Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

02 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	01 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	206550	4.57200        GBP	4.52699        GBP
10p ordinary	Sell	1484051	4.57200        GBP	4.52699        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	1836	4.52792157        GBP
10p ordinary	CFD	Long	715	4.531765        GBP
10p ordinary	CFD	Long	7326	4.532271        GBP
10p ordinary	CFD	Long	1043	4.53        GBP
10p ordinary	CFD	Long	725	4.5305        GBP
10p ordinary	CFD	Long	702	4.534        GBP
10p ordinary	CFD	Long	2512	4.55705812        GBP
10p ordinary	CFD	Long	4996	4.53864702        GBP
10p ordinary	CFD	Long	1286816	4.54        GBP
10p ordinary	CFD	Long	1910	4.5377        GBP
10p ordinary	CFD	Long	2236	4.541597        GBP
10p ordinary	CFD	Long	22000	4.547        GBP
10p ordinary	CFD	Long	840	4.54927857        GBP
10p ordinary	CFD	Long	6810	4.54125814953598        GBP
10p ordinary	CFD	Long	11664	4.54219161404578        GBP
10p ordinary	CFD	Long	651	4.53221429        GBP
10p ordinary	CFD	Long	11021	4.54963614916977        GBP
10p ordinary	CFD	Long	690	4.55568115942029        GBP
10p ordinary	CFD	Long	2279	4.55316805616498        GBP
10p ordinary	CFD	Short	2377	4.54006731        GBP
10p ordinary	CFD	Short	295	4.55387796610169        GBP
10p ordinary	CFD	Short	144	4.54005675        GBP
10p ordinary	CFD	Short	512	4.5553496        GBP
10p ordinary	CFD	Short	802	4.545272        GBP
10p ordinary	CFD	Short	22000	4.547        GBP
10p ordinary	CFD	Short	68	4.53735294        GBP
10p ordinary	CFD	Short	7851	4.53905744491148        GBP
10p ordinary	CFD	Short	3214	4.557        GBP
10p ordinary	CFD	Short	3280	4.53672134033537        GBP
10p ordinary	CFD	Short	217	4.53728766087558        GBP
10p ordinary	CFD	Short	516	4.55403682170543        GBP
10p ordinary	CFD	Short	951	4.555        GBP
10p ordinary	CFD	Short	1501	4.562        GBP
10p ordinary	CFD	Short	16562	4.548296        GBP
10p ordinary	CFD	Short	12852	4.544266        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	02 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END