Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

21 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	20 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1063685	5.23826        GBP	5.18600        GBP
10p ordinary	Sell	464551	5.29600        GBP	5.18600        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	2490	5.215856        GBP
10p ordinary	CFD	Long	4975	5.186        GBP
10p ordinary	CFD	Long	152	5.210421        GBP
10p ordinary	CFD	Long	1690	5.2465        GBP
10p ordinary	CFD	Long	15732	5.2312        GBP
10p ordinary	CFD	Long	2907	5.1941582348194        GBP
10p ordinary	CFD	Long	862	5.28216937        GBP
10p ordinary	CFD	Long	2198	5.22647679719745        GBP
10p ordinary	CFD	Long	23989	5.22729159521948        GBP
10p ordinary	CFD	Long	1917	5.20856442629108        GBP
10p ordinary	CFD	Long	10	5.192        GBP
10p ordinary	CFD	Long	13303	5.23581094692175        GBP
10p ordinary	CFD	Long	1396	5.29081232091691        GBP
10p ordinary	CFD	Long	5931	5.197592        GBP
10p ordinary	CFD	Long	1719	5.245148        GBP
10p ordinary	CFD	Long	11678	5.23650702        GBP
10p ordinary	CFD	Long	16040	5.2724096        GBP
10p ordinary	CFD	Long	29153	5.1872034        GBP
10p ordinary	CFD	Long	11842	5.266387        GBP
10p ordinary	CFD	Long	2922	5.22653661448665        GBP
10p ordinary	CFD	Long	1860	5.28318978        GBP
10p ordinary	CFD	Long	6112	5.22971924        GBP
10p ordinary	CFD	Long	2918	5.27299897069911        GBP
10p ordinary	CFD	Long	1358	5.28352356424153        GBP
10p ordinary	CFD	Long	1746	5.23577663292096        GBP
10p ordinary	CFD	Long	3429	5.27309011410615        GBP
10p ordinary	CFD	Long	3994	5.22183225074862        GBP
10p ordinary	CFD	Long	3800	5.2899        GBP
10p ordinary	CFD	Long	9126	5.2234096        GBP
10p ordinary	CFD	Long	3257	5.2907485416027        GBP
10p ordinary	CFD	Short	413	5.18606482        GBP
10p ordinary	CFD	Short	455	5.238264        GBP
10p ordinary	CFD	Short	3781	5.21429        GBP
10p ordinary	CFD	Short	2435	5.19876386036961        GBP
10p ordinary	CFD	Short	363259	5.186        GBP
10p ordinary	CFD	Short	5727	5.25393399792736        GBP
10p ordinary	CFD	Short	1465	5.18636177474403        GBP
10p ordinary	CFD	Short	7400	5.238        GBP
10p ordinary	CFD	Short	1200	5.28036666666667        GBP
10p ordinary	CFD	Short	42702	5.19530696507517        GBP
10p ordinary	CFD	Short	393	5.2149313        GBP
10p ordinary	CFD	Short	934	5.19521627        GBP
10p ordinary	CFD	Short	300000	5.2545        GBP
10p ordinary	CFD	Short	21321	5.186259        GBP
10p ordinary	CFD	Short	8914	5.18626        GBP
10p ordinary	CFD	Short	892	5.22445515773543        GBP
10p ordinary	CFD	Short	20406	5.27725        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	21 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END