Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

13 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	10 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	389151	4.98200        GBP	4.93699        GBP
10p ordinary	Sell	852758	4.98200        GBP	4.91126        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	346569	4.957652        GBP
10p ordinary	CFD	Long	16078	4.937        GBP
10p ordinary	CFD	Long	11462	4.96038143        GBP
10p ordinary	CFD	Long	3490	4.96338223553295        GBP
10p ordinary	CFD	Long	27610	4.95915679155849        GBP
10p ordinary	CFD	Long	1043	4.978        GBP
10p ordinary	CFD	Long	26990	4.95341656        GBP
10p ordinary	CFD	Long	97	4.969808        GBP
10p ordinary	CFD	Long	3605	4.95417499750069        GBP
10p ordinary	CFD	Long	1849	4.9505        GBP
10p ordinary	CFD	Long	154414	4.960752        GBP
10p ordinary	CFD	Long	3815	4.951        GBP
10p ordinary	CFD	Long	19895	4.95758784        GBP
10p ordinary	CFD	Long	59528	4.94915164        GBP
10p ordinary	CFD	Long	21187	4.9379836        GBP
10p ordinary	CFD	Long	1408	4.94616619        GBP
10p ordinary	CFD	Long	13393	4.95380579825581        GBP
10p ordinary	CFD	Long	53612	4.94683337778184        GBP
10p ordinary	CFD	Long	922	4.94700108637744        GBP
10p ordinary	CFD	Long	15677	4.956508        GBP
10p ordinary	CFD	Long	9972	4.936901        GBP
10p ordinary	CFD	Long	100571	4.952        GBP
10p ordinary	CFD	Short	877	4.958769        GBP
10p ordinary	CFD	Short	127850	4.937        GBP
10p ordinary	CFD	Short	7252	4.937246        GBP
10p ordinary	CFD	Short	16968	4.937247        GBP
10p ordinary	CFD	Short	100571	4.952        GBP
10p ordinary	CFD	Short	415	4.95962530120482        GBP
10p ordinary	CFD	Short	917	4.95963794983642        GBP
10p ordinary	CFD	Short	4828	4.95373488126761        GBP
10p ordinary	CFD	Short	16927	4.93755243105098        GBP
10p ordinary	CFD	Short	11295	4.95355017747145        GBP
10p ordinary	CFD	Short	5192	4.95172        GBP
10p ordinary	CFD	Short	3168	4.95        GBP
10p ordinary	CFD	Short	669	4.96933333433483        GBP
10p ordinary	CFD	Short	2441	4.949764        GBP
10p ordinary	CFD	Short	3734	4.95452598        GBP
10p ordinary	CFD	Short	16860	4.94362036        GBP
10p ordinary	CFD	Short	25649	4.93823232879372        GBP
10p ordinary	CFD	Short	315	4.96619047739683        GBP
10p ordinary	CFD	Short	383	4.959        GBP
10p ordinary	CFD	Short	904	4.95989066486726        GBP
10p ordinary	CFD	Short	59898	4.943615        GBP
10p ordinary	CFD	Short	911	4.95559221        GBP
10p ordinary	CFD	Short	14800	4.94663310810811        GBP
10p ordinary	CFD	Short	12685	4.95877374884509        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	13 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END