Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

09 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	08 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	795076	4.91500 GBP	4.85882        GBP
10p ordinary	Sell	1454662	4.91500        GBP	4.85882        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	344	4.90073401162791        GBP
10p ordinary	CFD	Long	109262	4.891988        GBP
10p ordinary	CFD	Long	3157	4.8981539438866        GBP
10p ordinary	CFD	Long	651539	4.896        GBP
10p ordinary	CFD	Long	56555	4.890246        GBP
10p ordinary	CFD	Long	9028	4.910608        GBP
10p ordinary	CFD	Long	5758	4.89820154        GBP
10p ordinary	CFD	Long	1977	4.88398584        GBP
10p ordinary	CFD	Long	1224	4.885        GBP
10p ordinary	CFD	Long	850	4.887        GBP
10p ordinary	CFD	Long	97499	4.891848        GBP
10p ordinary	CFD	Long	17887	4.895755        GBP
10p ordinary	CFD	Long	156	4.90072756410256        GBP
10p ordinary	CFD	Long	2335	4.89526766595289        GBP
10p ordinary	CFD	Long	269	4.884455        GBP
10p ordinary	CFD	Long	2572	4.8875142        GBP
10p ordinary	CFD	Long	72	4.893        GBP
10p ordinary	CFD	Long	3989	4.87607420406117        GBP
10p ordinary	CFD	Long	11866	4.89100286532951        GBP
10p ordinary	CFD	Long	19741	4.89214832075376        GBP
10p ordinary	CFD	Long	2770	4.88528158844765        GBP
10p ordinary	CFD	Long	330	4.883871        GBP
10p ordinary	CFD	Long	2924	4.8876019127907        GBP
10p ordinary	CFD	Long	19470	4.887166        GBP
10p ordinary	CFD	Long	5764	4.8853        GBP
10p ordinary	CFD	Long	39270	4.88886931174892        GBP
10p ordinary	CFD	Short	2808	4.900796        GBP
10p ordinary	CFD	Short	6704	4.87882831145585        GBP
10p ordinary	CFD	Short	26608	4.88965595        GBP
10p ordinary	CFD	Short	5923	4.88504913145703        GBP
10p ordinary	CFD	Short	2001	4.87179609951524        GBP
10p ordinary	CFD	Short	3867	4.87280411        GBP
10p ordinary	CFD	Short	5953	4.896        GBP
10p ordinary	CFD	Short	2600	4.89960769        GBP
10p ordinary	CFD	Short	28789	4.891785        GBP
10p ordinary	CFD	Short	674	4.881        GBP
10p ordinary	CFD	Short	891	4.905        GBP
10p ordinary	CFD	Short	1060	4.906        GBP
10p ordinary	CFD	Short	970	4.895        GBP
10p ordinary	CFD	Short	8204	4.896245        GBP
10p ordinary	CFD	Short	3027	4.87883201189296        GBP
10p ordinary	CFD	Short	23403	4.894045        GBP
10p ordinary	CFD	Short	9476	4.896147        GBP
10p ordinary	CFD	Short	3045	4.895266        GBP
10p ordinary	CFD	Short	759	4.894465        GBP
10p ordinary	CFD	Short	596	4.896098        GBP
10p ordinary	CFD	Short	30146	4.88959596580774        GBP
10p ordinary	CFD	Short	901	4.88254076655938        GBP
10p ordinary	CFD	Short	99861	4.89599739638097        GBP
10p ordinary	CFD	Short	26572	4.88588546290682        GBP
10p ordinary	CFD	Short	10665	4.88792629887201        GBP
10p ordinary	CFD	Short	12586	4.89537461        GBP
10p ordinary	CFD	Short	462	4.8752993        GBP
10p ordinary	CFD	Short	11389	4.89069777        GBP
10p ordinary	CFD	Short	8513	4.88480922        GBP
10p ordinary	CFD	Short	20626	4.8859242        GBP
10p ordinary	CFD	Short	6953	4.88119895        GBP
10p ordinary	CFD	Short	8238	4.87734653        GBP
10p ordinary	CFD	Short	5881	4.88307381        GBP
10p ordinary	CFD	Short	4207	4.894787        GBP
10p ordinary	CFD	Short	865	4.876514        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	09 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END