Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

08 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	07 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1262809	4.93100        GBP	4.82597        GBP
10p ordinary	Sell	863222	4.93000        GBP	4.82597        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	4216	4.910057        GBP
10p ordinary	CFD	Long	712	4.909508        GBP
10p ordinary	CFD	Long	1076	4.9047        GBP
10p ordinary	CFD	Long	40	4.928        GBP
10p ordinary	CFD	Long	90705	4.88166        GBP
10p ordinary	CFD	Long	514	4.90062257        GBP
10p ordinary	CFD	Long	56	4.911429        GBP
10p ordinary	CFD	Long	29988	4.927753        GBP
10p ordinary	CFD	Long	162987	4.921987        GBP
10p ordinary	CFD	Long	930	4.865        GBP
10p ordinary	CFD	Long	1000	4.9145        GBP
10p ordinary	CFD	Long	2289	4.915375        GBP
10p ordinary	CFD	Long	11209	4.901        GBP
10p ordinary	CFD	Long	60174	4.91961672        GBP
10p ordinary	CFD	Long	33800	4.87395177514793        GBP
10p ordinary	CFD	Long	9561	4.8901722        GBP
10p ordinary	CFD	Long	99460	4.87025055        GBP
10p ordinary	CFD	Long	261	4.909648        GBP
10p ordinary	CFD	Long	611	4.91776531436989        GBP
10p ordinary	CFD	Long	809	4.919        GBP
10p ordinary	CFD	Long	3985	4.90183111708156        GBP
10p ordinary	CFD	Long	3596	4.90917067517241        GBP
10p ordinary	CFD	Long	3771	4.90418642        GBP
10p ordinary	CFD	Long	537	4.91        GBP
10p ordinary	CFD	Long	7978	4.9051        GBP
10p ordinary	CFD	Long	2000	4.9035        GBP
10p ordinary	CFD	Long	12994	4.895        GBP
10p ordinary	CFD	Long	12684	4.9168        GBP
10p ordinary	CFD	Long	6000	4.9023        GBP
10p ordinary	CFD	Long	25000	4.9095        GBP
10p ordinary	CFD	Long	6448	4.92725961538462        GBP
10p ordinary	CFD	Long	13	4.9075        GBP
10p ordinary	CFD	Long	128	4.86123046875        GBP
10p ordinary	CFD	Long	10337	4.85955305910806        GBP
10p ordinary	CFD	Long	1630	4.85        GBP
10p ordinary	CFD	Long	43972	4.86683107017852        GBP
10p ordinary	CFD	Long	2580	4.87363876        GBP
10p ordinary	CFD	Long	21028	4.897885        GBP
10p ordinary	CFD	Long	758	4.92491623        GBP
10p ordinary	CFD	Long	9526	4.9279384        GBP
10p ordinary	CFD	Long	2694	4.89672606        GBP
10p ordinary	CFD	Long	1287	4.9082626        GBP
10p ordinary	CFD	Short	3306	4.87099549        GBP
10p ordinary	CFD	Short	664	4.899905        GBP
10p ordinary	CFD	Short	773156	4.928        GBP
10p ordinary	CFD	Short	5167	4.928247        GBP
10p ordinary	CFD	Short	323	4.879752        GBP
10p ordinary	CFD	Short	3220	4.895453        GBP
10p ordinary	CFD	Short	336	4.83834821428571        GBP
10p ordinary	CFD	Short	9385	4.92898561534363        GBP
10p ordinary	CFD	Short	1619	4.9133448        GBP
10p ordinary	CFD	Short	580	4.855        GBP
10p ordinary	CFD	Short	12056	4.90624054223623        GBP
10p ordinary	CFD	Short	13890	4.91643297        GBP
10p ordinary	CFD	Short	26524	4.91212177        GBP
10p ordinary	CFD	Short	3306	4.87600081        GBP
10p ordinary	CFD	Short	2426	4.92541294        GBP
10p ordinary	CFD	Short	6878	4.87845985        GBP
10p ordinary	CFD	Short	62320	4.89854528        GBP
10p ordinary	CFD	Short	4368	4.87779801        GBP
10p ordinary	CFD	Short	3771	4.88337417        GBP
10p ordinary	CFD	Short	3758	4.84616389        GBP
10p ordinary	CFD	Short	1187	4.85071679        GBP
10p ordinary	CFD	Short	744	4.83833400537634        GBP
10p ordinary	CFD	Short	2919	4.91563772        GBP
10p ordinary	CFD	Short	3063	4.91395804849167        GBP
10p ordinary	CFD	Short	3245	4.91815932144222        GBP
10p ordinary	CFD	Short	48040	4.92504918703913        GBP
10p ordinary	CFD	Short	3194	4.85007201        GBP
10p ordinary	CFD	Short	514	4.9280616        GBP
10p ordinary	CFD	Long	2740	0.0000     GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	08 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END