Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

23 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	22 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	584499	5.04500        GBP	4.96935        GBP
10p ordinary	Sell	433140	5.04500        GBP	4.97000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	552	5.00609513913043        GBP
10p ordinary	CFD	Long	159	4.996        GBP
10p ordinary	CFD	Long	3	4.992        GBP
10p ordinary	CFD	Long	1	5.012        GBP
10p ordinary	CFD	Long	5000	5.04        GBP
10p ordinary	CFD	Long	808	5.01705693        GBP
10p ordinary	CFD	Long	18358	5.02487087760867        GBP
10p ordinary	CFD	Long	12557	5.00407334287967        GBP
10p ordinary	CFD	Long	550	5.03670181752727        GBP
10p ordinary	CFD	Long	2282	5.034969        GBP
10p ordinary	CFD	Long	21877	4.99625022        GBP
10p ordinary	CFD	Long	6640	4.98144428        GBP
10p ordinary	CFD	Long	6330	4.99593755        GBP
10p ordinary	CFD	Long	590	5.022        GBP
10p ordinary	CFD	Long	539	5.03962894        GBP
10p ordinary	CFD	Long	382	4.98466        GBP
10p ordinary	CFD	Long	17632	5.006292        GBP
10p ordinary	CFD	Long	2334	4.993        GBP
10p ordinary	CFD	Long	1372	5.042        GBP
10p ordinary	CFD	Long	4449	5.01215399539897        GBP
10p ordinary	CFD	Long	14113	4.99715077        GBP
10p ordinary	CFD	Long	3928	4.99871978        GBP
10p ordinary	CFD	Long	3	4.98666667        GBP
10p ordinary	CFD	Long	271	5.00986        GBP
10p ordinary	CFD	Long	36700	5.01679073569482        GBP
10p ordinary	CFD	Long	13655	5.015889        GBP
10p ordinary	CFD	Long	5851	5.032317        GBP
10p ordinary	CFD	Long	4397	5.009        GBP
10p ordinary	CFD	Long	9128	5.002112        GBP
10p ordinary	CFD	Short	11521	4.9914819        GBP
10p ordinary	CFD	Short	2334	4.99599981        GBP
10p ordinary	CFD	Short	12734	4.996249        GBP
10p ordinary	CFD	Short	1365	5.004696        GBP
10p ordinary	CFD	Short	40792	5.00396038227569        GBP
10p ordinary	CFD	Short	3896	5.00201976699179        GBP
10p ordinary	CFD	Short	28368	4.99974304138607        GBP
10p ordinary	CFD	Short	128	5.00411719        GBP
10p ordinary	CFD	Short	4201	4.97631504403713        GBP
10p ordinary	CFD	Short	792	4.969349        GBP
10p ordinary	CFD	Short	72000	4.9755        GBP
10p ordinary	CFD	Short	4200	5.03677857142857        GBP
10p ordinary	CFD	Short	3591	4.98338254        GBP
10p ordinary	CFD	Short	11160	5.00437580743728        GBP
10p ordinary	CFD	Short	53229	4.996        GBP
10p ordinary	CFD	Short	2348	4.99458730843271        GBP
10p ordinary	CFD	Short	10338	5.00281378        GBP
10p ordinary	CFD	Short	9986	4.99611556174044        GBP
10p ordinary	CFD	Short	35197	4.996342        GBP
10p ordinary	CFD	Short	25747	5.02791432        GBP
10p ordinary	CFD	Short	1871	5.038471        GBP
10p ordinary	CFD	Short	440	4.99606245        GBP
10p ordinary	CFD	Short	1896	4.9763125        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	23 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END