13458	4.58326103        GBP
10p ordinary	CFD	Long	5094	4.57179770519631        GBP
10p ordinary	CFD	Long	1683	4.56785354        GBP
10p ordinary	CFD	Long	1411	4.59374522        GBP
10p ordinary	CFD	Long	16060	4.58321413774097        GBP
10p ordinary	CFD	Long	3133	4.5717194426556        GBP
10p ordinary	CFD	Long	1081	4.59274190710453        GBP
10p ordinary	CFD	Long	590	4.56705084949153        GBP
10p ordinary	CFD	Long	3261	4.585931        GBP
10p ordinary	CFD	Long	660	4.57        GBP
10p ordinary	CFD	Long	1388	4.5755        GBP
10p ordinary	CFD	Long	1646	4.5645        GBP
10p ordinary	CFD	Long	4149	4.564        GBP
10p ordinary	CFD	Long	2015	4.574542        GBP
10p ordinary	CFD	Long	67	4.579        GBP
10p ordinary	CFD	Long	628	4.5725        GBP
10p ordinary	CFD	Short	22952	4.570228        GBP
10p ordinary	CFD	Short	17913	4.57646849        GBP
10p ordinary	CFD	Short	3290	4.57609905        GBP
10p ordinary	CFD	Short	1801329	4.57        GBP
10p ordinary	CFD	Short	4282	4.57396968141056        GBP
10p ordinary	CFD	Short	700	4.5724572        GBP
10p ordinary	CFD	Short	9709	5.73483571943558        USD
10p ordinary	CFD	Short	66582	4.57000780348412        GBP
10p ordinary	CFD	Short	1580	4.5695316        GBP
10p ordinary	CFD	Short	92	4.57359318        GBP
10p ordinary	CFD	Short	15977	4.570954        GBP
10p ordinary	CFD	Short	2308	4.57019651        GBP
10p ordinary	CFD	Short	7064	4.57193361        GBP
10p ordinary	CFD	Short	12585	4.57322455769726        GBP
10p ordinary	CFD	Short	3059	4.57208614        GBP
10p ordinary	CFD	Short	2673	4.576495        GBP
10p ordinary	CFD	Short	2328	4.57512318        GBP
10p ordinary	CFD	Short	1371	4.56417943        GBP
10p ordinary	CFD	Short	1163	4.57129831        GBP
10p ordinary	CFD	Short	2910	4.57070997        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	30 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END