Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

10 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	09 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	3907548	4.94300        GBP	4.87699        GBP
10p ordinary	Sell	287258	4.94323        GBP	4.87699        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	2381	4.91126417471651        GBP
10p ordinary	CFD	Long	1	4.881        GBP
10p ordinary	CFD	Long	1884	4.89444692374735        GBP
10p ordinary	CFD	Long	17766	4.91386136381403        GBP
10p ordinary	CFD	Long	2	4.8825        GBP
10p ordinary	CFD	Long	9947	4.909145        GBP
10p ordinary	CFD	Long	1678	4.912        GBP
10p ordinary	CFD	Long	3230	4.943238        GBP
10p ordinary	CFD	Long	2332	4.9119386        GBP
10p ordinary	CFD	Long	257	4.90066148        GBP
10p ordinary	CFD	Long	312	4.9305        GBP
10p ordinary	CFD	Long	5776	4.916884        GBP
10p ordinary	CFD	Long	2640	4.911754        GBP
10p ordinary	CFD	Long	210	4.900762        GBP
10p ordinary	CFD	Long	32234	4.89532822485574        GBP
10p ordinary	CFD	Long	65	4.92401538276923        GBP
10p ordinary	CFD	Long	7954	4.91089188        GBP
10p ordinary	CFD	Long	3260	4.91312346586503        GBP
10p ordinary	CFD	Long	6444	4.9210282468622        GBP
10p ordinary	CFD	Long	899	4.9166574        GBP
10p ordinary	CFD	Long	4655	4.9133        GBP
10p ordinary	CFD	Long	110291	4.923942        GBP
10p ordinary	CFD	Short	5311	4.91578095        GBP
10p ordinary	CFD	Short	19	4.89652631578947        GBP
10p ordinary	CFD	Short	17049	4.90939568        GBP
10p ordinary	CFD	Short	2841	4.908205        GBP
10p ordinary	CFD	Short	1784500	4.896        GBP
10p ordinary	CFD	Short	2513	4.91480595        GBP
10p ordinary	CFD	Short	11580	4.912245        GBP
10p ordinary	CFD	Short	1311133	4.901        GBP
10p ordinary	CFD	Short	1287	4.893        GBP
10p ordinary	CFD	Short	815	4.885        GBP
10p ordinary	CFD	Short	60538	4.906398        GBP
10p ordinary	CFD	Short	4332	4.92        GBP
10p ordinary	CFD	Short	972	4.918        GBP
10p ordinary	CFD	Short	1386	4.923        GBP
10p ordinary	CFD	Short	460173	4.912        GBP
10p ordinary	CFD	Short	642	4.9095802        GBP
10p ordinary	CFD	Short	7400	4.90984864864865        GBP
10p ordinary	CFD	Short	6596	4.88671877087477        GBP
10p ordinary	CFD	Short	42	4.89647619047619        GBP
10p ordinary	CFD	Short	16397	4.91226023060255        GBP
10p ordinary	CFD	Short	18722	4.90831193003312        GBP
10p ordinary	CFD	Short	87777	4.90854071035943        GBP
10p ordinary	CFD	Short	849	4.91727385        GBP
10p ordinary	CFD	Short	2745	4.918627        GBP
10p ordinary	CFD	Short	257	4.9120614        GBP
10p ordinary	CFD	Short	1139	4.91        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	10 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END